0000702165-13-000091.txt : 20130509 0000702165-13-000091.hdr.sgml : 20130509 20130509160947 ACCESSION NUMBER: 0000702165-13-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOORMAN CHARLES W CENTRAL INDEX KEY: 0001186073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 13828748 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-07 0000702165 NORFOLK SOUTHERN CORP NSC 0001186073 MOORMAN CHARLES W THREE COMMERCIAL PLACE NORFOLK VA 23510 1 1 0 0 President, Chairman & CEO Common Stock 2013-05-07 4 M 0 42068 34.10 A 297024.8912 D Common Stock 2013-05-07 4 S 0 42068 78.129 D 254956.8912 D Common Stock 21795.1642 I By GRATs Common Stock 2589.4916 I By 401(k) Plan Option (granted 2005) 34.10 2013-05-07 4 M 0 42068 D 2008-01-28 2015-01-27 Common Stock 42068 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.94 to $78.2875, inclusive. Excludes 21,795.1642 shares held indirectly in grantor retained annuity trusts (GRATs), of which 2,615.1642 are dividend reinvestment shares accumulated in the name of the GRATs. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of May 7, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). H. D. McFadden, via P.O.A. for Charles W. Moorman 2013-05-09