0000921895-16-004810.txt : 20160602 0000921895-16-004810.hdr.sgml : 20160602 20160602183251 ACCESSION NUMBER: 0000921895-16-004810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160602 DATE AS OF CHANGE: 20160602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raich Charles CENTRAL INDEX KEY: 0001295217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35962 FILM NUMBER: 161693814 MAIL ADDRESS: STREET 1: 90 MERRICK AVENUE CITY: EAST MEADOW STATE: NY ZIP: 11554 4 1 form408477002_06022016.xml OWNERSHIP DOCUMENT X0306 4 2016-06-01 0 0000069733 NATHANS FAMOUS INC NATH 0001295217 Raich Charles 175 BROADHOLLOW ROAD MELVILLE NY 11747 1 0 0 0 Common Stock 2016-06-01 4 M 0 3787 11.72 A 30833 D Common Stock 2016-06-01 4 F 0 1030 43.09 D 29803 D 2010 Stock Incentive Plan (Right to Buy) 11.72 2016-06-01 4 M 0 3787 0 D 2016-06-05 Common Stock 3787 0 D These shares were acquired through the exercise of stock options granted on June 6, 2011 pursuant to the Issuer's 2010 Stock Incentive Plan. Transaction represents withholding of shares based on a net exercise to satisfy exercise cost. The Reporting Person's Form 4s previously reported that the Reporting Person indirectly owned 5,510 shares held by Raich Ende Malter & Co., LLP. The Reporting Person no longer has an equity interest in Raich Ende Malter & Co., LLP and accordingly does not have an indirect ownership interest in such shares. These options to purchase shares replaced options to purchase 2,500 shares at an exercise price of $17.75, in connection with the special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Issuer's Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% on each of the first through fourth anniversaries of June 6, 2011, the original grant date, and these replacement options have the same vesting terms and expiration date as the original grant. /s/ Charles Raich 2016-06-02