0001437749-14-009647.txt : 20140521 0001437749-14-009647.hdr.sgml : 20140521 20140521160004 ACCESSION NUMBER: 0001437749-14-009647 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bank of Commerce Holdings CENTRAL INDEX KEY: 0000702513 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942823865 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25135 FILM NUMBER: 14860703 BUSINESS ADDRESS: STREET 1: 1901 CHURN CREEK ROAD CITY: REDDING STATE: CA ZIP: 96002 BUSINESS PHONE: (530) 722-3939 MAIL ADDRESS: STREET 1: 1901 CHURN CREEK ROAD CITY: REDDING STATE: CA ZIP: 96002 FORMER COMPANY: FORMER CONFORMED NAME: REDDING BANCORP DATE OF NAME CHANGE: 19920703 8-K 1 boch20140521_8k.htm FORM 8-K boch20140521_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

Current Report

 

Pursuant to Section 13 or 15(D)

of the Securities Exchange Act Of 1934

 

Date of report (Date of earliest event reported):
May 20, 2014

 

 

Bank of Commerce Holdings

(Exact name of registrant as specified in its charter)

 

 

California

(State or other jurisdiction of incorporation)

 

 

 

   0-25135

 

  

 

94-2823865

 

(Commission File Number)

 

IRS Employer Identification No.

 

1901 Churn Creek Road
Redding, California 96002
(Address of principal executive offices) (zip code)

 

Registrant's telephone number, including area code: (530) 722-3939

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):

 

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act of (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act of (17 CFR 240.13e-4(c))

 

 
 
 

 

Item 5.07     Submission of Matters to a Vote of Security Holders

 

The 2014 Annual Meeting of Shareholders (the “Annual Meeting”) of Bank of Commerce Holdings (the “Company”) was held on May 20, 2014. There were 13,630,077 shares outstanding and entitled to vote at the Annual Meeting; of those shares, 10,505,425 were present in person or by proxy. The following matters were voted upon at the Annual Meeting:

 

1.

Proposal No. 1, the election of nine members to the Board of Directors to serve until the 2015 Annual Meeting or until their successors have been elected and qualified;

 

2.

Proposal No. 2, ratification of the selection of Moss Adams, LLP as the Company’s independent registered public accounting firm for 2014;

 

3.

Proposal No. 3, an advisory (non-binding) resolution to approve named executive officer compensation.

 

The following is a summary of the voting results for the matters voted upon by the shareholders.

 

Proposal No. 1 – Election of Directors

 

Director’s Name

Votes For

Votes Withheld

Broker Non-Votes

       

Orin N. Bennett

6,075,307

719,886

3,710,232

       

Gary R. Burks

6,535,999

259,194

3,710,232

       

Randall S. Eslick

6,615,199

179,994

3,710,232

       

Joseph Q. Gibson

6,548,475

246,718

3,710,232

       

Jon W. Halfhide

6,122,273

672,920

3,710,232

       

Linda J. Miles

6,637,475

157,718

3,710,232

       

David H. Scott

6,638,024

157,169

3,710,232

       

Terence J. Street

6,075,307

719,886

3,710,232

       

Lyle L. Tullis

6,637,575

157,618

3,710,232

 

 

Proposal No. 2 – Ratification of the Selection of Moss Adams, LLP as the Company’s Independent Registered Public Accounting Firm for 2014

 

Votes For

Votes Against

Abstentions

Broker Non-Votes

       

10,350,170

7,057

148,198

0

 

 

Proposal No. 3 - Advisory (Non-Binding) Resolution to Approve Named Executive Officer Compensation

 

Votes For

Votes Against

Abstentions

Broker Non-Votes

       

5,599,588

735,560

460,045

3,710,232

 

 
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

May 21, 2014

 

 

/S/ Samuel D. Jimenez

 

By: Samuel D. Jimenez

 

Executive Vice President and

 

Chief Operating Officer / Chief Financial Officer

 

 

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