-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WcV18Jxe63R1HhBQvmgpw1fT/BDGWJSe1PhgXdKzymfATmGu08b4v9Y9bnKojJXx +aeiFKLTlzt3spzR7bhj6A== 0000950152-02-006140.txt : 20020812 0000950152-02-006140.hdr.sgml : 20020812 20020812172756 ACCESSION NUMBER: 0000950152-02-006140 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL CITY CORP CENTRAL INDEX KEY: 0000069970 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341111088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-07229 FILM NUMBER: 02727687 BUSINESS ADDRESS: STREET 1: 1900 E NINTH ST CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165752000 MAIL ADDRESS: STREET 1: 1900 EAST NINTH STREET CITY: CLEVELAND STATE: OH ZIP: 44114 8-K 1 l95834ae8vk.txt NATIONAL CITY CORPORATION > FORM 8-K FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 August 12, 2002 --------------- (Date of report) National City Corporation ------------------------- (Exact name of registrant as specified in its charter) Delaware 1-10074 34-1111088 - ------------------------------------------------------------------------------- (State or other (Commission File Number) (IRS Employer jurisdiction of incorporation) Identification No.) 1900 East Ninth Street, Cleveland, Ohio 44114-3484 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (216) 222-2000 -------------- (Registrant's telephone number, including area code) ITEM 9. REGULATION FD DISCLOSURE On August 12, 2002, pursuant to 18 U.S.C. Section 1350, Mr. David A. Daberko, Chairman and Chief Executive Officer of National City Corporation, and Mr. Jeffrey D. Kelly, Executive Vice President and Chief Financial Officer of National City Corporation, each signed certifications with respect to National City Corporation's amendment to its Annual Report for the year ended December 31, 2001 on Form 10-K/A No. 1 filed on August 12, 2002 and National City Corporation's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 filed on August 12, 2002. Such certifications are attached hereto as Annexes A, B, C and D. On August 12, 2002, pursuant to the Securities and Exchange Commission's ("SEC") order requiring filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 No. 4-460, Mr. Daberko and Mr. Kelly each executed and forwarded to the SEC for filing a statement in writing, under oath, in the form set forth as Exhibit A to the SEC's order. Such statements are attached hereto as Annexes E and F. Annexes A, B, C, D, E and F are incorporated herein by reference and have been furnished, not filed. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. National City Corporation (Registrant) By: /s/ Carlton E. Langer --------------------- Name: Carlton E. Langer Title: Vice President and Assistant Secretary Dated: August 12, 2002 Annex A ------- CERTIFICATION Pursuant to 18 U.S.C. section 1350, the undersigned officer of National City Corporation (the "COMPANY"), hereby certifies, to such officer's knowledge, that the Company's amendment to its Annual Report for the year ended December 31, 2001 on Form 10-K/A No. 1 (the "REPORT") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 12, 2002 /s/ David A. Daberko -------------------- Name: David A. Daberko Title: Chairman and Chief Executive Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. section 1350 and is not being filed as part of the Report or as a separate disclosure document. Annex B ------- CERTIFICATION Pursuant to 18 U.S.C. section 1350, the undersigned officer of National City Corporation (the "COMPANY"), hereby certifies, to such officer's knowledge, that the Company's amendment to its Annual Report for the year ended December 31, 2001 on Form 10-K/A No. 1 (the "REPORT") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 12, 2002 /s/ Jeffrey D. Kelly -------------------- Name: Jeffrey D. Kelly Title: Executive Vice President and Chief Financial Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. section 1350 and is not being filed as part of the Report or as a separate disclosure document. Annex C ------- CERTIFICATION Pursuant to 18 U.S.C. section 1350, the undersigned officer of National City Corporation (the "COMPANY"), hereby certifies, to such officer's knowledge, that the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 (the "REPORT") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 12, 2002 /s/ David A. Daberko ------------------------ Name: David A. Daberko Title: Chairman and Chief Executive Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. section 1350 and is not being filed as part of the Report or as a separate disclosure document. Annex D ------- CERTIFICATION Pursuant to 18 U.S.C. section 1350, the undersigned officer of National City Corporation (the "COMPANY"), hereby certifies, to such officer's knowledge, that the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 (the "REPORT") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: August 12, 2002 /s/ Jeffrey D. Kelly -------------------- Name: Jeffrey D. Kelly Title: Executive Vice President and Chief Financial Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. section 1350 and is not being filed as part of the Report or as a separate disclosure document. Annex E ------- STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, David A. Daberko, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of National City Corporation, and, except as corrected or supplemented in a subsequent covered report: - No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of National City Corporation. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for 2001 dated January 23, 2002, filed January 29, 2002 of National City Corporation. - All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of National City Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above. - Any amendments to any of the foregoing. /s/ David A. Daberko Subscribed and sworn to before me this - -------------------- 12th day of August, 2002 David A. Daberko August 12, 2002 /s/ Carlton E. Langer --------------------- Notary Public My Commission Expires: Notary Public - State of Ohio My Commission has no Expiration date Section 147.03 R. C. Annex F ------- STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Jeffrey D. Kelly, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of National City Corporation, and, except as corrected or supplemented in a subsequent covered report: - No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and - No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Audit Committee of the Board of Directors of National City Corporation. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": - Annual Report on Form 10-K for 2001 dated January 23, 2002, filed January 29, 2002 of National City Corporation. - All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of National City Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above. - Any amendments to any of the foregoing. /s/ Jeffrey D. Kelly Subscribed and sworn to before me this - -------------------- 12th day of August, 2002 Jeffrey D. Kelly August 12, 2002 Carlton E. Langer ----------------- Notary Public My Commission Expires: Notary Public - State of Ohio My Commission has no expiration date. Section 147.03 R. C. -----END PRIVACY-ENHANCED MESSAGE-----