0001127602-23-022582.txt : 20230815 0001127602-23-022582.hdr.sgml : 20230815 20230815180115 ACCESSION NUMBER: 0001127602-23-022582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ngo Agnes Catherine CENTRAL INDEX KEY: 0001506560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31567 FILM NUMBER: 231175999 MAIL ADDRESS: STREET 1: 220 S KING STREET CITY: HONOLULU STATE: HI ZIP: 96817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL PACIFIC FINANCIAL CORP CENTRAL INDEX KEY: 0000701347 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 990212597 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 S KING ST CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085440500 MAIL ADDRESS: STREET 1: P O BOX 3590 CITY: HONOLULU STATE: HI ZIP: 96811 FORMER COMPANY: FORMER CONFORMED NAME: CPB INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-08-14 0000701347 CENTRAL PACIFIC FINANCIAL CORP CPF 0001506560 Ngo Agnes Catherine 220 S KING STREET HONOLULU HI 96813 1 1 Common Stock 5886 I CPB Foundation Common Stock 5995 D Common Stock 6793 D Common Stock 1689 D Common Stock 7645 D Common Stock 3548 D Common Stock 5594 D Common Stock 2056 D Common Stock 3365 D Common Stock 3424 D Common Stock 3039 D Common Stock 6672 D Common Stock 9746 D Common Stock 6363 D Common Stock 2375 D Common Stock 3681 D Common Stock 3128 D Common Stock 2258 D Common Stock 9480 D Common Stock 5767 D Common Stock 2714 I Robert Hines IRA Common Stock 2855 D Common Stock 11431 D Common Stock 2023-08-14 4 S 0 417 17.63 D 113989 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 100 17.645 D 113889 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 2 17.65 D 113887 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 371 17.66 D 113516 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 84 17.665 D 113432 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 83 17.67 D 113349 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 Common Stock 2023-08-14 4 S 0 235 17.68 D 113114 I Co-Trustee of Hines & Ngo 2000 Family Trust dtd 4/18/00 2/15/17 PSU Grant that cliff vests on 2/18/20 based on 2019 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/18/20. 2/15/18 PSU Grant that cliff vests on 2/16/21 based on 2020 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/21. 2/15/19 PSU Grant that cliff vests on 2/15/22 based on 2021 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/15/22. 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19. 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/16/23. 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/23. 2/16/21 PSU Grant that cliff vests on 2/16/23. Amount reported is actual number of shares that vested and were issued on 2/16/23. 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years 2/18/20 RSU Time-Based Grant. Shares vest evenly over 3 years 2/15/18 RSU time-based grant. Shares vest evenly over 3 years. 2/15/22 RSU Time-Based Grant. Shares vest evenly over 3 years 2/16/21 RSU Time-Based Grant. Shares vest evently over 2 years 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years. RSU time-based grant. Shares vest evenly over 3 years RSUs time-based; granted 2/17/15 RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results. RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only. RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years. This transaction was effected pursuant to a Rule 10b5-1 Plan entered into by the reporting person on May 1, 2023. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. /s/ Stacey Rocha, attorney-in-fact for Ms. A.C. Ngo 2023-08-15 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): UPDATED POA Power of Attorney (Exchange Act, Section 16(a), Forms 3, 4, 5) The undersigned hereby appoints each of the Chief Executive Officer, President, Chief Financial Officer, Treasurer,Controller, any Human Resources Manager, Gen eral Counsel, Corporate Secretary, and any of their designees, of Central Pacific Financial Corp. (the ?Company?) and Central Pacific Bank, signing singly,the undersigned's true and lawful attorney-in-fact to: (1) prepare,execute for and in the undersigned's name and on the undersigned's behalf, and in the undersigned's capacity as an officer or director of the Company, and submit to the United States Securities and Exchange Commission (the "SEC"), Forms 3, 4 and 5, including amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934 (?Exchange Act?) or any rule or regulation of the SEC, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Exchange Act or any rule or regulation of the SEC; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or other form or report, and timely file such form or report with the SEC and any stock exchange or similar authority;and, (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to allintents and purposes as the undersigned might or could do if personally present,with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's designees, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company or Central Pacific Bank assuming any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. The undersigned has executed this Power of Attorney on 5/15/15. /s/A. Catherine Ngo A. Catherine Ngo Print Name 2015-3280 DocuSign Envelope ID: B14495CA-3DAF-47A9-ACCA-18D938E5165C 5/15/2015 Catherine Ngo