13F-HR 1 d13fhr.txt FORM 13-HR SUSQUEHANNA TRUST & INVESTMENT CO. PO BOX 1000 LITITZ, PA 17543 24 July, 2001 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 ---------------- Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: SUSQUEHANNA TRUST & INVESTMENT CO. ------------------------------------------ Address: PO BOX 1000 ------------------------------------------ LITITZ, PA 17543 ------------------------------------------ ------------------------------------------ 13F FILE NUMBER: 28- ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PETER W. REYBURN ------------------------------------------ Title: VICE PRESIDENT ------------------------------------------ Phone: (717) 625-6460 ------------------------------------------ Signature, Place, and Date of Signing: /s/ Peter W. Reyburn LITITZ PA -------------------------- -------------------------- -------------- [Signature] [City, State] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: (If there are no entries in this list, omit this section.) 13F File Number Name 28- ---------- -------------------------------------------------------- [Repeat as necessary.] Report Summary: Number of Other Included Managers: N/A ---------- Form 13F Information Table Entry Total: 339 -------------- Form 13F Information Table Value Total: $ 218,600 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed,
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 1 - - ITEM 1 AND 2- - - - - - - - - ITEM 3- - - -ITEM 4- - - -ITEM 5- - - - -ITEM 6- - - - - ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AOL TIME WARNER INC 00184A105 1,217 22,963 X 22,963 AOL TIME WARNER INC 00184A105 150 2,825 X X 2,575 250 AT&T CORP 001957109 1,674 76,109 X 75,087 159 863 AT&T CORP 001957109 416 18,910 X X 18,210 700 AT&T WIRELESS GROUP 001957406 191 11,700 X 11,700 AT&T WIRELESS GROUP 001957406 18 1,100 X X 1,100 ABBOTT LABORATORIES 002824100 794 16,528 X 16,528 ABBOTT LABORATORIES 002824100 612 12,744 X X 12,744 AIR PRODUCTS & CHEM 009158106 829 18,115 X 16,755 1,360 AIR PRODUCTS & CHEM 009158106 292 6,375 X X 5,600 775 ALCOA INC 013817101 303 7,700 X 7,700 ALCOA INC 013817101 256 6,500 X X 6,500 ALLEGHENY ENERGY INC 017361106 276 5,722 X 4,522 1,200 ALLEGHENY ENERGY INC 017361106 75 1,550 X X 1,550 ALLIED IRISH BANKS PLC SPONSORED ADR 019228402 56 2,478 X 2,478 ALLIED IRISH BANKS PLC SPONSORED ADR 019228402 368 16,356 X X 16,356 ALLSTATE CORPORATION 020002101 593 13,470 X 13,470 ALLSTATE CORPORATION 020002101 47 1,064 X X 1,064 AMERICAN EXPRESS CO 025816109 768 19,784 X 19,284 500 AMERICAN EXPRESS CO 025816109 100 2,575 X X 1,975 600 AMERICAN GENERAL CORP 026351106 260 5,598 X 5,598 ---------- COLUMN TOTALS 9,295
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 2 - - - - - - ITEM 1 AND 2 - - ITEM 3 - - -ITEM 4 - -ITEM 5 - - - ITEM 6- - - -ITEM 7- - - - - -ITEM 8- - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) AMERICAN HOME PRODS CORP 026609107 2,454 41,990 X 41,990 AMERICAN HOME PRODS CORP 026609107 418 7,160 X X 6,960 200 AMERICAN INTL GROUP 026874107 1,106 12,863 X 12,263 600 AMERICAN INTL GROUP 026874107 195 2,273 X X 1,789 484 AMERICAN STD COS INC DEL 029712106 270 4,500 X X 4,500 ANHEUSER BUSCH COS 035229103 255 6,200 X 6,200 AUTOMATIC DATA PROCESSING 053015103 99 2,000 X 2,000 AUTOMATIC DATA PROCESSING 053015103 487 9,800 X X 9,800 BP PLC ADR SPON 055622104 1,220 24,466 X 24,136 330 BP PLC ADR SPON 055622104 306 6,130 X X 5,930 200 BANK AMER CORP 060505104 807 13,447 X 13,197 250 BANK AMER CORP 060505104 425 7,078 X X 7,078 BANK OF NEW YORK 064057102 480 10,000 X 10,000 BANK ONE CORP 06423A103 207 5,775 X 5,775 BANK ONE CORP 06423A103 83 2,309 X X 2,309 BAXTER INTL INC 071813109 893 18,226 X 17,926 300 BAXTER INTL INC 071813109 69 1,400 X X 1,200 200 BELLSOUTH CORP 079860102 1,665 41,356 X 41,156 200 BELLSOUTH CORP 079860102 230 5,710 X X 5,710 BOEING COMPANY 097023105 566 10,172 X 9,772 400 BOEING COMPANY 097023105 323 5,807 X X 5,807 BRISTOL-MYERS SQUIBB CO 110122108 2,772 52,995 X 52,995 BRISTOL-MYERS SQUIBB CO 110122108 945 18,064 X X 17,439 625 BURLINGTON RESOURCES 122014103 81 2,020 X 2,020 -------- COLUMN TOTALS 16,356
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 30-Jun /01 PAGE 3 - - - - - - ITEM 1 AND 2 - - - - - - - - - -ITEM 3 - - ITEM 4 - - - - -ITEM 5- - - ITEM 6- - - - ITEM 7- - - - ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) BURLINGTON RESOURCES 122014103 148 3,697 X X 3,697 BURNHAM CORP CLASS A 122295108 434 11,272 X 11,272 CSX CORP 126408103 380 10,490 X 10,490 CSX CORP 126408103 29 800 X X 800 CAPITAL ONE FINANCIAL CORP 14040H105 249 4,158 X 4,158 CATERPILLAR INC 149123101 64 1,282 X 1,282 CATERPILLAR INC 149123101 160 3,200 X X 3,200 CHEVRON CORP 166751107 525 5,806 X 5,806 CHEVRON CORP 166751107 321 3,550 X X 3,550 CISCO SYS INC 17275R102 1,254 68,926 X 68,026 900 CISCO SYS INC 17275R102 300 16,500 X X 15,560 940 CINTAS CORP 172908105 204 4,400 X X 4,400 CITIGROUP INC. 172967101 3,824 72,370 X 70,871 1,499 CITIGROUP INC. 172967101 726 13,745 X X 11,731 2,014 CLEAR CHANNEL COMMUN INC 184502102 207 3,300 X X 3,300 COCA COLA COMPANY 191216100 2,092 46,480 X 45,880 600 COCA COLA COMPANY 191216100 847 18,830 X X 18,380 450 COLGATE-PALMOLIVE COMPANY 194162103 609 10,318 X 10,318 COMCAST CORP CLASS A SPECIAL 200300200 217 5,000 X X 5,000 COMPAQ COMPUTER CORP 204493100 220 14,205 X 14,205 COMPAQ COMPUTER CORP 204493100 13 840 X X 840 CONSTELLATION ENERGY GROUP INC 210371100 562 13,184 X 12,817 300 67 CONSTELLATION ENERGY GROUP INC 210371100 99 2,331 X X 2,331 DMC TAX FREE PENNSYLVANIA FD (7) 233216100 310 39,840 X 39,840 DMC TAX FREE PENNSYLVANIA FD (7) 233216100 30 3,802 X X 3,802 ---------- COLUMN TOTALS 13,824
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 4 -----------ITEM 1 AND 2------------ITEM 3-----------ITEM 4--------ITEM 5---------ITEM 6--------ITEM 7--------------------ITEM 8----- INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) DEBT STRATEGIES FD INC NEW 24276Q109 71 10,000 X 10,000 DEERE & CO COM 244199105 95 2,500 X 2,500 DEERE & CO COM 244199105 114 3,000 X X 3,000 DELL COMPUTER 247025109 458 17,500 X 17,000 500 DELL COMPUTER 247025109 65 2,500 X X 2,025 475 DISNEY WALT COMPANY 254687106 1,531 53,010 X 52,010 1,000 DISNEY WALT COMPANY 254687106 504 17,450 X X 16,825 625 DOMINION RESOURCES INC VA NEW 25746U109 203 3,368 X 3,157 211 DOMINION RESOURCES INC VA NEW 25746U109 29 484 X X 484 DOW CHEMICAL 260543103 461 13,870 X 13,870 DOW CHEMICAL 260543103 219 6,600 X X 6,600 DUPONT DE NEMOURS EI CO 263534109 2,609 54,080 X 53,560 520 DUPONT DE NEMOURS EI CO 263534109 400 8,302 X X 7,652 650 DUKE ENERGY CORP. 264399106 573 14,700 X 14,700 DUKE ENERGY CORP. 264399106 4 100 X X 100 ECHAPMAN.COM INC 26830Q103 115 51,266 X 51,266 EMC CORPORATION 268648102 190 6,550 X 6,550 EMC CORPORATION 268648102 102 3,500 X X 3,500 E TRADE GROUP INC 269246104 65 10,000 X 10,000 EDS CORP 285661104 306 4,902 X 4,902 EDS CORP 285661104 96 1,536 X X 1,536 EMERSON ELECTRIC COMPANY 291011104 115 1,900 X 1,900 EMERSON ELECTRIC COMPANY 291011104 145 2,400 X X 2,400 ENERGY EAST CORPORATION 29266M109 360 17,235 X 16,535 700 ENERGY EAST CORPORATION 29266M109 42 2,000 X X 1,500 500 ---------- COLUMN TOTALS 8,872
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 5 - - - - - - ITEM 1 AND 2 - - - - - - - - ITEM 3 - - ITEM 4 - - ITEM 5 - - - ITEM 6 - - - ITEM 7 - - - - - - ITEM 8 - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) ENRON CORP 293561106 249 5,075 X 5,075 ENRON CORP 293561106 342 6,986 X X 6,986 ENTERPRISE GOLD MINES SPON ADR 293718300 10,000 X 10,000 EVERGREEN PA MUNICIPAL BOND CL Y 216 300326402 314 27,764 X 27,764 EXELON CORP 30161N101 345 5,385 X 5,385 EXELON CORP 30161N101 173 2,700 X X 2,700 EXXON MOBIL CORPORATION 30231G102 8,199 93,866 X 93,466 400 EXXON MOBIL CORPORATION 30231G102 1,789 20,485 X X 20,096 389 FED HOME LOAN MTG CO 313400301 399 5,700 X 5,700 FED NATL MTG ASSN 313586109 1,155 13,570 X 13,370 200 FED NATL MTG ASSN 313586109 115 1,350 X X 1,350 FEDERATED PA MUNI INCOME FD-A (311) 313923708 59 5,386 X 5,386 FEDERATED PA MUNI INCOME FD-A (311) 313923708 61 5,532 X X 5,532 FEDERATED ARMS FUND (96) 314082108 426 44,489 X 44,489 FEDERATED ARMS FUND (96) 314082108 45 4,751 X X 4,751 FEDERATED GNMA FUND (16) 314184102 4,614 411,930 X 411,930 FEDERATED GNMA FUND (16) 314184102 1,300 116,107 X X 116,107 FEDERATED HIGH YIELD FUND (38) 314197104 797 126,308 X 126,308 FEDERATED INCOME FUND (36) 314199100 2,075 202,565 X 202,565 FEDERATED INCOME FUND (36) 314199100 771 75,336 X X 71,833 3,503 FEDERATED SHORT-TERM INCOME FD (65) 31420C209 341 39,016 X 39,016 FEDERATED SHORT INTER GOVT FUND (09) 31428M100 188 17,819 X 17,819 FEDERATED INTERMEDIATE GOVT FUND (47 31428P103 739 67,934 X 67,934 FEDERATED INTERMEDIATE GOVT FUND (47 31428P103 79 7,259 X X 7,259 FEDERATED TOTAL RETURN (328) 31428Q101 3,284 314,473 X 310,007 4,466 COLUMN TOTALS _________ 27,859
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 30-Jun/01 PAGE 6 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - -ITEM 4 - - -ITEM 5 - - - -ITEM 6 - - - - -ITEM 7 - - - - - - - -ITEM 8- - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) FEDERATED TOTAL RETURN (328) 31428Q101 255 24,424 X X 22,187 2,237 FEDERATED LIMITED DURATION (830) 31428Q408 4,216 424,481 X 416,943 4,594 2,944 FEDERATED LIMITED DURATION (830) 31428Q408 226 22,769 X X 20,478 2,291 FEDERATED TOTAL RETURN GOVT (647) 31429A105 136 13,270 X 13,270 FIRST NATL BK DRYDEN NY 325855104 258 9,934 X 9,934 FIRST UNION CORP 337358105 1,232 35,261 X 35,261 FIRST UNION CORP 337358105 435 12,451 X X 10,201 2,250 FLEETBOSTON FINANCIAL CORP 339030108 1,053 26,699 X 26,699 FLEETBOSTON FINANCIAL CORP 339030108 192 4,857 X X 4,857 FORD MTR CO DEL 345370860 833 33,932 X 33,452 480 COM PAR $0.01 FORD MTR CO DEL 345370860 438 17,832 X X 15,738 2,094 COM PAR $0.01 FULTON FINANCIAL CORP 360271100 4,554 222,595 X 222,595 FULTON FINANCIAL CORP 360271100 181 8,855 X X 8,855 GANNETT COMPANY INC 364730101 267 4,050 X 4,050 GENERAL ELECTRIC COMPANY 369604103 13,422 275,322 X 273,672 1,650 GENERAL ELECTRIC COMPANY 369604103 2,880 59,068 X X 58,273 795 GENERAL MILLS INC 370334104 182 4,150 X 4,150 GENERAL MILLS INC 370334104 79 1,800 X X 1,800 GENERAL MOTORS CORP 370442105 632 9,824 X 9,824 GENERAL MOTORS CORP 370442105 164 2,542 X X 750 1,792 GENZYME CORP 372917104 500 8,204 X 8,004 200 COM-GEN DIV GENZYME CORP 372917104 122 2,000 X X 1,800 200 COM-GEN DIV GILLETTE COMPANY 375766102 586 20,218 X 20,218 GILLETTE COMPANY 375766102 191 6,580 X X 6,580 GLAXO SMITHKLINE PLC SPONSORED ADR 37733W105 315 5,599 X 5,599 ------- COLUMN TOTALS 33,349
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 7 - - - - ITEM 1 AND 2 - - - - -ITEM 3 - - - - - ITEM 4 - - -ITEM 5 - - -ITEM 6- - - -ITEM 7- - - - - ITEM 8- - - - - - - - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) GLAXO SMITHKLINE PLC SPONSORED ADR 37733W105 62 1,112 X X 1,112 GUIDANT CORPORATION 401698105 220 6,116 X 6,116 HALLIBURTON COMPANY 406216101 277 7,780 X 7,780 HALLIBURTON COMPANY 406216101 142 4,000 X X 4,000 HARTFORD FINANCIAL SERVICES GROUP 416515104 212 3,100 X 3,100 HEINZ H J COMPANY 423074103 354 8,650 X 8,650 HEINZ H J COMPANY 423074103 209 5,100 X X 5,100 HERSHEY FOODS CORP 427866108 749 12,136 X 12,136 HERSHEY FOODS CORP 427866108 154 2,500 X X 2,500 HEWLETT-PACKARD COMPANY 428236103 421 14,724 X 14,724 HEWLETT-PACKARD COMPANY 428236103 252 8,800 X X 8,000 800 HOME DEPOT INC 437076102 1,948 41,849 X 40,799 1,050 HOME DEPOT INC 437076102 208 4,474 X X 3,764 710 HONEYWELL INTERNATIONAL INC 438516106 163 4,645 X 4,645 HONEYWELL INTERNATIONAL INC 438516106 122 3,484 X X 3,484 ILLINOIS TOOL WKS INC 452308109 13 200 X 200 ILLINOIS TOOL WKS INC 452308109 285 4,500 X X 4,500 INTEL CORP 458140100 4,113 140,631 X 139,441 1,190 INTEL CORP 458140100 1,400 47,880 X X 47,180 700 INTL BUSINESS MACHINES CORP 459200101 3,088 27,331 X 26,881 450 INTL BUSINESS MACHINES CORP 459200101 1,059 9,372 X X 9,017 355 INTERNATIONAL PAPER COMPANY 460146103 265 7,424 X X 7,424 INVESTORS FINL SVCS CORP DEL 461915100 804 12,000 X 12,000 COM J P MORGAN CHASE & CO 46625H100 710 15,922 X 15,922 J P MORGAN CHASE & CO 46625H100 380 8,511 X X 8,511 ---------- COLUMN TOTALS 17,610
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 8 - - -ITEM 1 AND 2 - - - - - - ITEM 3 - - -ITEM 4 - - - ITEM 5 - - - - - -ITEM 6- - - - - - -ITEM 7- - - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) JOHNSON & JOHNSON 478160104 3,240 64,800 X 63,700 1,100 JOHNSON & JOHNSON 478160104 785 15,700 X X 14,730 970 KIMBERLY CLARK CORP 494368103 599 10,724 X 10,724 KIMBERLY CLARK CORP 494368103 34 600 X X 600 KROGER CO 501044101 234 9,365 X 8,865 500 KROGER CO 501044101 28 1,120 X X 1,120 ELI LILLY & COMPANY 532457108 1,294 17,484 X 17,084 400 ELI LILLY & COMPANY 532457108 117 1,575 X X 1,250 325 LOWES COMPANIES INC 548661107 234 3,230 X 3,230 LOWES COMPANIES INC 548661107 145 2,000 X X 2,000 LUCENT TECHNOLOGIES 549463107 539 86,947 X 85,711 536 700 LUCENT TECHNOLOGIES 549463107 167 26,948 X X 26,148 800 M & T BANK CORP 55261F104 599 7,940 X 7,709 231 M & T BANK CORP 55261F104 132 1,745 X X 1,745 MBIA INC 55262C100 864 15,525 X 15,525 MBIA INC 55262C100 17 300 X X 300 MBNA CORP 55262L100 276 8,370 X 8,370 MBNA CORP 55262L100 14 415 X X 415 MCCORMICK & CO NON-VOTING 579780206 21 500 X 500 MCCORMICK & CO NON-VOTING 579780206 269 6,400 X X 6,400 MCDONALDS CORP 580135101 289 10,696 X 10,696 MCDONALDS CORP 580135101 53 1,960 X X 1,960 MCGRAW-HILL COMPANIES INC. 580645109 671 10,144 X 10,144 MCGRAW-HILL COMPANIES INC. 580645109 99 1,500 X X 1,250 250 MEDIMMUNE INC 584699102 202 4,290 X 4,290 ---------- COLUMN TOTALS 10,922
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 30-Jun /01 PAGE 9 - - - - - - ITEM 1 AND 2 - - - - - - ITEM 3 - - - - ITEM 4 - - -ITEM 5 - - - -ITEM 6- - - - - -ITEM 7- - - - - - - ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) MEDIMMUNE INC 584699102 25 540 X X 540 MEDISYS TECHNOLOGIES INC 584953103 11 92,000 X 92,000 MEDTRONIC INC 585055106 1,067 23,180 X 22,780 400 MEDTRONIC INC 585055106 133 2,900 X X 2,420 480 MELLON FINANCIAL CORP 58551A108 258 5,600 X 5,600 MELLON FINANCIAL CORP 58551A108 104 2,268 X X 2,268 MERCANTILE BANKSHARES 587405101 383 9,792 X 9,792 MERCK & COMPANY INC 589331107 2,507 39,229 X 37,879 1,350 MERCK & COMPANY INC 589331107 1,027 16,070 X X 15,005 1,065 MERRILL LYNCH & COMPANY 590188108 571 9,644 X 9,444 200 MERRILL LYNCH & COMPANY 590188108 31 525 X X 300 225 MICROSOFT CORP 594918104 3,877 53,112 X 52,007 1,105 MICROSOFT CORP 594918104 1,301 17,820 X X 17,310 510 MICRON TECHNOLOGY INC 595112103 540 13,150 X 13,150 MICRON TECHNOLOGY INC 595112103 33 800 X X 800 MIFFLINBURG BANCORP INC 598578102 1,151 37,950 X 16,200 21,750 MIFFLINBURG BANCORP INC 598578102 27 900 X X 900 MINNESOTA MNG & MFG COMPANY 604059105 270 2,362 X 2,362 MINNESOTA MNG & MFG COMPANY 604059105 388 3,400 X X 3,400 MORGAN STANLEY DEAN WITTER DISCOVER 617446448 1,125 17,508 X 17,508 MORGAN STANLEY DEAN WITTER DISCOVER 617446448 136 2,112 X X 1,937 175 MOTOROLA INC 620076109 548 33,103 X 32,803 300 MOTOROLA INC 620076109 288 17,400 X X 17,050 350 NATIONAL CITY CORP 635405103 520 16,884 X 16,884 NATIONAL CITY CORP 635405103 37 1,200 X X 1,200 ---------- COLUMN TOTALS 16,358
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 10 - - - - - - ITEM 1 AND 2 - - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5- - - - - ITEM 6- - - - -ITEM 7- - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) NY TIMES CO 650111107 210 5,000 X 5,000 NOKIA CORP ADR 654902204 571 25,900 X 25,700 200 NOKIA CORP ADR 654902204 55 2,500 X X 2,500 NORFOLK SOUTHERN CORP 655844108 177 8,560 X 8,560 NORFOLK SOUTHERN CORP 655844108 55 2,660 X X 2,660 OMNICOM GROUP INC COM 681919106 568 6,605 X 6,605 OMNICOM GROUP INC COM 681919106 73 850 X X 700 150 OMEGA FINANCIAL CORP 682092101 8 250 X 250 OMEGA FINANCIAL CORP 682092101 200 6,201 X X 6,201 OPPENHEIMER STRATEGIC INCOME FD(230) 68380K102 7 1,777 X 1,777 OPPENHEIMER STRATEGIC INCOME FD(230) 68380K102 35 8,958 X X 8,958 ORACLE SYSTEMS CORP 68389X105 811 42,698 X 42,298 400 ORACLE SYSTEMS CORP 68389X105 43 2,250 X X 1,900 350 PNC FINL SVCS GROUP INC. 693475105 600 9,114 X 9,114 PNC FINL SVCS GROUP INC. 693475105 151 2,300 X X 2,300 PPG INDS INC 693506107 544 10,350 X 10,350 PPG INDS INC 693506107 205 3,900 X X 2,300 1,600 PPL CORP 69351T106 918 16,688 X 16,688 PPL CORP 69351T106 357 6,486 X X 6,486 PEPSICO INC 713448108 1,890 42,756 X 42,406 350 PEPSICO INC 713448108 435 9,835 X X 9,610 225 PFIZER INC 717081103 3,493 87,205 X 87,205 PFIZER INC 717081103 647 16,161 X X 16,161 PHARMACIA CORP 71713U102 138 3,000 X 3,000 PHARMACIA CORP 71713U102 103 2,240 X X 2,240 ---------- COLUMN TOTALS 12,294
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 11 - - - -ITEM 1 AND 2 - - - - - - - - - ITEM 3 - - - ITEM 4 - - - -ITEM 5 - - -ITEM 6- - - - - ITEM 7- - - - - - - -ITEM 8- - - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) PHELPS DODGE CORP 717265102 50 1,200 X 1,200 PHELPS DODGE CORP 717265102 166 4,000 X X 4,000 PHILIP MORRIS COS INC 718154107 460 9,073 X 9,073 PHILIP MORRIS COS INC 718154107 325 6,400 X X 6,400 PROCTER & GAMBLE 742718109 1,766 27,675 X 26,630 1,045 PROCTER & GAMBLE 742718109 259 4,060 X X 3,710 350 PUBLIC SERVICE ENTERPRISE GROUP 744573106 213 4,357 X 4,357 PUBLIC SERVICE ENTERPRISE GROUP 744573106 61 1,242 X X 1,242 QWEST COMMUNICATIONS INTL INC 749121109 421 13,195 X 13,195 QWEST COMMUNICATIONS INTL INC 749121109 44 1,385 X X 1,385 ROYAL DUTCH PETE NV REG GLDR 1.25 780257804 1,782 30,581 X 30,581 ROYAL DUTCH PETE NV REG GLDR 1.25 780257804 35 600 X X 600 SBC COMMUNICATIONS, INC. 78387G103 2,813 70,215 X 69,606 609 SBC COMMUNICATIONS, INC. 78387G103 606 15,124 X X 15,124 SEI BOND INDEX FUND (56) 783924301 420 39,795 X 39,795 SEI BOND INDEX FUND (56) 783924301 6 595 X X 595 SEI FIXED INCOME FUND (64) 783925506 1,967 187,660 X 187,660 SEI FIXED INCOME FUND (64) 783925506 63 6,014 X X 6,014 SEI GNMA FUND (47) 783965643 439 44,848 X 44,848 SEI GNMA FUND (47) 783965643 139 14,180 X X 14,180 SEI INTERMEDIATE GOVT FUND (46) 783965742 1,311 128,301 X 128,301 SEI INTERMEDIATE GOVT FUND (46) 783965742 412 40,279 X X 40,279 SEI SHORT TERM GOVT FUND (45) 783965858 392 38,524 X 38,524 SEI SHORT TERM GOVT FUND (45) 783965858 122 11,961 X X 11,961 --------- COLUMN TOTALS 14,272
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 06/30/01 PAGE 12 - - - - - - ITEM 1 AND 2 - - - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5 - - - - -ITEM 6- - - - -ITEM 7- - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SEI DAILY INCOME FUND (41) 783965866 211 104,283 X 104,283 SEI PA MUNICIPAL FUND (24) 784118507 81 7,631 X 7,631 SEI PA MUNICIPAL FUND (24) 784118507 30 2,804 X X 2,804 STANDARD & POORS DEPOSITORY RECEIPTS 78462F103 443 3,615 X 3,615 SARA LEE CORP 803111103 271 14,284 X 13,134 1,150 SARA LEE CORP 803111103 119 6,260 X X 6,260 SCHERING-PLOUGH INC 806605101 159 4,400 X 4,400 SCHERING-PLOUGH INC 806605101 52 1,425 X X 1,425 SCHLUMBERGER LTD 806857108 659 12,511 X 12,511 SCHLUMBERGER LTD 806857108 218 4,150 X X 3,825 325 SCOTTISH PWR PLC SPONSORED ADR 81013T705 215 7,366 X 7,366 SCOTTISH PWR PLC SPONSORED ADR 81013T705 16 547 X X 547 SEARS ROEBUCK & COMPANY 812387108 295 6,977 X 6,977 SEARS ROEBUCK & COMPANY 812387108 9 223 X X 223 SOVEREIGN BANCORP INC 845905108 251 19,317 X 19,317 SOVEREIGN BANCORP INC 845905108 52 4,000 X X 4,000 SPRINT CORP 852061100 178 8,330 X 8,330 SPRINT CORP 852061100 50 2,325 X X 2,325 STAPLES INC 855030102 614 38,402 X 38,402 STAPLES INC 855030102 44 2,750 X X 2,050 700 SUN MICROSYSTEMS 866810104 159 10,100 X 9,650 450 SUN MICROSYSTEMS 866810104 6 400 X X 400 SUNTRUST BANKS INC 867914103 289 4,462 X X 4,462 SUSQUEHANNA BANCSHARES INC 869099101 9,831 483,111 X 463,133 19,978 SUSQUEHANNA BANCSHARES INC 869099101 3,184 156,485 X X 147,853 7,632 1,000 --------- COLUMN TOTALS 17,436
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 30-Jun /01 PAGE 13 - - - - - - ITEM 1 AND 2 - - - - - - - ITEM 3 - - - ITEM 4 - - -ITEM 5- - - - -ITEM 6- - - - - -ITEM 7- - - - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) SYSCO CORP 871829107 27 1,000 X 1,000 SYSCO CORP 871829107 437 16,100 X X 16,100 TELLABS INC 879664100 232 11,948 X 11,848 100 TELLABS INC 879664100 79 4,075 X X 3,950 125 TENET HEALTHCARE CORP 88033G100 210 4,075 X 4,075 TENET HEALTHCARE CORP 88033G100 31 600 X X 600 TEXACO INC 881694103 825 12,389 X 12,139 250 TEXACO INC 881694103 261 3,920 X X 3,920 TEXAS INSTRUMENTS INC 882508104 198 6,300 X 6,300 TEXAS INSTRUMENTS INC 882508104 54 1,720 X X 1,720 TEXTRON INC 883203101 41 750 X 750 TEXTRON INC 883203101 189 3,428 X X 3,428 TOMPKINS TRUSTCO, INC. 890110109 574 14,538 X 14,538 TYCO INTL LTD NEW 902124106 1,355 24,857 X 24,857 TYCO INTL LTD NEW 902124106 264 4,849 X X 4,574 275 USA TALK COM INC 90332H102 16,000 X 16,000 COM UNILEVER N V NEW YORK SHS F NEW 904784709 777 13,039 X 13,039 UNILEVER N V NEW YORK SHS F NEW 904784709 244 4,100 X X 3,850 250 UNITED PARCEL SERVICE, INC CL B 911312106 12 200 X 200 UNITED PARCEL SERVICE, INC CL B 911312106 231 4,000 X X 4,000 UNITED TECHNOLOGIES CORP 913017109 527 7,196 X 6,996 200 UNITED TECHNOLOGIES CORP 913017109 425 5,800 X X 5,650 150 UNITRIN INC 913275103 211 5,500 X 5,500 UNITRIN INC 913275103 184 4,800 X X 4,800 VAN KAMPEN MERRITT PA TAX FREE (58) 920902103 247 14,449 X 14,449 ---------- COLUMN TOTALS 7,635
REPORT PTR285 36 SUSQUEHANNA BANCSHARES SECURITIES AND EXCHANGE COMMISSION FORM 13-F 30-Jun /01 PAGE 14 - - - - - - ITEM 1 AND 2 - - - - - - - - - ITEM 3 - - - ITEM 4 - - - - ITEM 5 - - - ITEM 6- - - - - ITEM 7- - - - - -ITEM 8- - - - - INVESTMENT MARKET SHARES DISCRETION VOTING AUTHORITY VALUE OR SOLE SHR OTHER SOLE SHARED NONE ISSUER AND TITLE OF CLASS CUSIP (THOUSANDS) PRINCIPAL (A) (B) (C) MANAGERS (A) (B) (C) VANGUARD LG TERM CORP ADMIRAL (568) 922031778 640 75,498 X 75,498 VANGUARD LG TERM CORP ADMIRAL (568) 922031778 28 3,320 X X 383 2,937 VANGUARD GNMA ADMIRAL (536) 922031794 463 45,019 X 45,019 VANGUARD GNMA ADMIRAL (536) 922031794 20 1,928 X X 1,928 VANGUARD PA TAX FREE L-T ADMIRAL 577 92204L302 73 6,522 X 6,522 VANGUARD PA TAX FREE L-T ADMIRAL 577 92204L302 219 19,493 X X 19,493 VANGUARD INTER TERM TAX EXEMPT (42) 922907209 274 20,464 X 20,464 VERIZON COMMUNICATIONS 92343V104 5,525 103,270 X 102,452 140 678 VERIZON COMMUNICATIONS 92343V104 1,365 25,514 X X 25,014 500 VODAFONE GROUP PLC NEW ADR SPONSORED 92857W100 254 11,350 X 11,350 VODAFONE GROUP PLC NEW ADR SPONSORED 92857W100 138 6,185 X X 6,185 WAL-MART STORES INC 931142103 1,320 27,044 X 26,144 900 WAL-MART STORES INC 931142103 749 15,349 X X 14,724 625 WALGREEN COMPANY 931422109 89 2,600 X 2,600 WALGREEN COMPANY 931422109 546 16,000 X X 16,000 WASTE MANAGEMENT INC NEW 94106L109 2 72 X 72 WASTE MANAGEMENT INC NEW 94106L109 277 9,000 X X 9,000 WEYERHAEUSER COMPANY 962166104 241 4,376 X 4,376 WORLDCOM INC GA NEW 98157D106 260 18,286 X 18,286 WORLDCOM INC GA NEW 98157D106 35 2,487 X X 2,487 ---------- COLUMN TOTALS 12,518 FINAL TOTALS 218,600