0001225208-13-022384.txt : 20131029 0001225208-13-022384.hdr.sgml : 20131029 20131029153515 ACCESSION NUMBER: 0001225208-13-022384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131029 DATE AS OF CHANGE: 20131029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEALE DONALD W CENTRAL INDEX KEY: 0001186078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 131176210 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 4 1 doc4.xml X0306 4 2013-10-28 0000702165 NORFOLK SOUTHERN CORP NSC 0001186078 SEALE DONALD W THREE COMMERCIAL PLACE NORFOLK VA 23510 1 Exec. V.P. and CMO Common Stock 2013-10-28 4 M 0 12023.0000 49.4250 A 154074.0000 D Common Stock 2013-10-28 4 S 0 10000.0000 87.7413 D 144074.0000 D Common Stock 21.0747 I By 401(k) Plan Common Stock 58674.0000 I By GRATs Option (right to buy, granted 2006) 49.4250 2013-10-28 4 M 0 12023.0000 D 2007-01-27 2016-01-26 Common Stock 12023.0000 7977.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.73 to $87.76, inclusive. Excludes 58,674 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 28, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Denise W. Hutson via P.O.A. for Donald W. Seale 2013-10-29