0001144204-16-092169.txt : 20160401 0001144204-16-092169.hdr.sgml : 20160401 20160401122441 ACCESSION NUMBER: 0001144204-16-092169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160401 DATE AS OF CHANGE: 20160401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DGSE COMPANIES INC CENTRAL INDEX KEY: 0000701719 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 880097334 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 9725874049 MAIL ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/ DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CANYON STATE CORP DATE OF NAME CHANGE: 19860819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOEL MICHAEL J. CENTRAL INDEX KEY: 0001663123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11048 FILM NUMBER: 161545840 MAIL ADDRESS: STREET 1: 724 LEXINGTON AVE CITY: COPPELL STATE: TX ZIP: 75019 4 1 v435988_4.xml FORM 4 X0306 4 2016-03-31 0 0000701719 DGSE COMPANIES INC DGSE 0001663123 NOEL MICHAEL J. 15850 DALLAS PARKWAY, SUITE 140 DALLAS TX 75248 1 0 0 0 Common Stock 2016-03-31 4 M 0 10170 A 10170 D Restricted Stock Units 2016-03-31 4 M 0 10170 D 2016-03-31 Common Stock 10170 30510 D Each vested Restricted Stock Unit ("RSU") is convertible into one share of common stock, par value $0.01, of the Issuer (the "Common Stock") without additional consideration (other than such conversion and reduction in the number of RSUs held) pursuant to the terms of the Restricted Stock Unit Award Agreement, dated March 24, 2016, between the Issuer and the Reporting Person. Upon termination of service of the Reporting Person to the Issuer, other than by reason of death or disability, any RSUs held by the Reporting Person that have not vested will be forfeited and the award of such RSUs shall terminate. The Issuer elected to award the RSUs as consideration for services rendered to the Issuer (the "Consideration") and to encourage the continuation of such services in connection with the Reporting Person's services with the Issuer. The value of the Consideration on the date of grant was $22,374. No additional consideration was received by the Issuer as payment for the RSUs. /s/ Michael J. Noel 2016-04-01