-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, LH6Nmgs74juoyQVzHr+upj0Xkfp9Vnd4xTxovl67pT7AkMznw3WBVVuLDhSGW/A4 ZGXQvk+1LNJWlyaVXfa+lg== 0000950152-94-001195.txt : 19941125 0000950152-94-001195.hdr.sgml : 19941125 ACCESSION NUMBER: 0000950152-94-001195 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19941122 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: 5621 IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33912 FILM NUMBER: 94561580 BUSINESS ADDRESS: STREET 1: TWO LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43230 BUSINESS PHONE: 6144797000 MAIL ADDRESS: STREET 1: TWO LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: 0000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 41 SOUTH HIGH STREET STREET 2: SUITE 3700 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6144641535 SC 13D/A 1 LIMITED, INC. SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 13 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 The Limited, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.50 Par Value - ------------------------------------------------------------------------------- (Title of Class of Securities) 532716-107 - ------------------------------------------------------------------------------- (CUSIP Number) Robert S. Schwartz, Esq. Schwartz, Kelm, Warren & Ramirez 41 South High Street Columbus, Ohio 43215 (614) 222-3000 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 22, 1994 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / Check the following box if a fee is being paid with the statement / / (Continued on following pages) 2 SCHEDULE 13D CUSIP No. 532716-107 Page 2 of 12 Pages ------------ ------- ------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Leslie H. Wexner ####-##-#### - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 62,403,000 - ------------------------------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES 5,693,353 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 62,905,365 WITH ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,693,353 - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 68,598,718 - ------------------------------------------------------------------------------ 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.2% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ 3 SCHEDULE 13D CUSIP No. 532716-107 Page 3 of 12 Pages ------------- ------- ------ - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bella Wexner ###-##-#### - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 15,697,514 NUMBER OF ------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 15,697,514 WITH ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,697,514 - ------------------------------------------------------------------------------ 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ 4 SCHEDULE 13D CUSIP No. 532716-107 Page 4 of 12 Pages ------------- ------- ------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Wexner Foundation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 3,343,353 - -------------------------------------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY OWNED BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 3,343,353 PERSON -------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,343,353 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- 5 SCHEDULE 13D CUSIP No. 532716-107 Page 5 of 12 Pages ------------- ------- ------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Health and Science Interests - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 2,000,000 SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING -------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 2,000,000 -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,000,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- 6 SCHEDULE 13D CUSIP No. 532716-107 Page 6 of 12 Pages ------------ ------- ------ - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Health and Science Interests II - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF 350,000 SHARES ------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 350,000 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 350,000 - ------------------------------------------------------------------------------ 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON 00 - ------------------------------------------------------------------------------ 7 SCHEDULE 13D CUSIP No. 532716-107 Page 7 of 12 Pages ------------- ------- ------ - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON International Charitable Interests II - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF -0- SHARES ------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------ 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON 00 - ------------------------------------------------------------------------------ 8 SCHEDULE 13D CUSIP No. 532716-107 Page 8 of 12 Pages -------------- ------- ------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON International Charitable Interests III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Ohio - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING -------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON 00 - -------------------------------------------------------------------------------- 9 ITEM 2. IDENTITY AND BACKGROUND. This Amendment No. 13, dated November 22, 1994, to the Schedule 13D dated June 25, 1985 previously filed by Leslie H. Wexner, Bella Wexner, and The Wexner Foundation is being filed pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended. The items for which changes are specified are hereby amended as indicated below. See Notes 1 and 2 to Item 5. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR Other CONSIDERATIONS. Not Applicable. ITEM 4. PURPOSE OF TRANSACTION. The persons named herein may sell securities from time to time in the open market. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(A) The number of shares beneficially owned and the corresponding percentages of all outstanding Shares as of November 22, 1994 are as follows: 1. Leslie H. Wexner 68,598,718 (1)(2)(3) 19.2% 2. Bella Wexner 15,697,514 4.3% 3. The Wexner Foundation 3,343,353 1.0% 4. Health and Science Interests 2,000,000 0.5% 5. Health and Science Interests II 350,000 0.1% 6. International Charitable Interests II -0- 0.0% 7. International Charitable Interests III -0- 0.0%
(B) Stockholdings of Company Common Stock as of November 22, 1994:
Health and Health and Intrernational Intrernational ---------- ----------- -------------- -------------- Wexner Science Science Charitable Charitable ------ ------- ------- ---------- ---------- Leslie H. Wexner Bella Wexner Foundation Interests Interests II Interests II Interests III ---------------- ------------ ---------- --------- ------------ ------------ ------------- Sole Power to Vote or to 62,403,000 15,697,514 3,343,353 (1) 2,000,000 (2) 350,000 (2) -0- -0- direct vote Shared Power to Vote or 5,693,353 (1)(2) N/A N/A N/A N/A N/A N/A direct vote Sole Power to dispose of 62,905,365 (3) 15,697,514 3,343,353 (1) 2,000,000 (2) 350,000 (2) -0- -0- or to direct disposition Shared Power to dispose 5,693,353 (1)(2) N/A N/A N/A N/A N/A N/A or to direct disposition
Page 9 of 12 Pages 10 _________________ (1) Power to vote or direct the disposition of the 3,343,353 shares held by The Wexner Foundation may be deemed to be shared by Leslie H. Wexner, Jeffrey E. Epstein and Jeffrey J. Smith as the trustees of The Wexner Foundation. Leslie H. Wexner, Jeffrey E. Epstein and Jeffrey J. Smith disclaim beneficial ownership of the shares held by the Foundation. (2) Power to vote or direct the disposition of the 2,350,000 shares held by Health and Science Interests and Health and Science Interests II may be deemed to be shared by Leslie H. Wexner as grantor and Jeffrey E. Epstein and as trustees thereof. Leslie H. Wexner and Jeffrey E. Epstein disclaim beneficial ownership of shares held by Health and Science Interests and Health and Science Interests II. The following information required by Item 2 is given with respect to Messrs. Epstein and Smith: (a) Name: Jeffrey E. Epstein Jeffrey J. Smith (b) Business Address: 41 South High Street, Suite 3710, 41 South High Street, Suite 3710, Columbus, Ohio 43215 Columbus, Ohio 43215 (c) Present Principal Occupation: Financial Advisor Accountant (d) and (e) Not applicable (f) Citizenship: United States United States
(3) Includes 502,365 shares held in The Limited, Inc. Savings and Retirement Plan for Mr. Wexner's account. (C) The following tables represent the transactions in the Company's shares by the persons named herein since Amendment No. 12 to the Schedule 13D was filed on March 7, 1994.
Date Amount of Securities Price Per Share TransactiEffected ---- -------------------- --------------- ----------------- 1. Transactions of Mr. Wexner: 08/30/94 3,000,000 N/A Gift Disposition 11/22/94 1,000,000 N/A Gift Disposition 2. Transactions of Mrs. Bella Wexner: None 3. Transactions of The Wexner Foundation: 08/16/94 25,000 $19.375 Open market sale 08/16/94 125,000 $19.25 Open market sale 08/22/94 1,947 N/A Distribution to The Wexner Foundation Savings and Retirement Plan 08/31/94 200,000 $19.88 Open market sale 4. Transactions of Health and Science Interests: None 5. Transactions of Health and Science Interests II: 11/22/94 150,000 $21.125 Open market sale 6. Transactions of International Charitable Interests II: 08/30/94 1,500,000 N/A Gift Acquisition 08/31/94 1,500,000 $19.88 Open market sale 11/22/94 1,000,000 N/A Gift Acquisition 11/22/94 1,000,000 $21.125 Open market sale 7. Transactions of International Charitable Interests III: 08/30/94 1,500,000 N/A Gift Acquisition 08/31/94 1,500,000 $19.88 Open market sale
Page 10 of 12 Pages 11 (D) No other person is presently known by the persons making this report to have the right to receive or the power to direct the receipt of dividends, or the proceeds, from the sale of the securities mentioned in this report. (E) On August 31, 1994 International Charitable Interests III ceased to be a beneficial owner of the class of securities of The Limited, Inc. On November 22, 1994 International Charitable Interests II ceased to be a beneficial owner of the class of securities of The Limited, Inc. ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. See Note (2) to Item 5. Page 11 of 12 Pages 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 22, 1994 /s/ Leslie H. Wexner ------------------------------ Leslie H. Wexner THE WEXNER FOUNDATION By:/s/ Leslie H. Wexner --------------------------- Leslie H. Wexner, President /s/ Bella Wexner ------------------------------ Bella Wexner HEALTH AND SCIENCE INTERESTS By:/s/ Jeffrey E. Epstein --------------------------- Jeffrey E. Epstein, Trustee HEALTH AND SCIENCE INTERESTS II By:/s/ Jeffrey E. Epstein --------------------------- Jeffrey E. Epstein, Trustee INTERNATIONAL CHARITABLE INTERESTS II By:/s/ Jeffrey E. Epstein --------------------------- Jeffrey E. Epstein, Trustee INTERNATIONAL CHARITABLE INTERESTS III By:/s/ Jeffrey E. Epstein --------------------------- Jeffrey E. Epstein, Trustee -----END PRIVACY-ENHANCED MESSAGE-----