0001562180-21-007006.txt : 20211112 0001562180-21-007006.hdr.sgml : 20211112 20211112140533 ACCESSION NUMBER: 0001562180-21-007006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeCarolis Donna L CENTRAL INDEX KEY: 0001313387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03880 FILM NUMBER: 211402489 MAIL ADDRESS: STREET 1: 6363 MAIN ST. CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FUEL GAS CO CENTRAL INDEX KEY: 0000070145 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 131086010 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 BUSINESS PHONE: 716-857-7000 MAIL ADDRESS: STREET 1: 6363 MAIN STREET STREET 2: 6363 MAIN STREET CITY: WILLIAMSVILLE STATE: NY ZIP: 14221-5887 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-11-10 false 0000070145 NATIONAL FUEL GAS CO NFG 0001313387 DeCarolis Donna L 6363 MAIN ST. WILLIAMSVILLE NY 14221 false true false false President - NFG Dist. Corp. Common Stock 2021-11-10 4 M false 2000.00 55.09 A 66121.00 D Common Stock 2021-11-10 4 D false 1858.00 59.31 D 64263.00 D Common Stock 2021-11-10 4 F false 54.00 59.31 D 64209.00 D Common Stock 2021-11-10 4 M false 4940.00 53.045 A 69149.00 D Common Stock 2021-11-10 4 D false 4419.00 59.31 D 64730.00 D Common Stock 2021-11-10 4 F false 199.00 59.31 D 64531.00 D Common Stock 21764.00 I 401k Trust Common Stock 266.00 I ESOP Trust Stock Appreciation Right 55.09 2021-11-10 4 M false 2000.00 0.00 D 2014-12-19 2021-12-19 Common Stock 2000.00 0.00 D Stock Appreciation Right 53.045 2021-11-10 4 M false 4940.00 0.00 D 2022-12-19 Common Stock 4940.00 0.00 D On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. The NFG stock fund under the NFG 401(k) plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the NFG stock fund as of November 10, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. The NFG employee stock ownership plan is denominated in units, representing ownership interests in a fund that includes both NFG common stock and a reserve of cash. The information reported represents the dollar value of the reporting person's balance in the ESOP as of November 10, 2021, as reported by the plan administrator, divided by the closing price of NFG common stock on that date. On December 19, 2012, the reporting person was granted 4,940 stock appreciation rights, vesting as follows: 1,646 on December 19, 2013, 1,647 on December 19, 2014, and 1,647 on December 19, 2015. J. P. Baetzhold, Attorney in Fact 2021-11-12