0000701059-16-000021.txt : 20161114 0000701059-16-000021.hdr.sgml : 20161111 20161114100632 ACCESSION NUMBER: 0000701059-16-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML INVESTORS SERVICES, LLC CENTRAL INDEX KEY: 0000701059 IRS NUMBER: 042746212 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16947 FILM NUMBER: 161991588 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 BUSINESS PHONE: (413) 744-7885 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111-0001 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20110104 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, LLC DATE OF NAME CHANGE: 20101217 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTORS SERVICES, INC. DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000701059 XXXXXXXX 09-30-2016 09-30-2016 MML INVESTORS SERVICES, LLC

1295 STATE STREET SPRINGFIELD MA 01111-0001

13F HOLDINGS REPORT 028-16947 Y MML Investors Services, LLC is a wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever MML Investors Services, LLC has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's direct ownership interest in MML Investors Services, LLC. Nathan Hall 413-744-5006 Nathan Hall Springfield MA 11-14-2016 0 34 86974 false INFORMATION TABLE 2 infoTable.xml ISHARES MSCI JAPAN ETF 464286848 639 50928 SH DFND 0 50928 0 ISHARES GOLD TRUST ISHARES 464285105 1153 90874 SH DFND 0 90874 0 ISHARES TR RUS MD CP GR ETF 464287481 8258 84812 SH DFND 0 84812 0 ISHARES TR EAFE VALUE ETF 464288877 6007 130141 SH DFND 0 130141 0 ISHARES TR U.S. PFD STK ETF 464288687 1405 35573 SH DFND 0 35573 0 ISHARES TR CORE US CR BD 464288620 1418 12456 SH DFND 0 12456 0 ISHARES TR MRGSTR SM CP ETF 464288505 570 3936 SH DFND 0 3936 0 ISHARES TR RUS 1000 GRW ETF 464287614 388 3727 SH DFND 0 3727 0 ISHARES TR MSCI EAFE ETF 464287465 2081 35188 SH DFND 0 35188 0 ISHARES TR CORE S&P500 ETF 464287200 1968 9045 SH DFND 0 9045 0 ISHARES TR TIPS BD ETF 464287176 416 3571 SH DFND 0 3571 0 ISHARES TR SELECT DIVID ETF 464287168 622 7261 SH DFND 0 7261 0 ISHARES TR S&P 100 ETF 464287101 13760 143443 SH DFND 0 143443 0 ISHARES TR RUS 2000 GRW ETF 464287648 3349 22489 SH DFND 0 22489 0 POWERSHARES ETF TR II PWRS INT BUYBK 73937B621 268 9416 SH DFND 0 9416 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 800 7588 SH DFND 0 7588 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 868 18292 SH DFND 0 18292 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6531 55012 SH DFND 0 55012 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 584 17833 SH DFND 0 17833 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2521 130603 SH DFND 0 130603 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2627 37199 SH DFND 0 37199 0 SIENTRA INC COM 82621J105 150 16735 SH DFND 0 16735 0 SPDR GOLD TRUST GOLD SHS 78463V107 2679 21321 SH DFND 0 21321 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 218 1009 SH DFND 0 1009 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1418 49182 SH DFND 0 49182 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 778 21191 SH DFND 0 21191 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3785 46830 SH DFND 0 46830 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2492 29621 SH DFND 0 29621 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1881 16895 SH DFND 0 16895 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 387 4238 SH DFND 0 4238 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3738 99340 SH DFND 0 99340 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2368 39097 SH DFND 0 39097 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 10569 125930 SH DFND 0 125930 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 278 7420 SH DFND 0 7420 0