0001127602-18-007368.txt : 20180220 0001127602-18-007368.hdr.sgml : 20180220 20180220193656 ACCESSION NUMBER: 0001127602-18-007368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180217 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotchkiss James P CENTRAL INDEX KEY: 0001435561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10967 FILM NUMBER: 18626613 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC CENTRAL INDEX KEY: 0000702325 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363161078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6308757450 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-17 0000702325 FIRST MIDWEST BANCORP INC FMBI 0001435561 Hotchkiss James P ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143 1 EVP and Treasurer Common Stock 2018-02-17 4 F 0 1638 25.08 D 63689 D Common Stock 2018-02-18 4 F 0 1784 25.08 D 61905 D Common Stock 2146 I By Profit Sharing Plan Trust On February 17, 2016 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 6,601 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 17, 2018, 3,301 of the originally granted RSAs vested, of which 1,638 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. On February 18, 2015 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 8,171 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 18, 2017, the remaining 4,085 shares of the originally granted RSAs vested, of which 1,784 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. Between March 18, 2017 and January 16, 2018, the Reporting Person acquired 35 shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan pursuant to the Dividend Reinvestment feature of the Plan. Also, 2 shares were also sold from the Reporting Person's Plan account in connection with certain Plan administration actions. This information is based on a Plan statement dated January 16, 2018. Andrea L. Stangl, Attorney-in-fact for James P. Hotchkiss 2018-02-20