0000921895-12-001942.txt : 20121001
0000921895-12-001942.hdr.sgml : 20121001
20121001193049
ACCESSION NUMBER: 0000921895-12-001942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120927
FILED AS OF DATE: 20121001
DATE AS OF CHANGE: 20121001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kiper Christopher S
CENTRAL INDEX KEY: 0001432744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121231
MAIL ADDRESS:
STREET 1: 4444 W. LAKESIDE DRIVE
CITY: BURBANK
STATE: CA
ZIP: 91505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'CONNELL MICHAEL
CENTRAL INDEX KEY: 0001539145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121236
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vizi Bradley
CENTRAL INDEX KEY: 0001556313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121230
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RCM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000700841
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363]
IRS NUMBER: 951480559
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0608
BUSINESS ADDRESS:
STREET 1: 2500 MCCLELLAN AVENUE
STREET 2: STE 350
CITY: PENNSAUKEN
STATE: NJ
ZIP: 08109-4613
BUSINESS PHONE: 8563564500
MAIL ADDRESS:
STREET 1: 2500 MCCLELLAN AVENUE
STREET 2: STE 350
CITY: PENNSAUKEN
STATE: NJ
ZIP: 08109-4613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONNINGTON GROUP, LLC
CENTRAL INDEX KEY: 0001325261
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121229
BUSINESS ADDRESS:
STREET 1: 515 S. FIGUEROA STREET
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213 683-4511
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michael F. O'Connell & Margo L. O'Connell Revocable Trust
CENTRAL INDEX KEY: 0001556184
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121232
BUSINESS ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 225-5303
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M2O, Inc.
CENTRAL INDEX KEY: 0001556221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121233
BUSINESS ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 225-5303
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IRS Partnership No. 19, L.P.
CENTRAL INDEX KEY: 0001556235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121235
BUSINESS ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 225-5303
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leonetti/O'Connell Family Foundation
CENTRAL INDEX KEY: 0001556241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10245
FILM NUMBER: 121121234
BUSINESS ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 225-5303
MAIL ADDRESS:
STREET 1: 515 S. FIGUEROA STREET, SUITE 1050
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
form400322rmc_10012012.xml
OWNERSHIP DOCUMENT
X0306
4
2012-09-27
0
0000700841
RCM TECHNOLOGIES INC
RCMT
0001539145
O'CONNELL MICHAEL
515 S. FIGUEROA STREET
SUITE 1100
LOS ANGELES
CA
90071
0
0
1
0
0001556235
IRS Partnership No. 19, L.P.
515 S. FIGUEROA STREET
SUITE 1050
LOS ANGELES
CA
90071
0
0
1
0
0001556241
Leonetti/O'Connell Family Foundation
515 S. FIGUEROA STREET
SUITE 1050
LOS ANGELES
CA
90071
0
0
1
0
0001556221
M2O, Inc.
515 S. FIGUEROA STREET
SUITE 1050
LOS ANGELES
CA
90071
0
0
1
0
0001556184
Michael F. O'Connell & Margo L. O'Connell Revocable Trust
515 S. FIGUEROA STREET
SUITE 1050
LOS ANGELES
CA
90071
0
0
1
0
0001432744
Kiper Christopher S
515 S. FIGUEROA ST
SUITE 1100
LOS ANGELES
CA
90071
0
0
1
0
0001556313
Vizi Bradley
515 S FIGUEROA STREET
SUITE 1100
LOS ANGELES
CA
90071
0
0
1
0
0001325261
STONNINGTON GROUP, LLC
515 S. FIGUEROA STREET
SUITE 1100
LOS ANGELES
CA
90071
0
0
1
0
Common Stock, $0.05 par value
2012-09-27
4
P
0
7620
5.50
A
1107650
I
See Footnotes
Common Stock, $0.05 par value
2012-09-27
4
P
0
4500
5.49
A
1112150
I
See Footnotes
Common Stock, $0.05 par value
2012-10-01
4
P
0
9100
5.52
A
1121250
I
See footnotes
Common Stock, $0.05 par value
266074
I
See footnotes
Common Stock, $0.05 par value
22000
D
Common Stock, $0.05 par value
1000
D
IRS Partnership No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of common stock ("Common Stock") of RCM Technologies, Inc. (the "Issuer"). M2O, Inc., a Delaware corporation ("M2O"), is the general partner of IRS 19. The Michael F. O'Connell and Margo L. O'Connell Revocable Trust (the "Trust") is the sole voting shareholder of M2O and Michael O'Connell, an individual, controls all investment decisions with respect to the Trust. IRS 19, M2O, the Trust and Mr. O'Connell may therefore be deemed to have shared voting and dispositive power over the Common Stock owned by IRS 19.
The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), directly owns these shares. The investment decisions of the Foundation are controlled by Mr. O'Connell (Mr. O'Connell, collectively with IRS 19, the Foundation, M2O and the Trust, the "O'Connell Entities") and by virtue of such relationship, the Foundation and Mr. O'Connell may be deemed to have shared voting and dispositive power over the Common Stock owned by the Foundation. IRS 19, M2O and the Trust disclaim beneficial ownership of the Common Stock of the Issuer owned by the Foundation except to the extent of their pecuniary interest therein. The Foundation disclaims beneficial ownership of the shares of Common Stock of the Issuer owned by IRS 19 except to the extent of its pecuniary interest therein.
IRS 19 and the Foundation have each entered into an investment advisory agreement with Stonnington Group, LLC, a California limited liability company ("Stonnington"), pursuant to which Christopher Kiper ("Mr. Kiper") and Bradley Vizi ("Mr. Vizi") on behalf of Stonnington, exclusively manage IRS 19's and the Foundation's investment in the Issuer and have certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Stonnington, Mr. Kiper and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Stonnington, Mr. Kiper and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Mr. Kiper directly owns 22,000 shares of Common Stock of the Issuer and Mr. Vizi directly owns 1,000 shares of Common Stock of the Issuer.
/s/ MICHAEL O'CONNELL (on behalf of himself and the O'Connell Entities)
2012-10-01
/s/ CHRISTOPHER KIPER (on behalf of himself)
2012-10-01
/s/ BRADLEY VIZI (on behalf of himself)
2012-10-01
/s/ NICHOLAS STONNINGTON
2012-10-01