-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9TQ1oHMZDX3U2yglazRLpN4dNx8nm3Ld+lYnktDcWh+iKqvdVcRZ859YxJO3Udv ZC92Ehr+9l3nYnSuPzXshA== 0001007116-02-000002.txt : 20020413 0001007116-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0001007116-02-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARLEYSVILLE NATIONAL CORP CENTRAL INDEX KEY: 0000702902 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232210237 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15237 FILM NUMBER: 2500013 BUSINESS ADDRESS: STREET 1: 483 MAIN ST STREET 2: P O BOX 195 CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: 2152568851 MAIL ADDRESS: STREET 1: 483 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 COMPANY DATA: COMPANY CONFORMED NAME: BERGEY LEEANN CENTRAL INDEX KEY: 0001076997 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 137 LIONS GATE CIRCLE CITY: SOUDERTON STATE: PA ZIP: 18694 BUSINESS PHONE: 2152568851 MAIL ADDRESS: STREET 1: 483 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 4 1 edgar.txt FORM 4 - DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person BERGEY, LEEANN B 137 LIONS GATE CIRCLE SOUDERTON, PA 18964 USA 2. Issuer Name and Ticker or Trading Symbol HARLEYSVILLE NATIONAL CORPORATION HNBC 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year DECEMBER 31, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) DIRECTOR - HNC 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK - HNBC | | | | | | |1,050.000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC |12/14/|J* |V|3.999 |A |$23.8187 |505.340 |D |W/SPOUSE | |01 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |TOTAL |1,555.340 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| NON-QUALIFIED STOCK OP| | | | | | |10/13|04/13|COMMON STOCK| | |8,270 |D | | TION (RIGHT TO BUY) | | | | | | |/99 |/09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| NON-QUALIFIED STOCK OP| | | | | | |07/03|01/03|COMMON STOCK| | |8,270 |D | | TION (RIGHT TO BUY) | | | | | | |/00 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| NON-QUALIFIED STOCK OP| | | | | | |07/02|01/02|COMMON STOCK| | |1,102 |D | | TION (RIGHT TO BUY) | | | | | | |/01 |/11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | |TOTAL |17,642 | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *Shares purchased through Dividend Reinvestment Program SIGNATURE OF REPORTING PERSON /s/Elizabeth F. Chemnitz for LeeAnn B. Bergey DATE January 2, 2002 -----END PRIVACY-ENHANCED MESSAGE-----