0001225208-21-010974.txt : 20210802 0001225208-21-010974.hdr.sgml : 20210802 20210802094205 ACCESSION NUMBER: 0001225208-21-010974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210729 FILED AS OF DATE: 20210802 DATE AS OF CHANGE: 20210802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaw Alan H. CENTRAL INDEX KEY: 0001643244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 211134949 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE STREET 2: 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 doc4.xml X0306 4 2021-07-29 0000702165 NORFOLK SOUTHERN CORP NSC 0001643244 Shaw Alan H. THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP & Chief Marketing Officer Common Stock 2021-07-29 4 M 0 2760.0000 94.1700 A 31399.0000 D Common Stock 2021-07-29 4 M 0 2720.0000 104.2300 A 34119.0000 D Common Stock 2021-07-29 4 M 0 2550.0000 69.8300 A 36669.0000 D Common Stock 2021-07-29 4 M 0 1900.0000 75.1400 A 38569.0000 D Common Stock 2021-07-29 4 S 0 570.0000 256.9084 D 37999.0000 D Common Stock 2021-07-29 4 S 0 1118.0000 256.9650 D 36881.0000 D Common Stock 2021-07-29 4 F 0 1552.0000 258.1400 D 35329.0000 D Common Stock 2021-07-29 4 S 0 1699.0000 256.9037 D 33630.0000 D Common Stock 2021-07-29 4 S 0 1761.0000 256.9407 D 31869.0000 D Common Stock 1747.2382 I By 401(k) Plan Option (right to buy, granted 2012) 75.1400 2021-07-29 4 M 0 1900.0000 D 2016-01-26 2022-01-25 Common Stock 1900.0000 0.0000 D Option (right to buy, granted 2013) 69.8300 2021-07-29 4 M 0 2550.0000 D 2017-01-24 2023-01-23 Common Stock 2550.0000 0.0000 D Option (right to buy, granted 2014) 94.1700 2021-07-29 4 M 0 2760.0000 D 2018-01-23 2024-01-22 Common Stock 2760.0000 0.0000 D Option (right to buy, granted 2015) 104.2300 2021-07-29 4 M 0 2720.0000 D 2019-01-27 2025-01-26 Common Stock 2720.0000 0.0000 D Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.9000 to $257.0000, inclusive. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of July 29, 2021, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Denise W. Hutson via P.O.A. for Alan H. Shaw 2021-07-30