0001181431-12-059199.txt : 20121116 0001181431-12-059199.hdr.sgml : 20121116 20121116200236 ACCESSION NUMBER: 0001181431-12-059199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121116 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DGSE COMPANIES INC CENTRAL INDEX KEY: 0000701719 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 880097334 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11311 REEDER ROAD CITY: DALLAS STATE: TX ZIP: 75229 BUSINESS PHONE: 9724843662 MAIL ADDRESS: STREET 1: 11311 REEDER ROAD CITY: DALLAS STATE: TX ZIP: 75229 FORMER COMPANY: FORMER CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/ DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CANYON STATE CORP DATE OF NAME CHANGE: 19860819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NTR METALS, LLC CENTRAL INDEX KEY: 0001492351 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11048 FILM NUMBER: 121212966 BUSINESS ADDRESS: STREET 1: 10720 COMPOSITE DRIVE CITY: DALLAS STATE: TX ZIP: 75220 BUSINESS PHONE: 469-522-1111 MAIL ADDRESS: STREET 1: 10720 COMPOSITE DRIVE CITY: DALLAS STATE: TX ZIP: 75220 4 1 rrd360757.xml FORM 4 X0306 4 2012-11-16 0 0000701719 DGSE COMPANIES INC DGSE 0001492351 NTR METALS, LLC 10720 COMPOSITE DRIVE DALLAS TX 75220 0 0 1 0 Common Stock 2012-11-16 4 P 0 3000 5.48 A 5026442 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.29 to $5.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Figures in Column 5 exclude the 1,628,014 shares beneficially owned through a proxy for which the Reporting Person does not have a pecuniary interest. Figures in Column 5 also exclude derivative securities reported in Table II. /s/ Carl D. Gum, III 2012-11-16