SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Roda Craig A

(Last) (First) (Middle)
C/O FULTON FINANCIAL CORPORATION,
P.O. BOX 4887, ONE PENN SQUARE

(Street)
LANCASTER PA 17604

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP [ FULT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$2.50 par value Common Stock 11/17/2016 M 18,000 A $14.415 103,734.0335(1)(2) D
$2.50 par value Common Stock 11/17/2016 M 15,958 A $10.88 119,692.0335(1) D
$2.50 par value Common Stock 11/17/2016 M 7,722 A $9.965 127,414.0335(1) D
$2.50 par value Common Stock 11/17/2016 F 30,388 D $17.55 97,026.0335(1) D
$2.50 par value common stock 11/17/2016 S 9,844 D $17.7001(3) 87,182.0335(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $14.415 11/17/2016 M 18,000 07/01/2010 06/30/2017 $2.50 par value Common Stock 18,000 $0.00 0.00 D
Stock Option (Right to Buy) $10.88 11/17/2016 M 15,958 (5) 06/30/2021 $2.50 par value Common Stock 15,958 $0.00 0.00 D
Stock Option (Right to Buy) $9.965 11/17/2016 M 7,722 (6) 06/30/2018 $2.50 par value Common Stock 7,722 $0.00 0.00 D
Explanation of Responses:
1. Includes 28,798.4150 shares held jointly with spouse.
2. Includes 62.90046 shares acquired on April 15, 2016, 483.2266 shares acquired on April 19, 2016, 68.41204 shares acquired on July 15, 2016, 530.3537 shares acquired on July 19, 2016, 68.36842 shares acquired on October 14, 2016, 526.3719 shares acquired on October 17, 2016 pursuant to dividend reinvestment.
3. Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.70 to $17.7001, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
4. Includes 18,954.4090 shares held jointly with spouse.
5. These shares became exercisable as follows: 5,320 share(s) on July 1, 2012, 5,319 share(s) on July 1, 2013, 5,319 share(s) on July 1, 2014.
6. These shares became exercisable as follows: 2,574 share(s) on July 1, 2009, 2,574 share(s) on July 1, 2010 and 2,574 share(s) on July 1, 2011.
Remarks:
Mark A. Crowe, Attorney-in-Fact 11/21/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.