0001144204-13-040510.txt : 20130722 0001144204-13-040510.hdr.sgml : 20130722 20130722171856 ACCESSION NUMBER: 0001144204-13-040510 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130718 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DGSE COMPANIES INC CENTRAL INDEX KEY: 0000701719 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 880097334 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 9725874049 MAIL ADDRESS: STREET 1: 15850 DALLAS PARKWAY STREET 2: SUITE 140 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: DALLAS GOLD & SILVER EXCHANGE INC /NV/ DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PACIFIC MINT INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CANYON STATE CORP DATE OF NAME CHANGE: 19860819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vierling James J. CENTRAL INDEX KEY: 0001561567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11048 FILM NUMBER: 13979808 MAIL ADDRESS: STREET 1: 4561 HITCHING POST CITY: PLANO STATE: TX ZIP: 75024 4 1 v350536_form4.xml OWNERSHIP DOCUMENT X0306 4 2013-07-18 0 0000701719 DGSE COMPANIES INC DGSE 0001561567 Vierling James J. 4561 HITCHING POST PLANO TX 75024 1 1 0 0 Chief Executive Officer Common Stock 2013-07-18 4 J 0 147000 D 375000 D Common Stock 2013-07-18 4 J 0 375000 A 375000 D Pursuant to that certain Agreement to Exercise Rights Under Stock Agreement, dated July 18, 2013, by and between NTR Metals, LLC, a Texas limited liability company ("NTR"), and the Reporting Person, the Reporting Person and NTR agreed to effectuate an exchange of(i) the Reporting Person's right, title and interest in 147,000 shares of the common stock of the Issuer, par value $0.01 per share (the "Common Stock"), currently held in escrow by Compass Bank, pursuant to that certain Escrow Agreement, dated September 12, 2011, by and among the Issuer, NTR and Compass Bank, filed as Exhibit 10.3 to the Current Report on Form 8-K of the Issuer, as filed on September 16, 2011, which is herein incorporated by reference, for (ii) 325,000 shares of Common Stock of the Issuer held by NTR. /s/ James J. Vierling 2013-07-22