0001127602-19-012364.txt : 20190319 0001127602-19-012364.hdr.sgml : 20190319 20190319203005 ACCESSION NUMBER: 0001127602-19-012364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spitler Michael C CENTRAL INDEX KEY: 0001580066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10967 FILM NUMBER: 19693329 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC CENTRAL INDEX KEY: 0000702325 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363161078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8750 WEST BRYN MAWR AVENUE STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60631 BUSINESS PHONE: 6308757450 MAIL ADDRESS: STREET 1: 8750 WEST BRYN MAWR AVENUE STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60631 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-15 0000702325 FIRST MIDWEST BANCORP INC FMBI 0001580066 Spitler Michael C 8750 WEST BRYN MAWR AVENUE SUITE 1300 CHICAGO IL 60631 1 Bank EVP, Chief Credit Officer Common Stock 2019-03-15 4 A 0 3059 21.91 A 31536 D Common Stock 2019-03-15 4 F 0 402 21.91 D 31134 D Common Stock 2019-03-15 4 F 0 413 21.91 D 30721 D Common Stock 2019-03-15 4 F 0 332 21.91 D 30389 D Represents performance shares earned by the Reporting Person on March 15, 2019. The performance shares were granted by the Issuer to the Reporting Person under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan on February 17, 2016, subject to a three year (2016-2018) performance period. Of the performance shares earned, 1,020 vested immediately and were paid in shares of First Midwest Bancorp, Inc. Common Stock. The remaining 2,039 earned performance shares represent the right to receive shares of First Midwest Bancorp, Inc. Common Stock upon satisfaction of a service-based vesting requirement and are scheduled to vest in two equal annual installments on March 15, 2020 and March 15, 2021. Reflects the surrender of 402 shares of First Midwest Bancorp, Inc. Common Stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of the first tranche of the earned performance shares described in note 1. On February 18, 2015, the Issuer granted the Reporting Person a performance shares award under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan, subject to a three year (2015-2017) performance period, as to which 3,141 performance shares were earned on March 15, 2018. The earned performance shares were scheduled to vest in three equal annual installments on the date earned and the first and second anniversary thereof. On March 15, 2019, the second installment of 1,047 of the originally earned performance shares vested and were paid in shares of First Midwest Bancorp, Inc. Common Stock, of which 413 shares were surrendered by the Reporting Person to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. On February 19, 2014, the Issuer granted the Reporting Person a performance shares award under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan, subject to a three year (2014-2016) performance period, as to which 2,521 performance shares were earned on March 15, 2017. The earned performance shares were scheduled to vest in three equal annual installments on the date earned and the first and second anniversary thereof. On March 15, 2019, the third installment of 840 of the originally earned performance shares vested and were paid in shares of First Midwest Bancorp, Inc. Common Stock, of which 332 shares were surrendered by the Reporting Person to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. 16,341 of these shares are restricted stock units / performance shares. /s/ Andrea L. Stangl, Attorney-in-fact for Michael C. Spitler 2019-03-19