0000921895-16-004810.txt : 20160602
0000921895-16-004810.hdr.sgml : 20160602
20160602183251
ACCESSION NUMBER: 0000921895-16-004810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160602
DATE AS OF CHANGE: 20160602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATHANS FAMOUS INC
CENTRAL INDEX KEY: 0000069733
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 113166443
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0329
BUSINESS ADDRESS:
STREET 1: 1400 OLD COUNTRY RD
STREET 2: STE 400
CITY: WESTBURY
STATE: NY
ZIP: 11590
BUSINESS PHONE: 5163388500
MAIL ADDRESS:
STREET 1: 1400 OLD COUNTRY RD
STREET 2: STE 400
CITY: WESTBURY
STATE: NY
ZIP: 11590
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raich Charles
CENTRAL INDEX KEY: 0001295217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35962
FILM NUMBER: 161693814
MAIL ADDRESS:
STREET 1: 90 MERRICK AVENUE
CITY: EAST MEADOW
STATE: NY
ZIP: 11554
4
1
form408477002_06022016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-01
0
0000069733
NATHANS FAMOUS INC
NATH
0001295217
Raich Charles
175 BROADHOLLOW ROAD
MELVILLE
NY
11747
1
0
0
0
Common Stock
2016-06-01
4
M
0
3787
11.72
A
30833
D
Common Stock
2016-06-01
4
F
0
1030
43.09
D
29803
D
2010 Stock Incentive Plan (Right to Buy)
11.72
2016-06-01
4
M
0
3787
0
D
2016-06-05
Common Stock
3787
0
D
These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan.
Transaction represents withholding of shares based on a net exercise to satisfy exercise cost.
The Reporting Person's Form 4s previously reported that the Reporting Person indirectly owned 5,510 shares held by Raich Ende Malter & Co., LLP. The Reporting Person no longer has an equity interest in Raich Ende Malter & Co., LLP and accordingly does not have an indirect ownership interest in such shares.
These options to purchase shares replaced options to purchase 2,500 shares at an exercise price of $17.75, in connection with the special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Issuer's Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the original grant date, and these replacement options have the same vesting terms and expiration date as the original grant.
/s/ Charles Raich
2016-06-02