-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4Ved67VLmCTmQdw7EDwYW4cypd+XicyyUtO/XVxH7a2l3MsS6kORh5gLsM5TMl+ o1Zsr+bSfw7HVmNF37Baag== 0001007116-01-500045.txt : 20020816 0001007116-01-500045.hdr.sgml : 20020816 20010801083557 ACCESSION NUMBER: 0001007116-01-500045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010731 FILED AS OF DATE: 20010801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARLEYSVILLE NATIONAL CORP CENTRAL INDEX KEY: 0000702902 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 232210237 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15237 BUSINESS ADDRESS: STREET 1: 483 MAIN ST STREET 2: P O BOX 195 CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: 2152568851 MAIL ADDRESS: STREET 1: 483 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 COMPANY DATA: COMPANY CONFORMED NAME: DALLER WALTER E JR CENTRAL INDEX KEY: 0000900839 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 483 MAIN ST CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: 2152568851 MAIL ADDRESS: STREET 1: 483 MAIN ST CITY: HARLEYSVILLE STATE: PA ZIP: 19438 4 1 edgar.txt FORM 4 - JULY 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person DALLER, JR., WALTER E 719 CLAYHOR AVE COLLEGEVILLE, PA 19426 USA 2. Issuer Name and Ticker or Trading Symbol HARLEYSVILLE NATIONAL CORPORATION HNBC 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year JULY 31, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) DIRECTOR, PRES. & CEO - HNC 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK - HNBC | | | | | | |131,535.000 |D |W/SPOUSE | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC | | | | | | |26,573.000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC | | | | | | |13,258.000 |I |SPOUSE | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC | | | | | | |344.000 |I |BY SPOUSE IN STREET NAME | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK - HNBC |7/31/0|J* |V| | | |1,836.000 |D |HNB 401(k) PLAN | |1 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |TOTAL |173,546.000 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| EMPLOYEE STOCK OPTION | | | | | | |10/27|10/27|COMMON STOCK| | |10,474 |D | | (RIGHT TO BUY) | | | | | | |/99 |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| EMPLOYEE STOCK OPTION | | | | | | |06/01|12/01|COMMON STOCK| | |51,889 |D | | (RIGHT TO BUY) | | | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| EMPLOYEE STOCK OPTION | | | | | | |06/01|12/01|COMMON STOCK| | |611 |D | | (RIGHT TO BUY) | | | | | | |/01 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | |TOTAL |62,974 | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *401(k) Plan balance for end of period holdings as of 3/31/01. Exempt under Rule 16b-3(c). The information in this report is based on a plan statement dated as of March 31, 2001 and the fair market value of HNBC stock as of March 31, 2001. (Most recent quarter available.) SIGNATURE OF REPORTING PERSON /s/Elizabeth F. Chemnitz for Walter E. Daller, Jr. DATE August 1, 2001 -----END PRIVACY-ENHANCED MESSAGE-----