0001127602-12-033215.txt : 20121207 0001127602-12-033215.hdr.sgml : 20121207 20121207213039 ACCESSION NUMBER: 0001127602-12-033215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110622 FILED AS OF DATE: 20121207 DATE AS OF CHANGE: 20121207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 121251425 MAIL ADDRESS: STREET 1: 526 SOUTH CHURCH STREET STREET 2: EC03T CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2011-06-22 0000006951 APPLIED MATERIALS INC /DE AMAT 0001024251 ROGERS JAMES E C/O APPLIED MATERIALS, INC. 3050 BOWERS AV, M/S 1268 P.O. BOX 58039 SANTA CLARA CA 95054 1 Common Stock 2011-06-22 4 P 0 265.655 12.65 A 97895.655 D Common Stock 2011-09-21 4 P 0 298.486 11.33 A 98194.141 D Common Stock 2011-12-14 4 P 0 320.996 10.61 A 98515.137 D Common Stock 2012-03-15 4 P 0 271.296 12.65 A 115445.433 D Common Stock 2012-06-14 4 P 0 399.602 10.85 A 115845.035 D Common Stock 2012-09-13 4 P 0 375.143 11.65 A 116220.178 D Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock. Number of shares includes 55,630 restricted stock units previously reported, of which (a) 14,913 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board of Directors (the "Board"); (b) 5,000 units are scheduled to vest in April 2012, and (c) 35,717 units are scheduled to vest in installments during each March of 2012 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Number of shares includes 72,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; (b) 5,000 units are scheduled to vest in April 2012, and (c) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Number of shares includes 67,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; and (b) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). /s/ Charmaine Mesina, Attorney-in-Fact 2012-12-07