0000702165-11-000166.txt : 20111031 0000702165-11-000166.hdr.sgml : 20111031 20111031171012 ACCESSION NUMBER: 0000702165-11-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111028 FILED AS OF DATE: 20111031 DATE AS OF CHANGE: 20111031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allison Clyde H Jr CENTRAL INDEX KEY: 0001460253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 111168909 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE STREET 2: 13TH FLOOR CITY: NORFOLK STATE: VA ZIP: 23510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 0711 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-10-28 0000702165 NORFOLK SOUTHERN CORP NSC 0001460253 Allison Clyde H Jr THREE COMMERCIAL PLACE NORFOLK VA 23510 0 1 0 0 Vice President & Controller Common Stock 2011-10-28 4 M 0 3000 19.625 A 14997.8538 D Common Stock 2011-10-28 4 S 0 3000 74.00 D 11997.8538 D Common Stock 646.3906 I By 401(k) Plan Option (granted 2003) 19.625 2011-10-28 4 M 0 3000 D 2004-02-03 2013-02-02 Common Stock 3000 2459 D Includes shares of Common Stock acquired by the reporting person as a result of participating in a dividend reinvestment plan. Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 28, 2011, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan) H. D. McFadden via P.O.A. for C. H. Allison 2011-10-31