0001225208-16-041429.txt : 20161110 0001225208-16-041429.hdr.sgml : 20161110 20161110094519 ACCESSION NUMBER: 0001225208-16-041429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIXON JAMES A CENTRAL INDEX KEY: 0001187178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 161986277 4 1 doc4.xml X0306 4 2016-11-08 0000702165 NORFOLK SOUTHERN CORP NSC 0001187178 HIXON JAMES A THREE COMMERCIAL PLACE NORFOLK VA 23510 1 Exec. VP-Law & Corp. Relations Common Stock 2016-11-08 4 M 0 10000.0000 38.7050 A 142647.0000 D Common Stock 2016-11-08 4 S 0 10000.0000 96.0000 D 132647.0000 D Common Stock 2016-11-08 4 S 0 10830.0000 95.0000 D 121817.0000 D Common Stock 2016-11-09 4 M 0 14417.0000 38.7050 A 136234.0000 D Common Stock 2016-11-09 4 S 0 14417.0000 97.0000 D 121817.0000 D Common Stock 8975.8528 I By 401(k) Plan Option (right to buy, granted 2009) 38.7050 2016-11-08 4 M 0 10000.0000 D 2013-01-29 2019-01-28 Common Stock 10000.0000 14417.0000 D Option (right to buy, granted 2009) 38.7050 2016-11-09 4 M 0 14417.0000 D 2013-01-29 2019-01-28 Common Stock 14417.0000 0.0000 D Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of November 8, 2016, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Denise W. Hutson via P.O.A. for James A. Hixon 2016-11-10