0001127602-13-002502.txt : 20130123 0001127602-13-002502.hdr.sgml : 20130123 20130123214721 ACCESSION NUMBER: 0001127602-13-002502 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130101 FILED AS OF DATE: 20130123 DATE AS OF CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nalamasu Omkaram CENTRAL INDEX KEY: 0001510815 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 13543997 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052-8039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2013-01-01 2013-01-03 0000006951 APPLIED MATERIALS INC /DE AMAT 0001510815 Nalamasu Omkaram C/O APPLIED MATERIALS, INC. P.O. BOX 58039 3050 BOWERS AV, M/S 1268 SANTA CLARA CA 95054 1 Group VP, CTO Common Stock 2013-01-01 4 F 0 5396 11.44 D 422396 D Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 5,396 shares (not 5,539 shares) should have been reported as withheld on Dr. Nalamasu's Form 4 filed January 3, 2013. Number of shares has been increased from the number of shares reported on Dr. Nalamasu's Form 4 filed January 3, 2013 to reflect the corrected number of shares withheld upon the vesting of performance shares. Number of shares includes 377,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 19,750 shares are scheduled to vest in installments during each January of 2014 and 2015; and (d) provided specified performance goals are achieved, 325,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). /s/ Charmaine Mesina, Attorney-in-Fact 2013-01-23