0001225208-13-022384.txt : 20131029
0001225208-13-022384.hdr.sgml : 20131029
20131029153515
ACCESSION NUMBER: 0001225208-13-022384
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131028
FILED AS OF DATE: 20131029
DATE AS OF CHANGE: 20131029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP
CENTRAL INDEX KEY: 0000702165
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 521188014
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
BUSINESS PHONE: 7576292680
MAIL ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEALE DONALD W
CENTRAL INDEX KEY: 0001186078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08339
FILM NUMBER: 131176210
MAIL ADDRESS:
STREET 1: NORFOLK SOUTHERN CORP
STREET 2: THREE COMMERCIAL PLACE
CITY: NORFOLK
STATE: VA
ZIP: 23510-9219
4
1
doc4.xml
X0306
4
2013-10-28
0000702165
NORFOLK SOUTHERN CORP
NSC
0001186078
SEALE DONALD W
THREE COMMERCIAL PLACE
NORFOLK
VA
23510
1
Exec. V.P. and CMO
Common Stock
2013-10-28
4
M
0
12023.0000
49.4250
A
154074.0000
D
Common Stock
2013-10-28
4
S
0
10000.0000
87.7413
D
144074.0000
D
Common Stock
21.0747
I
By 401(k) Plan
Common Stock
58674.0000
I
By GRATs
Option (right to buy, granted 2006)
49.4250
2013-10-28
4
M
0
12023.0000
D
2007-01-27
2016-01-26
Common Stock
12023.0000
7977.0000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.73 to $87.76, inclusive.
Excludes 58,674 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 28, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Denise W. Hutson via P.O.A. for Donald W. Seale
2013-10-29