0000921895-12-001942.txt : 20121001 0000921895-12-001942.hdr.sgml : 20121001 20121001193049 ACCESSION NUMBER: 0000921895-12-001942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120927 FILED AS OF DATE: 20121001 DATE AS OF CHANGE: 20121001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kiper Christopher S CENTRAL INDEX KEY: 0001432744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121231 MAIL ADDRESS: STREET 1: 4444 W. LAKESIDE DRIVE CITY: BURBANK STATE: CA ZIP: 91505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'CONNELL MICHAEL CENTRAL INDEX KEY: 0001539145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121236 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vizi Bradley CENTRAL INDEX KEY: 0001556313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121230 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCM TECHNOLOGIES INC CENTRAL INDEX KEY: 0000700841 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 951480559 STATE OF INCORPORATION: NV FISCAL YEAR END: 0608 BUSINESS ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 BUSINESS PHONE: 8563564500 MAIL ADDRESS: STREET 1: 2500 MCCLELLAN AVENUE STREET 2: STE 350 CITY: PENNSAUKEN STATE: NJ ZIP: 08109-4613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONNINGTON GROUP, LLC CENTRAL INDEX KEY: 0001325261 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121229 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET STREET 2: SUITE 1100 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213 683-4511 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET STREET 2: SUITE 1100 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michael F. O'Connell & Margo L. O'Connell Revocable Trust CENTRAL INDEX KEY: 0001556184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121232 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M2O, Inc. CENTRAL INDEX KEY: 0001556221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121233 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IRS Partnership No. 19, L.P. CENTRAL INDEX KEY: 0001556235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121235 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonetti/O'Connell Family Foundation CENTRAL INDEX KEY: 0001556241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10245 FILM NUMBER: 121121234 BUSINESS ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 225-5303 MAIL ADDRESS: STREET 1: 515 S. FIGUEROA STREET, SUITE 1050 CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 form400322rmc_10012012.xml OWNERSHIP DOCUMENT X0306 4 2012-09-27 0 0000700841 RCM TECHNOLOGIES INC RCMT 0001539145 O'CONNELL MICHAEL 515 S. FIGUEROA STREET SUITE 1100 LOS ANGELES CA 90071 0 0 1 0 0001556235 IRS Partnership No. 19, L.P. 515 S. FIGUEROA STREET SUITE 1050 LOS ANGELES CA 90071 0 0 1 0 0001556241 Leonetti/O'Connell Family Foundation 515 S. FIGUEROA STREET SUITE 1050 LOS ANGELES CA 90071 0 0 1 0 0001556221 M2O, Inc. 515 S. FIGUEROA STREET SUITE 1050 LOS ANGELES CA 90071 0 0 1 0 0001556184 Michael F. O'Connell & Margo L. O'Connell Revocable Trust 515 S. FIGUEROA STREET SUITE 1050 LOS ANGELES CA 90071 0 0 1 0 0001432744 Kiper Christopher S 515 S. FIGUEROA ST SUITE 1100 LOS ANGELES CA 90071 0 0 1 0 0001556313 Vizi Bradley 515 S FIGUEROA STREET SUITE 1100 LOS ANGELES CA 90071 0 0 1 0 0001325261 STONNINGTON GROUP, LLC 515 S. FIGUEROA STREET SUITE 1100 LOS ANGELES CA 90071 0 0 1 0 Common Stock, $0.05 par value 2012-09-27 4 P 0 7620 5.50 A 1107650 I See Footnotes Common Stock, $0.05 par value 2012-09-27 4 P 0 4500 5.49 A 1112150 I See Footnotes Common Stock, $0.05 par value 2012-10-01 4 P 0 9100 5.52 A 1121250 I See footnotes Common Stock, $0.05 par value 266074 I See footnotes Common Stock, $0.05 par value 22000 D Common Stock, $0.05 par value 1000 D IRS Partnership No. 19, L.P., a Delaware limited partnership ("IRS 19"), directly owns these shares of common stock ("Common Stock") of RCM Technologies, Inc. (the "Issuer"). M2O, Inc., a Delaware corporation ("M2O"), is the general partner of IRS 19. The Michael F. O'Connell and Margo L. O'Connell Revocable Trust (the "Trust") is the sole voting shareholder of M2O and Michael O'Connell, an individual, controls all investment decisions with respect to the Trust. IRS 19, M2O, the Trust and Mr. O'Connell may therefore be deemed to have shared voting and dispositive power over the Common Stock owned by IRS 19. The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), directly owns these shares. The investment decisions of the Foundation are controlled by Mr. O'Connell (Mr. O'Connell, collectively with IRS 19, the Foundation, M2O and the Trust, the "O'Connell Entities") and by virtue of such relationship, the Foundation and Mr. O'Connell may be deemed to have shared voting and dispositive power over the Common Stock owned by the Foundation. IRS 19, M2O and the Trust disclaim beneficial ownership of the Common Stock of the Issuer owned by the Foundation except to the extent of their pecuniary interest therein. The Foundation disclaims beneficial ownership of the shares of Common Stock of the Issuer owned by IRS 19 except to the extent of its pecuniary interest therein. IRS 19 and the Foundation have each entered into an investment advisory agreement with Stonnington Group, LLC, a California limited liability company ("Stonnington"), pursuant to which Christopher Kiper ("Mr. Kiper") and Bradley Vizi ("Mr. Vizi") on behalf of Stonnington, exclusively manage IRS 19's and the Foundation's investment in the Issuer and have certain discretion with respect to purchase and sales of Common Stock of the Issuer. As a result, Stonnington, Mr. Kiper and Mr. Vizi may be deemed to have shared dispositive power with respect to the shares held by IRS 19 and the Foundation. Stonnington, Mr. Kiper and Mr. Vizi each disclaims beneficial ownership of shares of Common Stock of the Issuer owned by each other except to the extent of his or its pecuniary interest therein. Mr. Kiper directly owns 22,000 shares of Common Stock of the Issuer and Mr. Vizi directly owns 1,000 shares of Common Stock of the Issuer. /s/ MICHAEL O'CONNELL (on behalf of himself and the O'Connell Entities) 2012-10-01 /s/ CHRISTOPHER KIPER (on behalf of himself) 2012-10-01 /s/ BRADLEY VIZI (on behalf of himself) 2012-10-01 /s/ NICHOLAS STONNINGTON 2012-10-01