0001225208-14-004458.txt : 20140213 0001225208-14-004458.hdr.sgml : 20140213 20140213121025 ACCESSION NUMBER: 0001225208-14-004458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140212 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Manion Mark D CENTRAL INDEX KEY: 0001305174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 14604201 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE, 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 4 1 doc4.xml X0306 4 2014-02-12 0000702165 NORFOLK SOUTHERN CORP NSC 0001305174 Manion Mark D THREE COMMERCIAL PLACE NORFOLK VA 23510 1 Exec. Vice President & COO Common Stock 2014-02-12 4 M 0 31983.0000 49.5550 A 76668.0000 D Common Stock 2014-02-12 4 S 0 15418.0000 93.4700 D 61250.0000 D Common Stock 2014-02-12 4 S 0 31983.0000 93.4700 D 29267.0000 D Common Stock 2014-02-12 5 G 0 755.0000 0.0000 D 28512.0000 D Common Stock 6122.6083 I By 401(k) Plan Common Stock 22909.0000 I By GRATs Option (right to buy, granted 2007) 49.5550 2014-02-12 4 M 0 31983.0000 D 2010-01-25 2017-01-24 Common Stock 31983.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.44 to $93.52, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.40 to $93.56, inclusive. Excludes 22,909 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 12, 2014, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Denise W. Hutson via P.O.A. for Mark D. Manion 2014-02-13