0000702165-13-000091.txt : 20130509
0000702165-13-000091.hdr.sgml : 20130509
20130509160947
ACCESSION NUMBER: 0000702165-13-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130507
FILED AS OF DATE: 20130509
DATE AS OF CHANGE: 20130509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOORMAN CHARLES W
CENTRAL INDEX KEY: 0001186073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08339
FILM NUMBER: 13828748
MAIL ADDRESS:
STREET 1: NORFOLK SOUTHERN CORP
STREET 2: THREE COMMERCIAL PLACE
CITY: NORFOLK
STATE: VA
ZIP: 23510-9219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP
CENTRAL INDEX KEY: 0000702165
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 521188014
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
BUSINESS PHONE: 7576292680
MAIL ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-07
0000702165
NORFOLK SOUTHERN CORP
NSC
0001186073
MOORMAN CHARLES W
THREE COMMERCIAL PLACE
NORFOLK
VA
23510
1
1
0
0
President, Chairman & CEO
Common Stock
2013-05-07
4
M
0
42068
34.10
A
297024.8912
D
Common Stock
2013-05-07
4
S
0
42068
78.129
D
254956.8912
D
Common Stock
21795.1642
I
By GRATs
Common Stock
2589.4916
I
By 401(k) Plan
Option (granted 2005)
34.10
2013-05-07
4
M
0
42068
D
2008-01-28
2015-01-27
Common Stock
42068
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.94 to $78.2875, inclusive.
Excludes 21,795.1642 shares held indirectly in grantor retained annuity trusts (GRATs), of which 2,615.1642 are dividend reinvestment shares accumulated in the name of the GRATs.
Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of May 7, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
H. D. McFadden, via P.O.A. for Charles W. Moorman
2013-05-09