0000006885-20-000049.txt : 20200330 0000006885-20-000049.hdr.sgml : 20200330 20200330202735 ACCESSION NUMBER: 0000006885-20-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200326 FILED AS OF DATE: 20200330 DATE AS OF CHANGE: 20200330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Steven R Jr CENTRAL INDEX KEY: 0001710547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 20759197 MAIL ADDRESS: STREET 1: 2425 WEST LOOP SOUTH, 11TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 2425 WEST LOOP SOUTH CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 2425 WEST LOOP SOUTH CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 wf-form4_158561443768190.xml FORM 4 X0306 4 2020-03-26 0 0000006885 STAGE STORES INC SSI 0001710547 Williams Steven R Jr 2425 WEST LOOP SOUTH HOUSTON TX 77027 0 1 0 0 EVP, Chief Info & SC Officer Common Stock 2020-03-26 4 M 0 30000 0 A 85646 D Common Stock 2020-03-26 4 D 0 30000 0.44 D 55646 D Common Stock 2020-03-27 4 M 0 18750 0 A 74396 D Common Stock 2020-03-27 4 D 0 18750 0.40 D 55646 D 2019 Restricted Stock Unit - 3/26/2019 2020-03-26 4 M 0 30000 0 D Common Stock 30000.0 90000 D 2018 Restricted Stock Unit - 3/27/2018 2020-03-27 4 M 0 18750 0 D Common Stock 18750.0 37500 D Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 26, 2019. Represents the vesting and cash settlement of RSUs in accordance with the terms of the award agreement granted on March 27, 2018. Each RSU represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 26, 2019. Represents the portion of the cash-settled RSUs granted on March 26, 2019 that vested on March 26, 2020. The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2020. /s/ Gina R. Lampman, Attorney in Fact for Steven R. Williams, Jr. 2020-03-30