4 1 edgar.txt FORM 4 - DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person HENRY, CLAY T 319 VISTA DR. PHOENIXVILLE, PA 19460-1054 USA 2. Issuer Name and Ticker or Trading Symbol HARLEYSVILLE NATIONAL CORPORATION HNBC 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year DECEMBER 31, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) SR. VICE PRESIDENT & SR. TRUST OFFICER - HNB; A SUBSIDIARY OF HNC 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK - HNBC |12/21/|M***| |4,600 |A | |75.000 |D | | |01 | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC |12/21/|S | |700 |D |$24.50 | | | | |01 | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC |12/21/|S | |3,825 |D |$24.23 | | | | |01 | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |TOTAL |75.000 | | | -----------------------------------------------------------------------------------------------------------------------------------| ***Proceeds of same day sal| | | | | | | | | | e used to purchase shares r| | | | | | | | | | etained | | | | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| EMPLOYEE STOCK OPTION | | | | | | |09/23|03/23|COMMON STOCK| | |6,616 |D | | (RIGHT TO BUY) | | | | | | |/98 |/08 | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| EMPLOYEE STOCK OPTION |$13.87 |12/21|M | |4,600 |D |(1) |12/01|COMMON STOCK|23,000 | |18,400 |D | | (RIGHT TO BUY) | |/01 | | | | | |/10 | | | | | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | |TOTAL |25,016 | | | -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The option vested in 12/01. 20% over 5 consecutive years commencing on 12/1/01. SIGNATURE OF REPORTING PERSON /s/Elizabeth F. Chemnitz for Clay T. Henry DATE January 2, 2002