0001415889-24-019913.txt : 20240723 0001415889-24-019913.hdr.sgml : 20240723 20240722205242 ACCESSION NUMBER: 0001415889-24-019913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240723 DATE AS OF CHANGE: 20240722 EFFECTIVENESS DATE: 20240723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALDWELL SUTTER CAPITAL, INC. CENTRAL INDEX KEY: 0000702007 ORGANIZATION NAME: IRS NUMBER: 942799654 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22901 FILM NUMBER: 241132751 BUSINESS ADDRESS: STREET 1: 30 LIBERTY SHIP WAY #3225 CITY: SAUSALITO STATE: CA ZIP: 94965-3324 BUSINESS PHONE: 415-367-4981 MAIL ADDRESS: STREET 1: PO BOX 190 CITY: SAUSALITO STATE: CA ZIP: 94966-0190 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES, INC DATE OF NAME CHANGE: 20100708 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES, INCORPORATED DATE OF NAME CHANGE: 20041201 FORMER COMPANY: FORMER CONFORMED NAME: CALDWELL SECURITIES INC /BD DATE OF NAME CHANGE: 19820422 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000702007 XXXXXXXX 06-30-2024 06-30-2024 CALDWELL SUTTER CAPITAL, INC.

PO BOX 190 SAUSALITO CA 94966-0190

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SH SOLE 0 0 5055 CORE S&P MCP ETF 464287507 12874 220 SH SOLE 0 0 220 CORE S&P SCP ETF 464287804 8426 79 SH SOLE 0 0 79 CORE S&P TTL STK 464287150 39197 330 SH SOLE 0 0 330 CORE S&P US GWT 464287671 7394 58 SH SOLE 0 0 58 CORE S&P US VLU 464287663 25029 284 SH SOLE 0 0 284 CORE US AGGBD ET 464287226 145605 1500 SH SOLE 0 0 1500 MDG MSCI EAFE 46434V803 569 16 SH SOLE 0 0 16 ESG AWR MSCI USA 46435G425 6921 58 SH SOLE 0 0 58 ESG AWARE MSCI 46435U663 38808 1008 SH SOLE 0 0 1008 ESG SCRD S&P MID 46436E551 39214 991 SH SOLE 0 0 991 EXPND TEC SC ETF 464287549 1594028 16902 SH SOLE 0 0 16902 EXPANDED TECH 464287515 1304 15 SH SOLE 0 0 15 GLOBAL ENERG ETF 464287341 8717 210 SH SOLE 0 0 210 GLOBAL REIT ETF 46434V647 3325 143 SH SOLE 0 0 143 ISHARES NEW 464285204 156610 3565 SH SOLE 0 0 3565 IBOXX HI YD ETF 464288513 86320 1119 SH SOLE 0 0 1119 IBOXX INV CP ETF 464287242 218203 2037 SH SOLE 0 0 2037 INTRM GOV CR ETF 464288612 17634 170 SH SOLE 0 0 170 MBS ETF 464288588 64910 707 SH SOLE 0 0 707 MSCI ACWI ETF 464288257 112512 1001 SH SOLE 0 0 1001 MSCI AC ASIA ETF 464288182 445700 6192 SH SOLE 0 0 6192 MSCI AUST ETF 464286103 12166 498 SH SOLE 0 0 498 MSCI BELGIUM ETF 464286301 2579 140 SH SOLE 0 0 140 MSCI CDA ETF 464286509 15467 417 SH SOLE 0 0 417 MSCI EAFE ETF 464287465 22872 292 SH SOLE 0 0 292 EAFE GRWTH ETF 464288885 3581 35 SH SOLE 0 0 35 EAFE SML CP ETF 464288273 38463 624 SH SOLE 0 0 624 EAFE VALUE ETF 464288877 3448 65 SH SOLE 0 0 65 MSCI EM ASIA ETF 464286426 6596 91 SH SOLE 0 0 91 MSCI EMG MKT ETF 464287234 54430 1278 SH SOLE 0 0 1278 MSCI EMRG CHN 46434G764 9886 167 SH SOLE 0 0 167 MSCI EURZONE ETF 464286608 89740 1838 SH SOLE 0 0 1838 MSCI FRANCE ETF 464286707 793 21 SH SOLE 0 0 21 MSCI GERMANY ETF 464286806 87298 2851 SH SOLE 0 0 2851 MSCI GBL MIN VOL 464286525 16952 162 SH SOLE 0 0 162 MSCI JPN ETF NEW 46434G822 1365 20 SH SOLE 0 0 20 MSCI MEXICO ETF 464286822 1359 24 SH SOLE 0 0 24 MSCI SWITZERLAND 464286749 6749 140 SH SOLE 0 0 140 MSCI TAIWAN ETF 46434G772 13277 245 SH SOLE 0 0 245 MSCI UK ETF NEW 46435G334 43321 1242 SH SOLE 0 0 1242 MSCI USA ESG SLC 464288802 2472 22 SH SOLE 0 0 22 MSCI USA MIN VOL 46429B697 44415 529 SH SOLE 0 0 529 MSCI USA QLT FCT 46432F339 1708 10 SH SOLE 0 0 10 PFD AND INCM SEC 464288687 115473 3660 SH SOLE 0 0 3660 RESIDENTIAL MULT 464288562 847 11 SH SOLE 0 0 11 RUS 1000 GRW ETF 464287614 112998 310 SH SOLE 0 0 310 RUS 1000 VAL ETF 464287598 100146 574 SH SOLE 0 0 574 RUSSELL 2000 ETF 464287655 128647 634 SH SOLE 0 0 634 RUS 2000 GRW ETF 464287648 8663 33 SH SOLE 0 0 33 RUS 2000 VAL ETF 464287630 7310 48 SH SOLE 0 0 48 RUS MID CAP ETF 464287499 459237 5664 SH SOLE 0 0 5664 RUS MD CP GR ETF 464287481 11256 102 SH SOLE 0 0 102 RUS BDCP VAL ETF 464287473 7848 65 SH SOLE 0 0 65 S&P 100 ETF 464287101 2114 8 SH SOLE 0 0 8 SP SMCP600VL ETF 464287879 8365 86 SH SOLE 0 0 86 SELECT DIVID ETF 464287168 91461 756 SH SOLE 0 0 756 ISHARES SEMICDTR 464287523 1480 6 SH SOLE 0 0 6 ISHARES 46428Q109 4251 160 SH SOLE 0 0 160 TIPS BD ETF 464287176 19434 182 SH SOLE 0 0 182 TRS FLT RT BD 46434V860 24925 492 SH SOLE 0 0 492 US AER DEF ETF 464288760 54933 416 SH SOLE 0 0 416 U.S. BAS MTL ETF 464287838 25202 180 SH SOLE 0 0 180 US CONSM STAPLES 464287812 26432 402 SH SOLE 0 0 402 U.S. ENERGY ETF 464287796 35520 740 SH SOLE 0 0 740 U.S. FINLS ETF 464287788 60619 641 SH SOLE 0 0 641 US HLTHCARE ETF 464287762 261317 4265 SH SOLE 0 0 4265 US INDUSTRIALS 464287754 23888 200 SH SOLE 0 0 200 US OIL GS EX ETF 464288851 19904 200 SH SOLE 0 0 200 U.S. REAL ES ETF 464287739 17197 196 SH SOLE 0 0 196 U.S. TECH ETF 464287721 1957 13 SH SOLE 0 0 13 US TREAS BD ETF 46429B267 5733 254 SH SOLE 0 0 254 US TRSPRTION 464287192 523 8 SH SOLE 0 0 8 CLO ETF 47103U845 32105 631 SH SOLE 0 0 631 COM NEW 47733C207 20370 4200 SH SOLE 0 0 4200 ORD SHS M6191J100 38 1 SH SOLE 0 0 1 COM 478160104 879435 6017 SH SOLE 0 0 6017 SHS G51502105 39816 599 SH SOLE 0 0 599 BETABULDRS JAPAN 46641Q217 22741 403 SH SOLE 0 0 403 COM 46625H100 1927715 9531 SH SOLE 0 0 9531 EQUITY PREMIUM 46641Q332 48575 857 SH SOLE 0 0 857 ULTRA SHRT INC 46641Q837 77624 1538 SH SOLE 0 0 1538 COM 486606106 1712225 165753 SH SOLE 0 0 165753 COM 487836108 148641 2577 SH SOLE 0 0 2577 COM 49177J102 19889 1094 SH SOLE 0 0 1094 COM 493267108 314302 22118 SH SOLE 0 0 22118 COM 49338L103 404917 2961 SH SOLE 0 0 2961 COM 494368103 479053 3466 SH SOLE 0 0 3466 COM 49446R109 3230 166 SH SOLE 0 0 166 COM 49456B101 268066 13491 SH SOLE 0 0 13491 NEW CL A 02215L209 3747994 90444 SH SOLE 0 0 90444 COM 49714P108 2312 6 SH SOLE 0 0 6 COMMON STOCK 498894104 43347 618 SH SOLE 0 0 618 SHS NEW 500472303 35933 1426 SH SOLE 0 0 1426 COM 500754106 4638 144 SH SOLE 0 0 144 COM NEW 50077B207 128064 6400 SH SOLE 0 0 6400 COM 501044101 44937 900 SH SOLE 0 0 900 COMMON STOCK 50155Q100 22521 856 SH SOLE 0 0 856 COM 502431109 32340 144 SH SOLE 0 0 144 COM 512807108 257694 242 SH SOLE 0 0 242 COM 513272104 16816 200 SH SOLE 0 0 200 CL A 518439104 2234 21 SH SOLE 0 0 21 COM NEW 52187K200 8 4 SH SOLE 0 0 4 COM 526107107 2675 5 SH SOLE 0 0 5 CL A COM STK 52736R102 386 20 SH SOLE 0 0 20 COM 50186A108 571857 106491 SH SOLE 0 0 106491 COM LBTY ONE S C 531229755 12285 171 SH SOLE 0 0 171 COM 532746104 1124 54 SH SOLE 0 0 54 COM 534187109 1120 36 SH SOLE 0 0 36 NEW COM NEW 53630X203 3881 471 SH SOLE 0 0 471 COM 55003T107 7 5 SH SOLE 0 0 5 COM 539830109 776787 1663 SH SOLE 0 0 1663 COM 548661107 361334 1639 SH SOLE 0 0 1639 COM 502160104 204500 25000 SH SOLE 0 0 25000 COM 549498103 2610 1000 SH SOLE 0 0 1000 COM 550241103 211 192 SH SOLE 0 0 192 COM 55024U109 153 3 SH SOLE 0 0 3 SHS - A - N53745100 5166 54 SH SOLE 0 0 54 COM CL A 558256103 513 15 SH SOLE 0 0 15 CL A 55825T103 2822 15 SH SOLE 0 0 15 COM 56064Y100 156343 8818 SH SOLE 0 0 8818 COM 563420108 756312 170725 SH SOLE 0 0 170725 COM 56501R106 50418 1894 SH SOLE 0 0 1894 COM 565849106 9662 337 SH SOLE 0 0 337 COM 56585A102 58810 339 SH SOLE 0 0 339 NEW CL A 571903202 48354 200 SH SOLE 0 0 200 COM 57164Y107 1484 17 SH SOLE 0 0 17 COM 571748102 60898 289 SH SOLE 0 0 289 COM 573874104 208232 2979 SH SOLE 0 0 2979 CL A 57636Q104 338370 767 SH SOLE 0 0 767 COM 577081102 25447 1565 SH SOLE 0 0 1565 COM NON VTG 579780206 1064 15 SH SOLE 0 0 15 COM 580135101 910033 3571 SH SOLE 0 0 3571 COM 58155Q103 8761 15 SH SOLE 0 0 15 COM 552690109 37023 1475 SH SOLE 0 0 1475 COM 58463J304 4631 1074 SH SOLE 0 0 1074 SHS G5960L103 302010 3837 SH SOLE 0 0 3837 COM 58733R102 1643 1 SH SOLE 0 0 1 COM 58933Y105 962545 7775 SH SOLE 0 0 7775 COM NEW 590328209 0 7458 SH SOLE 0 0 7458 CL A 30303M102 1700734 3373 SH SOLE 0 0 3373 COM 59151K108 1207 25 SH SOLE 0 0 25 COM 59156R108 113006 1610 SH SOLE 0 0 1610 COM 592770101 45280 4000 SH SOLE 0 0 4000 COM 595017104 3477 38 SH SOLE 0 0 38 COM 595112103 88125 670 SH SOLE 0 0 670 COM 594918104 4474128 10010 SH SOLE 0 0 10010 COM 607828100 1837384 18339 SH SOLE 0 0 18339 CL B 60871R209 4371 86 SH SOLE 0 0 86 CL A 609207105 78266 1196 SH SOLE 0 0 1196 CL A 60937P106 1500 6 SH SOLE 0 0 6 COM NEW 617446448 100009 1029 SH SOLE 0 0 1029 MOTLEY FOOL GBL 74933W635 10532 358 SH SOLE 0 0 358 COM 553498106 6456348 34399 SH SOLE 0 0 34399 COM 55380K109 156086 4433 SH SOLE 0 0 4433 COM 631103108 180780 3000 SH SOLE 0 0 3000 SPONSORED ADR NE 636274409 2840 50 SH SOLE 0 0 50 CL A 638517102 960585 1933 SH SOLE 0 0 1933 COM NEW 638842302 2481294 412175 SH SOLE 0 0 412175 COM 64110D104 26533 206 SH SOLE 0 0 206 COM 64110L106 43867 65 SH SOLE 0 0 65 DEPOSITORY RCPT 644206104 2156088 30376 SH SOLE 0 0 30376 COM 651639106 27090 647 SH SOLE 0 0 647 COM NEW 65340G205 185127 33477 SH SOLE 0 0 33477 COM 65341D102 1422 36 SH SOLE 0 0 36 COM 65339F101 467063 6596 SH SOLE 0 0 6596 COM 65373J209 1031490 157000 SH SOLE 0 0 157000 COM 65406E102 59789 720 SH SOLE 0 0 720 CL B 654106103 157373 2088 SH SOLE 0 0 2088 COM 65473P105 28810 1000 SH SOLE 0 0 1000 ORD SHS G6564A105 20139 1222 SH SOLE 0 0 1222 COM 655844108 386442 1800 SH SOLE 0 0 1800 COM 664121100 178200 10000 SH SOLE 0 0 10000 COM 666762109 712834 12367 SH SOLE 0 0 12367 COM 666807102 23541 54 SH SOLE 0 0 54 COM NEW 670002401 317 25 SH SOLE 0 0 25 ADR 670100205 31688 222 SH SOLE 0 0 222 COM 670346105 367694 2326 SH SOLE 0 0 2326 COM 67077M108 36706 721 SH SOLE 0 0 721 COM 67072T108 24289 2808 SH SOLE 0 0 2808 COM 67073B106 202766 27144 SH SOLE 0 0 27144 COM 67066G104 898310 7271 SH SOLE 0 0 7271 COM 62944T105 7589 1 SH SOLE 0 0 1 RIGHT 07/17/2024 231647132 1523 2769 SH SOLE 0 0 2769 COM 671807105 25 1 SH SOLE 0 0 1 COM 67401P405 84645 4500 SH SOLE 0 0 4500 COM 674599105 36999 587 SH SOLE 0 0 587 *W EXP 08/03/202 674599162 1276 31 SH SOLE 0 0 31 COM 675234108 126548 7964 SH SOLE 0 0 7964 SHS BEN INT 67623C109 9510 4662 SH SOLE 0 0 4662 CL A 679295105 1123 12 SH SOLE 0 0 12 COM 679580100 4238 24 SH SOLE 0 0 24 COM 680033107 550286 32012 SH SOLE 0 0 32012 COM 680223104 169950 5500 SH SOLE 0 0 5500 COM 681919106 6638 74 SH SOLE 0 0 74 COM 682189105 8295 121 SH SOLE 0 0 121 NEW COM 682680103 706875 8668 SH SOLE 0 0 8668 COM 68389X105 430095 3046 SH SOLE 0 0 3046 COMMON STOCK 68622V106 11282 545 SH SOLE 0 0 545 COM 68629Y103 858 239 SH SOLE 0 0 239 COM 688239201 2705 25 SH SOLE 0 0 25 COM 68902V107 131491 1366 SH SOLE 0 0 1366 COM 69047Q102 67962 1450 SH SOLE 0 0 1450 NEW COM 690732102 5400 400 SH SOLE 0 0 400 COM 693718108 24191 235 SH SOLE 0 0 235 DEVELOPED MRKT 69374H873 45722 1506 SH SOLE 0 0 1506 PAC ASSET FLTG 69374H428 2378 50 SH SOLE 0 0 50 US CASH COWS 100 69374H881 72853 1337 SH SOLE 0 0 1337 PACER US SMALL 69374H857 58937 1353 SH SOLE 0 0 1353 COM 697435105 223408 659 SH SOLE 0 0 659 COM 698813102 4228 90 SH SOLE 0 0 90 COM 92556H206 8094 779 SH SOLE 0 0 779 COM 700885106 1660221 95415 SH SOLE 0 0 95415 COM 70319R109 202750 15373 SH SOLE 0 0 15373 COM NEW 70336F203 282185 150901 SH SOLE 0 0 150901 COM 70450Y103 9401 162 SH SOLE 0 0 162 COM 707569109 19355 1000 SH SOLE 0 0 1000 COM 70805E109 1160 50 SH SOLE 0 0 50 COM 70959W103 69294 465 SH SOLE 0 0 465 COM 713448108 1690836 10252 SH SOLE 0 0 10252 COM 714167103 2028274 227896 SH SOLE 0 0 227896 COM 717081103 2090922 74729 SH SOLE 0 0 74729 COM 69331C108 209625 12006 SH SOLE 0 0 12006 PGIM ULTRA SH BD 69344A107 2137 43 SH SOLE 0 0 43 COM NEW 71715X104 4 2 SH SOLE 0 0 2 COM 718172109 367625 3628 SH SOLE 0 0 3628 COM 718546104 201216 1425 SH SOLE 0 0 1425 ACTIVE BD ETF 72201R775 1124693 12348 SH SOLE 0 0 12348 COM 72200M108 7125 1218 SH SOLE 0 0 1218 SHS 72201Y101 28008 1489 SH SOLE 0 0 1489 ENHNCD LW DUR AC 72201R718 677864 7160 SH SOLE 0 0 7160 ENHAN SHRT MA AC 72201R833 1610 16 SH SOLE 0 0 16 CL A 72352L106 441 10 SH SOLE 0 0 10 COM 724479100 3810 750 SH SOLE 0 0 750 UNIT LTD PARTN 726503105 163205 9138 SH SOLE 0 0 9138 COM 729273102 28784 800 SH SOLE 0 0 800 COM 693475105 253121 1628 SH SOLE 0 0 1628 COM 73278L105 1537 5 SH SOLE 0 0 5 COM 73933H101 495 550 SH SOLE 0 0 550 COM 69351T106 3235 117 SH SOLE 0 0 117 CL A 74051N102 672 36 SH SOLE 0 0 36 COM 74144T108 15682 136 SH SOLE 0 0 136 COM 742718109 886413 5375 SH SOLE 0 0 5375 COM 74316X101 852 600 SH SOLE 0 0 600 COM 74340W103 2246 20 SH SOLE 0 0 20 LARGE CAP CRE 74347R248 206560 3330 SH SOLE 0 0 3330 MSCI EMRG MKTS 74347B847 2378 55 SH SOLE 0 0 55 MSCI EUR DIV 74347B540 51124 1072 SH SOLE 0 0 1072 RUSS 2000 DIVD 74347B698 122511 1972 SH SOLE 0 0 1972 S&P 500 DV ARIST 74348A467 122566 1275 SH SOLE 0 0 1275 S&P MDCP 400 DIV 74347B680 204709 2781 SH SOLE 0 0 2781 COM 744320102 270240 2306 SH SOLE 0 0 2306 COM NEW 744375205 605 250 SH SOLE 0 0 250 COM 69370C100 545 3 SH SOLE 0 0 3 COM 745867101 7597 69 SH SOLE 0 0 69 COM 74736L109 603 10 SH SOLE 0 0 10 QUADRTC INT RT 500767736 1092 59 SH SOLE 0 0 59 COM 747525103 887993 4458 SH SOLE 0 0 4458 COM 74762E102 2541 10 SH SOLE 0 0 10 COM CL A 74767V109 615 125 SH SOLE 0 0 125 COM 75508B104 24480 4500 SH SOLE 0 0 4500 COM 754907103 12218 420 SH SOLE 0 0 420 CL A 755408101 1420 1000 SH SOLE 0 0 1000 COM 756109104 443213 8391 SH SOLE 0 0 8391 COM 758075402 26903 4145 SH SOLE 0 0 4145 SPONSORED ADR 759530108 5230 114 SH SOLE 0 0 114 COM 759720105 3400 2000 SH SOLE 0 0 2000 COM 76118Y104 16293 833 SH SOLE 0 0 833 COM 761152107 383 2 SH SOLE 0 0 2 COM 76131D103 168255 2391 SH SOLE 0 0 2391 SPONSORED ADR 767204100 2637 40 SH SOLE 0 0 40 COM 769397100 73815 18500 SH SOLE 0 0 18500 COM CL A 76954A103 6401 477 SH SOLE 0 0 477 CUM CONV PFD A 74965L200 64714 2600 SH SOLE 0 0 2600 CL A 74967R106 96886 4287 SH SOLE 0 0 4287 COM CL A 770700102 114 5 SH SOLE 0 0 5 CL A 771049103 930 25 SH SOLE 0 0 25 COM 773903109 2478 9 SH SOLE 0 0 9 COM CL A 77543R102 5993 100 SH SOLE 0 0 100 COM 776696106 5637 10 SH SOLE 0 0 10 COM 778296103 3488 24 SH SOLE 0 0 24 ROUNDHILL BALL 53656F417 32495 2490 SH SOLE 0 0 2490 COM 780087102 39893 375 SH SOLE 0 0 375 COM 780287108 2503 20 SH SOLE 0 0 20 COM 75513E101 333295 3320 SH SOLE 0 0 3320 COM 78349D107 13237 220 SH SOLE 0 0 220 COM 79466L302 119809 466 SH SOLE 0 0 466 SPONSORED ADR 80105N105 3396 70 SH SOLE 0 0 70 COM STK 806857108 290157 6150 SH SOLE 0 0 6150 COM 808513105 26086 354 SH SOLE 0 0 354 INT-TRM U.S TRES 808524854 536 11 SH SOLE 0 0 11 INTERNL DIVID 808524672 65053 2760 SH SOLE 0 0 2760 US REIT ETF 808524847 2396 120 SH SOLE 0 0 120 US DIVIDEND EQ 808524797 202954 2610 SH SOLE 0 0 2610 US TIPS ETF 808524870 1404 27 SH SOLE 0 0 27 COM 808625107 705 6 SH SOLE 0 0 6 COM G7997W102 18025 350 SH SOLE 0 0 350 COM 816851109 6389 84 SH SOLE 0 0 84 NEW CL A 817070501 1222964 21306 SH SOLE 0 0 21306 COM 817565104 3628 51 SH SOLE 0 0 51 COM 81762P102 28320 36 SH SOLE 0 0 36 SPON ADS 780259305 53341 739 SH SOLE 0 0 739 CL A 82509L107 2642 40 SH SOLE 0 0 40 COM 82657M105 15008 2250 SH SOLE 0 0 2250 SPONSORED ADR 82706C108 2592 32 SH SOLE 0 0 32 NEW COM 828806109 74534 491 SH SOLE 0 0 491 COM 82968B103 3 1 SH SOLE 0 0 1 COM CL A 83067L208 72 10 SH SOLE 0 0 10 COM NEW 83190L208 672962 28431 SH SOLE 0 0 28431 COM 832156103 201362 7272 SH SOLE 0 0 7272 COM NEW 832696405 12565 115 SH SOLE 0 0 115 CL A 83304A106 1661 100 SH SOLE 0 0 100 CL A 833445109 811 6 SH SOLE 0 0 6 CLASS A COM 83422N105 2475 1500 SH SOLE 0 0 1500 SHS 83444M101 40559 767 SH SOLE 0 0 767 COM 83600C103 1512 1315 SH SOLE 0 0 1315 COM 842587107 87034 1122 SH SOLE 0 0 1122 COM 843878307 504641 18594 SH SOLE 0 0 18594 COM 844741108 25463 890 SH SOLE 0 0 890 BLOOMBERG 1-3 MO 78468R663 23129 252 SH SOLE 0 0 252 BBG CONV SEC ETF 78464A359 10809 150 SH SOLE 0 0 150 BLOOMBERG INVT 78468R200 17307 561 SH SOLE 0 0 561 SPDR TR TACTIC 78467V848 46075 1160 SH SOLE 0 0 1160 GOLD SHS 78463V107 32467 151 SH SOLE 0 0 151 ICE PFD SEC ETF 78464A292 4682 138 SH SOLE 0 0 138 SPDR MSCI USA GE 78468R747 1958 18 SH SOLE 0 0 18 NUVEEN BLOOMBERG 78464A284 3562 140 SH SOLE 0 0 140 PORTFOLIO DEVLPD 78463X889 21013 599 SH SOLE 0 0 599 COMPOSITE STOCK MARKET ETF 78464A805 20170 304 SH SOLE 0 0 304 PORTFOLIO S&P400 78464A847 1231 24 SH SOLE 0 0 24 PORTFOLIO S&P500 78464A854 47680 745 SH SOLE 0 0 745 PORTFLO S&P500 GW 78464A409 80130 1000 SH SOLE 0 0 1000 PRTFLO S&P500 HI 78468R788 13799 343 SH SOLE 0 0 343 PORTFOLIO S&P500 78468R853 28531 687 SH SOLE 0 0 687 PORTFOLIO SHORT 78464A474 17137 577 SH SOLE 0 0 577 TR UNIT 78462F103 248709 457 SH SOLE 0 0 457 S&P BK ETF 78464A797 22740 490 SH SOLE 0 0 490 S&P BIOTECH 78464A870 4914 53 SH SOLE 0 0 53 S&P DIVID ETF 78464A763 136719 1075 SH SOLE 0 0 1075 S&P HOMEBUILD 78464A888 708 7 SH SOLE 0 0 7 S&P INS ETF 78464A789 548 11 SH SOLE 0 0 11 S&P METALS MNG 78464A755 51973 876 SH SOLE 0 0 876 UTSER1 S&PDCRP 78467Y107 3746 7 SH SOLE 0 0 7 COM 84920Y106 12050 5000 SH SOLE 0 0 5000 SHS L8681T102 4707 15 SH SOLE 0 0 15 COM NEW 852066208 14487 350 SH SOLE 0 0 350 TR UNIT 85208R101 112455 5100 SH SOLE 0 0 5100 TR UNIT 85207K107 102279 10300 SH SOLE 0 0 10300 COM 85209E109 518 1000 SH SOLE 0 0 1000 COM 101507101 168751 11598 SH SOLE 0 0 11598 COM 85254J102 865 24 SH SOLE 0 0 24 COM CL A 85256A109 403744 59200 SH SOLE 0 0 59200 COM 854502101 20292 254 SH SOLE 0 0 254 COM 855244109 529328 6799 SH SOLE 0 0 6799 COM 85571B105 2311 122 SH SOLE 0 0 122 COM 857477103 318200 4300 SH SOLE 0 0 4300 LTD PRTRSHIP U 85814R107 307323 8255 SH SOLE 0 0 8255 COM 858912108 2325 40 SH SOLE 0 0 40 COM 863667101 5784 17 SH SOLE 0 0 17 COM 864159108 335532 8056 SH SOLE 0 0 8056 COM 866264203 1910563 202176 SH SOLE 0 0 202176 COM 866674104 722 6 SH SOLE 0 0 6 COM UT REP LP 86765K109 14757 261 SH SOLE 0 0 261 COM 867652406 1776 600 SH SOLE 0 0 600 NEW COM 867892101 146440 14000 SH SOLE 0 0 14000 COMMON STOCK 871332102 12988 189 SH SOLE 0 0 189 COM 871829107 16919 237 SH SOLE 0 0 237 SPONSORED ADS 874039100 65874 379 SH SOLE 0 0 379 COM 87538X105 9 2 SH SOLE 0 0 2 COM 876030107 3423 80 SH SOLE 0 0 80 COM 87612E106 118284 799 SH SOLE 0 0 799 COM 87807B107 6026 159 SH SOLE 0 0 159 SHS H84989104 4062 27 SH SOLE 0 0 27 TECHNOLOGY 81369Y803 325771 1440 SH SOLE 0 0 1440 COM NEW 878739200 2573 750 SH SOLE 0 0 750 CL B 878742204 30943 646 SH SOLE 0 0 646 COM 879360105 3492 9 SH SOLE 0 0 9 ADR 87936R205 1658 202 SH SOLE 0 0 202 COM 88076W103 1382 40 SH SOLE 0 0 40 COM 880770102 1186 8 SH SOLE 0 0 8 COM 88160R101 58770 297 SH SOLE 0 0 297 COM 882508104 218263 1122 SH SOLE 0 0 1122 COM 88262P102 37448 51 SH SOLE 0 0 51 COM 882681109 859 5 SH SOLE 0 0 5 COM 883203101 687 8 SH SOLE 0 0 8 COM 125523100 34710 105 SH SOLE 0 0 105 COM CL A 88339J105 40045 410 SH SOLE 0 0 410 COM 883556102 45899 83 SH SOLE 0 0 83 COM 88677Q109 103950 15000 SH SOLE 0 0 15000 COM 88688T100 1995 1202 SH SOLE 0 0 1202 COM 887389104 62101 775 SH SOLE 0 0 775 COM NEW 888314705 6 1 SH SOLE 0 0 1 NEW COM 872540109 18167 165 SH SOLE 0 0 165 CL A 87256C101 2700 25 SH SOLE 0 0 25 COM 872590104 37208 211 SH SOLE 0 0 211 COM 891092108 935 10 SH SOLE 0 0 10 COM NEW 891160509 50673 922 SH SOLE 0 0 922 SPONSORED ADS 89151E109 11402 171 SH SOLE 0 0 171 ADS 892331307 26031 127 SH SOLE 0 0 127 COM 892356106 14310 53 SH SOLE 0 0 53 SHS G8994E103 8223 25 SH SOLE 0 0 25 COM NEW 893617209 124785 4500 SH SOLE 0 0 4500 SHS H8817H100 599 112 SH SOLE 0 0 112 COMPANIES INC COM 89417E109 257793 1268 SH SOLE 0 0 1268 COM 896095106 107591 2719 SH SOLE 0 0 2719 COM 896239100 503 9 SH SOLE 0 0 9 COM 89832Q109 142074 3657 SH SOLE 0 0 3657 COM 25400Q105 1638 50 SH SOLE 0 0 50 COM 90353T100 41064 565 SH SOLE 0 0 565 COM 90278Q108 234752 2096 SH SOLE 0 0 2096 CL A 90364P105 74787 5898 SH SOLE 0 0 5898 COM 90384S303 772 2 SH SOLE 0 0 2 COM 90400D108 5055 123 SH SOLE 0 0 123 COM 903002103 1462989 91494 SH SOLE 0 0 91494 CL C 904311206 98 15 SH SOLE 0 0 15 ADR NEW 904767704 37393 680 SH SOLE 0 0 680 COM 907818108 1398739 6182 SH SOLE 0 0 6182 COM 90984P303 1018 40 SH SOLE 0 0 40 CL B 911312106 507250 3707 SH SOLE 0 0 3707 COM 911363109 13581 21 SH SOLE 0 0 21 COM 911460103 72971 10065 SH SOLE 0 0 10065 NEW COM 912909108 109620 2900 SH SOLE 0 0 2900 COM 91324P102 540325 1061 SH SOLE 0 0 1061 COM 91332U101 40650 2500 SH SOLE 0 0 2500 COM 91680M107 590 25 SH SOLE 0 0 25 COM NEW 902973304 442143 11137 SH SOLE 0 0 11137 COM 912008109 5616 106 SH SOLE 0 0 106 COM 918204108 500 37 SH SOLE 0 0 37 COM 91879Q109 3963 22 SH SOLE 0 0 22 *W EXP 04/29/202 G9460G119 26200 2000 SH SOLE 0 0 2000 COM 91913Y100 6584 42 SH SOLE 0 0 42 COM 92047W101 3197 74 SH SOLE 0 0 74 GOLD MINERS ETF 92189F106 26465 780 SH SOLE 0 0 780 DIV APP ETF 921908844 2428961 13306 SH SOLE 0 0 13306 ENERGY ETF 92204A306 637850 5000 SH SOLE 0 0 5000 ESG US STK ETF 921910733 55267 572 SH SOLE 0 0 572 ALLWRLD EX US 922042775 2346 40 SH SOLE 0 0 40 FTSE SMCAP ETF 922042718 4700 40 SH SOLE 0 0 40 VAN FTSE DEV MKT 921943858 245578 4969 SH SOLE 0 0 4969 FTSE EMR MKT ETF 922042858 133382 3048 SH SOLE 0 0 3048 GLB EX US ETF 922042676 4382 108 SH SOLE 0 0 108 GROWTH ETF 922908736 1172436 3135 SH SOLE 0 0 3135 HIGH DIV YLD 921946406 175528 1480 SH SOLE 0 0 1480 INF TECH ETF 92204A702 38055 66 SH SOLE 0 0 66 INTERMED TERM 921937819 6740 90 SH SOLE 0 0 90 INT-TERM CORP 92206C870 400 5 SH SOLE 0 0 5 INTER TERM TREAS 92206C706 2562 44 SH SOLE 0 0 44 LARGE CAP ETF 922908637 221413 887 SH SOLE 0 0 887 LONG TERM TREAS 92206C847 2076 36 SH SOLE 0 0 36 MEGA GRWTH IND 921910816 15082 48 SH SOLE 0 0 48 MID CAP ETF 922908629 332508 1373 SH SOLE 0 0 1373 MCAP VL IDXVIP 922908512 7371 49 SH SOLE 0 0 49 REAL ESTATE ETF 922908553 28813 344 SH SOLE 0 0 344 VNG RUS1000GRW 92206C680 5629 60 SH SOLE 0 0 60 VNG RUS1000VAL 92206C714 3216 42 SH SOLE 0 0 42 S&P 500 ETF SHS 922908363 385600 771 SH SOLE 0 0 771 SHORT TRM BOND 921937827 20479 267 SH SOLE 0 0 267 SHRT TRM CORP BD 92206C409 104167 1348 SH SOLE 0 0 1348 STRM INFPROIDX 922020805 2912 60 SH SOLE 0 0 60 SM CP VAL ETF 922908611 26100 143 SH SOLE 0 0 143 SMALL CP ETF 922908751 199874 917 SH SOLE 0 0 917 SML CP GRW ETF 922908595 51027 204 SH SOLE 0 0 204 TOTAL BND MRKT 921937835 21543 299 SH SOLE 0 0 299 TOTAL INT BD ETF 92203J407 12557 258 SH SOLE 0 0 258 VG TL INTL STK F 921909768 44924 745 SH SOLE 0 0 745 TOTAL STK MKT 922908769 1679428 6278 SH SOLE 0 0 6278 VALUE ETF 922908744 649473 4049 SH SOLE 0 0 4049 COM 92243G108 28618 379 SH SOLE 0 0 379 COM 92276F100 6356 124 SH SOLE 0 0 124 SHS 92338C103 76376 800 SH SOLE 0 0 800 COM 92345Y106 3235 12 SH SOLE 0 0 12 COMMUNICATIONS INC COM 92343V104 1012619 24554 SH SOLE 0 0 24554 COM 92532F100 10312 22 SH SOLE 0 0 22 COM 92556V106 20907 1967 SH SOLE 0 0 1967 COM 925550105 124 18 SH SOLE 0 0 18 COM CL A 92645B103 271011 5678 SH SOLE 0 0 5678 SHORT TRM BD ETF 92647N535 8267 166 SH SOLE 0 0 166 COM CL A 92826C839 3952637 15059 SH SOLE 0 0 15059 SPONSORED ADR 92857W308 11017 1242 SH SOLE 0 0 1242 COM 928881101 49469 1295 SH SOLE 0 0 1295 COM 929089100 1636 23 SH SOLE 0 0 23 COM 929160109 24619 99 SH SOLE 0 0 99 COM 929740108 475 3 SH SOLE 0 0 3 COM 938824109 2372 83 SH SOLE 0 0 83 COM 931427108 10886 900 SH SOLE 0 0 900 COM 931142103 552107 8154 SH SOLE 0 0 8154 COM SER A 934423104 17261 2320 SH SOLE 0 0 2320 COM 94106B101 3858 22 SH SOLE 0 0 22 COM 94106L109 756930 3548 SH SOLE 0 0 3548 COM 92939U106 7846 100 SH SOLE 0 0 100 NEW COM 949746101 278116 4683 SH SOLE 0 0 4683 COM 95040Q104 264274 2535 SH SOLE 0 0 2535 COM 95058W100 1696 100 SH SOLE 0 0 100 COM 957638109 3015 48 SH SOLE 0 0 48 COM 958102105 1818 24 SH SOLE 0 0 24 COM 959802109 2139 175 SH SOLE 0 0 175 COM 96145D105 72525 1443 SH SOLE 0 0 1443 COM NEW 962166104 4968 175 SH SOLE 0 0 175 COM 962879102 3932 75 SH SOLE 0 0 75 CL A 968223206 1381207 33936 SH SOLE 0 0 33936 CL B 968223305 492678 12134 SH SOLE 0 0 12134 COM 969457100 596148 14027 SH SOLE 0 0 14027 EM EX ST-OWNED 97717X578 1348 44 SH SOLE 0 0 44 EUROPE HEDGED EQ 97717X701 367829 8136 SH SOLE 0 0 8136 FLOATING RAT TREA 97717Y527 530991 10554 SH SOLE 0 0 10554 INDIA ERNGS FD 97717W422 16415 340 SH SOLE 0 0 340 US HIGH DIVIDEND 97717W208 137290 1623 SH SOLE 0 0 1623 SHS 92942W107 4148 252 SH SOLE 0 0 252 SPONSORED ADR 980228308 56 3 SH SOLE 0 0 3 CL A 98138H101 201204 900 SH SOLE 0 0 900 SHS 98138J305 3 2 SH SOLE 0 0 2 COM 98419M100 3119 23 SH SOLE 0 0 23 COM 98850P109 6075 197 SH SOLE 0 0 197 COM 98942X102 214 200 SH SOLE 0 0 200 COM 98956P102 1954 18 SH SOLE 0 0 18 COM 989701107 1691 39 SH SOLE 0 0 39 CL A 98978V103 8668 50 SH SOLE 0 0 50 COMMUNICATIONS INC CL A 98980L101 2960 50 SH SOLE 0 0 50 COM 98980G102 1922 10 SH SOLE 0 0 10