-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OT+LA+UGVtuRKsnJ883Cd+UlgJ62EnBo1znDAoDOxNIzJVJSBbdrla2HRu4cyIIv dM+lS1gQ4ITt4H0alAmXsQ== 0001007116-02-000014.txt : 20020413 0001007116-02-000014.hdr.sgml : 20020413 ACCESSION NUMBER: 0001007116-02-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020102 COMPANY DATA: COMPANY CONFORMED NAME: OLEKSA THOMAS D CENTRAL INDEX KEY: 0001027147 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3863 THOMAS DR CITY: EMMAUS STATE: PA ZIP: 18049 MAIL ADDRESS: STREET 1: 3863 THOMAS DR CITY: 3EMMAUS STATE: PA ZIP: 18049 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARLEYSVILLE NATIONAL CORP CENTRAL INDEX KEY: 0000702902 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232210237 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15237 FILM NUMBER: 2500041 BUSINESS ADDRESS: STREET 1: 483 MAIN ST STREET 2: P O BOX 195 CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: 2152568851 MAIL ADDRESS: STREET 1: 483 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 4 1 edgar.txt FORM 4 - DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person OLEKSA, THOMAS D 3863 THOMAS DR EMMAUS, PA 18049 USA 2. Issuer Name and Ticker or Trading Symbol HARLEYSVILLE NATIONAL CORPORATION HNBC 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year DECEMBER 31, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) DIRECTOR, PRES. & CEO - CNB; A SUBSIDIARY OF HNC 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK - HNBC |12/14/|J* |V|7.191 |A |$23.8187 |908.691 |D | | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC | | | | | | |948.000 |D |IRA HELD IN STREET NAME | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC | | | | | | |176.000 |D |HNB 401(k) PLAN** | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |TOTAL |2,032.691 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| EMPLOYEE STOCK OPTION | | | | | | |10/27|10/27|COMMON STOCK| | |11,026 |D | | (RIGHT TO BUY) | | | | | | |/99 |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| EMPLOYEE STOCK OPTION | | | | | | |12/01|12/01|COMMON STOCK| | |12,850 |D | | (RIGHT TO BUY) | | | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| EMPLOYEE STOCK OPTION | | | | | | |12/01|12/01|COMMON STOCK| | |36,150 |D | | (RIGHT TO BUY) | | | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | |TOTAL |60,026 | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *Shares purchased through Dividend Reinvestment Program **401(k) Plan balance for end of period holdings as of 9/30/01. Exempt under Rule 16b-3(c). The information in this request is based on a plan statement dated September 30, 2001 and the fair market value of HNBC stock as of September 30, 2001. (Most recent quarter available.) SIGNATURE OF REPORTING PERSON /s/Elizabeth F. Chemnitz for Thomas D. Oleksa DATE January 2, 2002 -----END PRIVACY-ENHANCED MESSAGE-----