0001225208-21-001442.txt : 20210202 0001225208-21-001442.hdr.sgml : 20210202 20210202164728 ACCESSION NUMBER: 0001225208-21-001442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaw Alan H. CENTRAL INDEX KEY: 0001643244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 21582194 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE STREET 2: 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 doc4.xml X0306 4 2021-02-01 0000702165 NORFOLK SOUTHERN CORP NSC 0001643244 Shaw Alan H. THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP & Chief Marketing Officer Common Stock 2021-02-01 4 M 0 545.0000 0.0000 A 27824.0000 D Common Stock 2021-02-01 4 F 0 233.0000 239.5150 D 27591.0000 D Common Stock 1752.7048 I By 401(k) Plan Restricted Stock Units 2021-02-01 4 M 0 545.0000 D Common Stock 545.0000 4814.0000 D Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 1, 2021, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. Denise W. Hutson via P.O.A. for Alan H. Shaw 2021-02-02