FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/13/2008 |
3. Issuer Name and Ticker or Trading Symbol
NASH FINCH CO [ NAFC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit(1) | 10/13/2013(1) | 10/13/2013(1) | Common Stock | 16,250 | $0.00(1) | D | |
Restricted Stock Unit(2) | 10/13/2013(2) | 10/13/2013(2) | Common Stock | 16,250 | $0.00(2) | D |
Explanation of Responses: |
1. Each restricted stock unit, a form of performance unit granted under the Nash Finch 2000 Stock Incentive Plan, converts to one share of Nash Finch common stock after vesting which is on October 13, 2013. The restricted stock units were granted upon commencement of employment which was on October 13, 2008. |
2. Each restricted stock unit, a form of performance unit granted under the Nash Finch 2000 Stock Incentive Plan, converts to one share of Nash Finch common stock after vesting which is on October 13, 2013. The Compensation and Management Development Committee of Nash Finch will have the discretion to cancel the grant no later than May 30, 2011 if certain performance criteria are not met. The restricted stock units were granted upon commencement of employment which was on October 13, 2008. |
Remarks: |
/s/ Michael W. Rotelle | 10/22/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |