UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Motorola Solutions, Inc.
(Exact name of the registrant as specified in its charter)
Delaware | 1-7221 | 36-1115800 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
500 West Monroe Street, Chicago, Illinois | 60661 | |
(Address of principal executive offices) | (Zip code) |
Kristin Kruska | 847-576-5014 | |||||
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017. |
Introduction:
Motorola Solutions, Inc. (which may be referred to as Motorola Solutions, the Company, we, us, or our) designs, manufactures, and sells communications infrastructure, devices, system software and applications, and provides services associated with their use. Our products and services are designed to help our government and enterprise customers improve their operations through increased effectiveness and efficiency of their mobile workforce and can be found in a wide range of workplaces, from the retail floor to the warehouse floor, and from the small town police station to the most secure government offices.
We conduct our business globally and manage it through two segments: Products and Services. Within these segments we are reporting on the following product categories: (i) two-way portable radios and vehicle-mounted radios, (ii) accessories such as speaker microphones, batteries, earpieces, headsets, carry cases and cables, (iii) software features and upgrades, (iv) radio network core and central processing software, (v) base stations, (vi) consoles, and (vii) repeaters.
We were incorporated under the laws of the State of Delaware as the successor to an Illinois corporation, Motorola, Inc., organized in 1928. We changed our name from Motorola, Inc. to Motorola Solutions, Inc. on January 4, 2011. Our principal executive offices are located at 500 West Monroe Street, Chicago, Illinois 60661.
Section 1 Conflict Minerals Disclosures
Item 1.01 Conflict Minerals Disclosure and Report
The Company is concerned about the social and environmental conditions that have been observed in some mines that supply metals to the electronics industry known as conflict minerals which currently consist of the following metals: columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives. The longstanding civil war in the eastern provinces of the Democratic Republic of Congo (DRC) has impacted many mines that supply conflict minerals. Together with our peers, we are working to support the development and implementation of a tracking and validation system to ensure conflict minerals that originate in the DRC come from responsible sources free from association with armed conflict. For more information on our program and to view our Supplier Code of Conduct, you can visit the About Us tab on our web site at www.motorolasolutions.com. The information contained on Motorola Solutions website is not a part of this Form SD and is not deemed incorporated by reference into this Form SD or any other public filing made with the Securities and Exchange Commission (the SEC).
In accordance with the requirements of our Supplier Code of Conduct, Motorola Solutions has concluded in good faith that during 2017:
a) | Motorola Solutions manufactured and contracted to manufacture products as to which conflict minerals are necessary to the functionality or production of such products; and |
b) | Based on a reasonable country of origin inquiry Motorola Solutions has reason to believe that a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of the Congo or an adjoining country (collectively referred to as the Covered Countries) and has reason to believe that those necessary conflict minerals may not be from recycle or scrap sources. |
Motorola Solutions reasonable country of origin inquiry (RCOI) employed a combination of measures to determine whether the necessary conflict minerals in Motorola Solutions products originated from the Covered Countries. Motorola Solutions primary means of determining country of origin of necessary conflict minerals was by conducting a supply-chain survey with direct suppliers using the Responsible Minerals Initiative (RMI) Conflict Minerals Reporting Template (CMRT). Motorola Solutions used the smelter information from the CMRT and the various smelters Country of Origin information provided through our membership to the RMI to determine the Country of Origin of material that may be in our products.
As a result of the reasonable country of origin inquiry conducted as described above, Motorola Solutions concluded that material in our products may have originated from all three of the country levels as described below:
Level 1 Country: Countries with known active ore production for tin, tungsten, tantalum or gold that are not identified as conflict regions or plausible countries of smuggling or export of tin, tungsten, tantalum or gold containing materials.
Level 2 Country: Known or plausible countries for smuggling, export out of level 3 countries, or transit of materials containing tin, tungsten, tantalum or gold. This currently includes Kenya, Mozambique, and South Africa.
Level 3 Country: The Democratic Republic of the Congo (DRC) and its nine adjoining countries as outlined in Section 1502 of the Dodd Frank Act. These include Angola, Burundi, Central African Republic, Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia. These are also commonly referred to as the Covered Countries in the Dodd Frank Act Section 1502.
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (Rule 13p-1), Motorola Solutions has filed this Specialized Disclosure Form (Form SD) and the associated Exhibit 101 Conflict Minerals Report and is available on the Companys website at www.MotorolaSolutions.com/investor.
Item 1.02 Exhibits
The Motorola Solutions Conflict Minerals Report is attached to this report as Exhibit 1.01.
Forward-Looking Statements
This Specialized Disclosure Report on Form SD, including the Conflict Minerals Report exhibit, contains forward-looking statements that are based upon managements expectations and beliefs concerning future events impacting Motorola Solutions. Certain matters contained herein concerning the future, including risk mitigation steps, constitute forward-looking statements and are based upon managements expectations and beliefs. There can be no assurance that these future events will occur as anticipated. Forward-looking statements speak only as of the date they were made, and we undertake no obligation to publicly update them. For a description of certain factors that could cause our future results to differ materially from those expressed in any forward-looking statement, see Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2017, entitled Risk Factors.
Section 2 Exhibits
Item 2.01 Exhibits
Exhibit 1.01 Conflict Minerals Report of Motorola Solutions, Inc. for the period January 1 to December 31, 2017, as required by Items 1.01 and 1.02 of this Form.
* * * * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MOTOROLA SOLUTIONS, INC. | ||||||||
(Registrant) | ||||||||
Dated: May 29, 2018 | By: | /s/ Gino A. Bonanotte | ||||||
Name: | Gino A. Bonanotte | |||||||
Title: | Executive Vice President and Chief Financial Officer |
Exhibit Index
Exhibit 1.01 Conflict Minerals Report of Motorola Solutions, Inc. for the period January 1 to December 31, 2017.
Exhibit 1.01
CONFLICT MINERALS REPORT OF
MOTOROLA SOLUTIONS, INC.
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2017
I. Introduction
This is the Conflict Minerals1 Report of Motorola Solutions, Inc. (may be referred to as Motorola Solutions, the Company, we, us, or our) for calendar year 2017 in accordance in all material respects with Rule 13p-1 (Rule 13p-1) under the Securities Exchange Act of 1934 (the Act). Numerous terms in this Report are defined in Rule 13p-1 of the Act and Form SD and the reader is referred to those sources, and also to Release No. 34-67716 (August 22, 2012) of the Act (the Adopting Release) for such definitions.
In accordance in all material respects with Rule 13p-1, we undertook efforts to determine the content and source of the minerals within our products. The Company designed its efforts in conformity, in all material respects, with the internationally recognized due diligence framework in the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas2 (OECD Due Diligence Guidance) and related Supplements for each of the conflict minerals.
The statements below are based on the due diligence activities performed to date and in good faith by Motorola Solutions and are based on the infrastructure and information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving definition and confirmation of smelters, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.
II. Design of Due Diligence Measures
The Company designed its overall conflict minerals policies and procedures based on the five-step OECD Framework and the supplements on tin, tantalum, tungsten and gold.
Our implementation of the five step framework consists of the following activities which are discussed in further detail in Section III (RCOI) and Section IV (Due Diligence).
1. | Development of Conflict Mineral Policies and Procedures |
2. | Risk Assessment of Potential Sources of Conflict Minerals in Our Supply Chain |
3. | Mitigation of Sourcing from Conflict Smelters/Refiners |
1 | The term conflict mineral is defined in Section 1502(e)(4) of the Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives; or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country |
2 | OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en |
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4. | Auditing of Smelters/Refiners to Ensure Conflict-Free Status |
5. | Reporting of Results of the above Activities |
Our efforts utilized multi-industry initiatives with the smelters and refiners of minerals who may provide those minerals to companies in our supply chain. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals; the Company does not purchase raw ore or unrefined conflict minerals, and conducts no purchasing activities directly in the Covered Countries.
III. Management Systems and Reasonable Country of Origin Inquiry
The following outlines the measures taken to determine country of origin.
Step 1. Policy and Management System
a. Conflict Minerals Policy As required by the OECD Framework, Motorola Solutions developed a policy which establishes the expectations of our suppliers to source responsibly from the DRC or the adjoining countries to support in-region mining. The policy resides in our Supplier Code of Conduct and can be found at https://www.motorolasolutions.com/en_us/about/company-overview/corporate-responsibility.html.
b. Company-level grievance mechanism As required by the OECD Framework, Motorola Solutions utilizes our internal Ethics Line to provide a grievance mechanism. All Motorola Solutions employees as well as those outside the Company can communicate directly and confidentially (via phone/fax/email) with the Office of Ethics without fear of retaliation.
Step 2. Conduct Risk Assessment
The Motorola Solutions, Inc (MSI) process relied on the Conflict Minerals Reporting Template (CMRT) and Responsible Minerals Assurance Process (RMAP) developed by the Responsible Minerals Initiative (RMI). The following steps were taken as part of our risk assessment process.
a. Identify products in-scope Our internal cross-functional group of employees assigned to our conflict-free minerals team reviewed the categories of products that we sell to determine the products that are in-scope as described in the Adopting Release. As part of this process, the Company identified direct suppliers that provide products potentially containing conflict minerals, and set a goal to collect CMRT data from suppliers representing 95% of the in-scope direct material spend.
b. Conduct Reasonable Country of Origin Inquiry (RCOI) As part of the RCOI, the Company used the industry-developed CMRT. We evaluated the responses in the template to determine the reporting obligations based on the RCOI. We surveyed tier 1 direct suppliers that provide material and components for products that are within scope and, as needed, performed due diligence steps to identify the smelters and refiners who contribute refined conflict minerals to the Company.
c. Identify smelters/refiners The Company compared the smelters and refiners identified by direct suppliers via the supply-chain survey against the list of Responsible Minerals Assurance Process (RMAP) conformant smelters and refiners.
IV. Due Diligence Measures Performed by Motorola Solutions, Inc.
The following outlines the measures taken to exercise due diligence in conformance with the OECD Framework.
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Step 3. Mitigate Risk
As part of the risk mitigation process we compared the list of smelters/refiners collected from suppliers and compared it to the RMAP conformant smelters and refiners developed by the RMI. After completing this review, the Company communicated to suppliers who listed smelters and/or refiners that are not RMAP conformant smelters and refiners to migrate their supply chain to those smelters that are RMAP conformant. The communication also includes a recommendation for a supplier to recommend that the smelter and/or refiner in their supply chain participate in the Responsible Minerals Assurance Process (RMAP). In addition, suppliers that reported all smelters and/or refiners in their supply chain identified by the RMI as RMAP conformant were sent letters acknowledging their efforts to establish a conflict-free supply chain, and encouraging them to continue to maintain it as such.
Step 4. Audit of Smelters/Refiners
Step 4 of the OECD Framework recommends that downstream companies implement audits by cooperating through their industry organizations, and that downstream companies participate in and contribute to such organizations. The Company is a member of the RMI. As a member, the Company has supported the execution of the RMAP and has relied on the RMAP to develop information on the country and mine or location of origin of conflict minerals in the Companys products. The efforts to determine mine or location of origin through RMI are described on the RMI website at http://www.responsiblemineralsinitiative.org.
Step 5. Results of Due Diligence
In our 2017 survey, we requested CMRT data from our top 150 in-scope suppliers. By May 1, 2018, we received responses from 135 suppliers on their conflict minerals declarations or reports, which represent 93% of our 2017 in-scope direct material spend. Among them, 133 suppliers sent us their CMRT responses, which represents 90 % of our 2017 in-scope direct material spend.
We have communicated with these suppliers through phone calls and emails and directed them to use the CMRT tool to collect and report their data on conflict minerals. Our category managers from our Procurement Department are also involved in these communications. We will continue to enhance and improve our due diligence by engaging with distributors, educating smaller suppliers on the importance of the Conflict Minerals Rule, and encouraging timely responses from our suppliers. We expect to see improvement for these suppliers during next years supplier survey.
A review of the data received showed that 250 of the smelters identified in our supply chain have been audited and found conformant with the relevant RMAP standard by the RMI, including 100% of our Tantalum smelters. An additional 48 smelters are identified by the RMI but are not yet certified as RMAP conformant. 5 smelters in our supply chain have been audited but found not conformant with the relevant RMAP standard by the RMI.
The Company has determined that materials in products were derived from the Covered Countries. Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at www.motorolasolutions.com/investor. See Appendix I for a list of countries of origin identified through the RCOI process.
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V. Product Description
On the basis of the measures described above, the Company has determined that as of December 31, 2017, a portion of its necessary conflict minerals originated or may have originated in the Democratic Republic of Congo or an adjoining country.
1. | Description of products The products subject to this disclosure include: (i) two-way portable radios and vehicle-mounted radios, (ii) accessories such as speaker microphones, batteries, earpieces, headsets, carry cases and cables, (iii) software features and upgrades, (iv) the radio network core and central processing software, (v) base stations, (vi) consoles, and (vii) repeaters. |
2. | Processing Facilities Based on the input received from our suppliers, the facilities listed in Table 1 may have been used in the processing of conflict minerals used in our products. |
VI. Steps to Improve Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers and our Conflict Minerals Policy will be periodically reviewed and updated, if necessary.
We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments where potentially relevant changes in facts or circumstances are identified. New suppliers will be reviewed for conflict minerals conformance during initial business reviews. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. However, if we identify an upstream supplier is sourcing from or linked to any party providing direct or indirect support to non-state armed groups in the DRC and covered countries we will work with our supply chain to suspend or discontinue engagement with that upstream supplier. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In 2015, we implemented a data management system that allows us to store data collected from suppliers via the CMRT. This system has data analysis capabilities that allow us to efficiently review the quality of supplier responses and will allow us to measure improvements over time. This year we updated the system to accommodate the latest version of CMRT, i.e. 5.10. We also revised our Smelter Review process to reflect the new terminology used by the RMI to define Audit Status for smelters in the RMI Smelter database (e.g. RMAP conformant).
In addition to those above, the Company will undertake the following steps during the next compliance period to improve the due diligence conducted to further mitigate the risk that the conflict minerals in our supply chain do not benefit armed groups, including:
| Continue to collect responses from suppliers using tools such as the CMRT. |
| Continue to direct suppliers to information and training resources that will improve the quality of the data in the supplier responses. |
| Compare and validate RCOI results to information collected via independent conflict-free smelter validation programs such as the RMAP by RMI. |
| Inform and encourage suppliers to transition to smelters identified by the due diligence process as conformant by an independent audit program such as the RMIs RMAP. |
| Communicate directly with Smelters in our supply chain who are non-conformant to the RMI RMAP protocol to encourage them to participate fully in the RMA process. |
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| Continue to support key in-region conflict-free sourcing initiatives like the Public-Private Alliance for Responsible Minerals Trade (PPA), the International Tin Associations (formerly known as ITRI Limited) Tin Supply Chain Initiative (iTSCi) and the RMI. |
| Continue to allow verified conflict-free material from the DRC and Covered Countries to enter our supply chain. |
VII. Independent Private Sector Audit
Not required for calendar year 2017.
Table 1
SMELTERS OR REFINERS CURRENTLY IDENTIFIED AS RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through May 1, 2018. The identified smelters/refiners have been confirmed as RMAP conformant smelters/refiners by the RMI as of April 30, 2018.
Metal |
Standard Smelter Name |
Smelter Location/Country |
Smelter ID | |||
Gold | Advanced Chemical Company | United States Of America | CID000015 | |||
Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | |||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | CID000058 | |||
Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | |||
Gold | Asahi Pretec Corp. | Japan | CID000082 | |||
Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | |||
Gold | Aurubis AG | Germany | CID000113 | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | |||
Gold | Boliden AB | Sweden | CID000157 |
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Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | |||
Gold | Cendres + Métaux S.A. | Switzerland | CID000189 | |||
Gold | Chimet S.p.A. | Italy | CID000233 | |||
Gold | Daejin Indus Co., Ltd. | Korea, Republic of | CID000328 | |||
Gold | DSC (Do Sung Corporation) | Korea, Republic of | CID000359 | |||
Gold | DODUCO GmbH | Germany | CID000362 | |||
Gold | Dowa | Japan | CID000401 | |||
Gold | Eco-System Recycling Co., Ltd. | Japan | CID000425 | |||
Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | |||
Gold | HeeSung Metal Ltd. | Korea, Republic of | CID000689 | |||
Gold | Heimerle + Meule GmbH | Germany | CID000694 | |||
Gold | Heraeus Ltd. Hong Kong | China | CID000707 | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | |||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | |||
Gold | Istanbul Gold Refinery | Turkey | CID000814 | |||
Gold | Japan Mint | Japan | CID000823 | |||
Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | |||
Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | |||
Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | |||
Gold | JSC Uralelectromed | Russian Federation | CID000929 | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | |||
Gold | Kazzinc | Kazakhstan | CID000957 | |||
Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | |||
Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | |||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | |||
Gold | LS-NIKKO Copper Inc. | Korea, Republic of | CID001078 | |||
Gold | Materion | United States Of America | CID001113 | |||
Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | |||
Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | |||
Gold | Metalor Technologies S.A. | Switzerland | CID001153 | |||
Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | |||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | CID001161 | |||
Gold | Mitsubishi Materials Corporation | Japan | CID001188 |
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Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | |||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.?. | Turkey | CID001220 | |||
Gold | Nihon Material Co., Ltd. | Japan | CID001259 | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | |||
Gold | OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet) | Russian Federation | CID001326 | |||
Gold | PAMP S.A. | Switzerland | CID001352 | |||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | |||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | |||
Gold | PX Précinox S.A. | Switzerland | CID001498 | |||
Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | |||
Gold | Royal Canadian Mint | Canada | CID001534 | |||
Gold | Samduck Precious Metals | Korea, Republic of | CID001555 | |||
Gold | SEMPSA Joyería Platería S.A. | Spain | CID001585 | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | |||
Gold | Solar Applied Materials Technology Corp. | Taiwan, PROVINCE OF CHINA | CID001761 | |||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | |||
Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | |||
Gold | Torecom | Korea, Republic of | CID001955 | |||
Gold | Umicore Brasil Ltda. | Brazil | CID001977 | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | |||
Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | |||
Gold | Valcambi S.A. | Switzerland | CID002003 | |||
Gold | Western Australian Mint trading as The Perth Mint | Australia | CID002030 | |||
Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | Japan | CID002100 | |||
Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | |||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | CID002243 |
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Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | |||
Gold | Geib Refining Corporation | United States Of America | CID002459 | |||
Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | |||
Gold | Republic Metals Corporation | United States Of America | CID002510 | |||
Gold | Singway Technology Co., Ltd. | Taiwan, PROVINCE OF CHINA | CID002516 | |||
Gold | Al Etihad Gold LLC | United Arab Emirates | CID002560 | |||
Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | |||
Gold | T.C.A S.p.A | Italy | CID002580 | |||
Gold | Korea Zinc Co., Ltd. | Korea, Republic of | CID002605 | |||
Gold | Marsam Metals | Brazil | CID002606 | |||
Gold | SAAMP | France | CID002761 | |||
Gold | Italpreziosi | Italy | CID002765 | |||
Gold | SAXONIA Edelmetalle GmbH | Germany | CID002777 | |||
Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | |||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | |||
Gold | AU Traders and Refiners | South Africa | CID002850 | |||
Gold | SungEel HiTech | Korea, Republic of | CID002918 | |||
Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | |||
Gold | Safimet S.p.A | Italy | CID002973 | |||
Gold | Advanced Chemical Company | United States Of America | CID000015 | |||
Tantalum | Asaka Riken Co., Ltd. | Japan | CID000092 | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | |||
Tantalum | Conghua Tantalum and Niobium Smeltry | China | CID000291 | |||
Tantalum | Exotech Inc. | United States Of America | CID000456 | |||
Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | |||
Tantalum | LSM Brasil S.A. | Brazil | CID001076 | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | |||
Tantalum | Mineração Taboca S.A. | Brazil | CID001175 | |||
Tantalum | Mitsui Mining & Smelting | Japan | CID001192 | |||
Tantalum | Molycorp Silmet A.S. | Estonia | CID001200 | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | |||
Tantalum | QuantumClean | United States Of America | CID001508 |
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Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | CID001522 | |||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | |||
Tantalum | Taki Chemicals | Japan | CID001869 | |||
Tantalum | Telex Metals | United States Of America | CID001891 | |||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | |||
Tantalum | D Block Metals, LLC | United States Of America | CID002504 | |||
Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | |||
Tantalum | KEMET Blue Metals | Mexico | CID002539 | |||
Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | |||
Tantalum | H.C. Starck GmbH Goslar | Germany | CID002545 | |||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | |||
Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | |||
Tantalum | H.C. Starck Ltd. | Japan | CID002549 | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 | |||
Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | |||
Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | |||
Tantalum | KEMET Blue Powder | United States Of America | CID002568 | |||
Tantalum | Resind Indústria e Comércio Ltda. | Brazil | CID002707 | |||
Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | |||
Tantalum | Power Resources Ltd. | Macedonia, The Former Yugoslav Republic Of | CID002847 | |||
Tantalum | Jiujiang Janny New Material Co., Ltd. | China | CID003191 | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | |||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | CID000244 | |||
Tin | Alpha | United States Of America | CID000292 | |||
Tin | CV Gita Pesona | Indonesia | CID000306 | |||
Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | |||
Tin | CV Serumpun Sebalai | Indonesia | CID000313 | |||
Tin | CV United Smelting | Indonesia | CID000315 | |||
Tin | Dowa | Japan | CID000402 | |||
Tin | EM Vinto | Bolivia (Plurinational State of) | CID000438 |
9
Tin | Fenix Metals | Poland | CID000468 | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | China | CID000760 | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | |||
Tin | China Tin Group Co., Ltd. | China | CID001070 | |||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | |||
Tin | Metallic Resources, Inc. | United States Of America | CID001142 | |||
Tin | Mineração Taboca S.A. | Brazil | CID001173 | |||
Tin | Minsur | Peru | CID001182 | |||
Tin | Mitsubishi Materials Corporation | Japan | CID001191 | |||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | CID001231 | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | |||
Tin | Operaciones Metalurgical S.A. | Bolivia (Plurinational State of) | CID001337 | |||
Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | |||
Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | |||
Tin | PT Bangka Tin Industry | Indonesia | CID001419 | |||
Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | |||
Tin | PT Bukit Timah | Indonesia | CID001428 | |||
Tin | PT DS Jaya Abadi | Indonesia | CID001434 | |||
Tin | PT Eunindo Usaha Mandiri | Indonesia | CID001438 | |||
Tin | PT Karimun Mining | Indonesia | CID001448 | |||
Tin | PT Mitra Stania Prima | Indonesia | CID001453 | |||
Tin | PT Panca Mega Persada | Indonesia | CID001457 | |||
Tin | PT Prima Timah Utama | Indonesia | CID001458 | |||
Tin | PT REFINED BANGKA TIN | Indonesia | CID001460 | |||
Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | |||
Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | |||
Tin | PT Sumber Jaya Indah | Indonesia | CID001471 | |||
Tin | PT Timah (Persero) Tbk Kundur | Indonesia | CID001477 | |||
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | CID001482 | |||
Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | |||
Tin | PT Tommy Utama | Indonesia | CID001493 | |||
Tin | Rui Da Hung | Taiwan, PROVINCE OF CHINA | CID001539 | |||
Tin | Soft Metais Ltda. | Brazil | CID001758 | |||
Tin | Thaisarco | Thailand | CID001898 | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 |
10
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | CID002036 | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | |||
Tin | Yunnan Tin Company Limited | China | CID002180 | |||
Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | |||
Tin | Magnus Minerais Metais e Ligas Ltda. | Brazil | CID002468 | |||
Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | |||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | |||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | |||
Tin | PT Inti Stania Prima | Indonesia | CID002530 | |||
Tin | CV Ayi Jaya | Indonesia | CID002570 | |||
Tin | CV Dua Sekawan | Indonesia | CID002592 | |||
Tin | CV Tiga Sekawan | Indonesia | CID002593 | |||
Tin | Resind Indústria e Comércio Ltda. | Brazil | CID002706 | |||
Tin | Metallo-Chimique N.V. | Belgium | CID002773 | |||
Tin | Elmet S.L.U. (Metallo Group) | Spain | CID002774 | |||
Tin | PT Bangka Prima Tin | Indonesia | CID002776 | |||
Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | |||
Tin | PT Kijang Jaya Mandiri | Indonesia | CID002829 | |||
Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | CID002848 | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | CID002849 | |||
Tin | Gejiu Jinye Mineral Company | China | CID002859 | |||
Tin | PT Lautan Harmonis Sejahtera | Indonesia | CID002870 | |||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | |||
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | CID000004 | |||
Tungsten | Kennametal Huntsville | United States Of America | CID000105 | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | CID000499 | |||
Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | |||
Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 |
11
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | |||
Tungsten | Kennametal Fallon | United States Of America | CID000966 | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | CID001889 | |||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Viet Nam | CID002011 | |||
Tungsten | Wolfram Bergbau und Hütten AG | Austria | CID002044 | |||
Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | CID002095 | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | |||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | CID002535 | |||
Tungsten | H.C. Starck GmbH | Germany | CID002541 | |||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | CID002542 | |||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Viet Nam | CID002543 | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | CID002579 | |||
Tungsten | Niagara Refining LLC | United States Of America | CID002589 | |||
Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | |||
Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | |||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | CID002815 | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 | |||
Tungsten | ACL Metais Eireli | Brazil | CID002833 | |||
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | CID002843 | |||
Tungsten | Moliren Ltd. | Russian Federation | CID002845 |
12
Table 2
SMELTERS OR REFINERS CURRENTLY IDENTIFIED BY THE RMI BUT NOT YET RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through May 1, 2018. The following smelters/refiners smelters are identified by the RMI but are not yet certified as RMAP conformant as of April 30, 2018.
Metal |
Standard Smelter Name |
Smelter Location/Country |
Smelter ID | |||
Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | |||
Gold | Chugai Mining | Japan | CID000264 | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | |||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | CID000522 | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | |||
Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | |||
Gold | Lingbao Gold Co., Ltd. | China | CID001056 | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | |||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | |||
Gold | Sabin Metal Corp. | United States Of America | CID001546 | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 |
13
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | |||
Gold | SAFINA A.S. | Czech Republic | CID002290 | |||
Gold | Guangdong Jinding Gold Limited | China | CID002312 | |||
Gold | KGHM Polska Miedz Spólka Akcyjna | Poland | CID002511 | |||
Gold | Remondis Argentia B.V. | Netherlands | CID002582 | |||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | |||
Gold | LOrfebre S.A. | Andorra | CID002762 | |||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | |||
Gold | Sai Refinery | India | CID002853 | |||
Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | |||
Gold | Bangalore Refinery | India | CID002863 | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | |||
Gold | Pease & Curren | United States Of America | CID002872 | |||
Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | |||
Gold | Caridad | Mexico | CID000180 | |||
Gold | Hwasung CJ Co., Ltd. | Korea, Republic of | CID000778 | |||
Gold | SAMWON METALS Corp. | Korea, Republic of | CID001562 | |||
Gold | Morris and Watson | New Zealand | CID002282 | |||
Gold | Universal Precious Metals Refining Zambia | Zambia | CID002854 | |||
Gold | Morris and Watson Gold Coast | Australia | CID002866 | |||
Tin | Estanho de Rondônia S.A. | Brazil | CID000448 | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | |||
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | |||
Tin | Super Ligas | Brazil | CID002756 | |||
Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | |||
Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | |||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000278 | |||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 |
14
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | CID002647 | |||
Tungsten | Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. | China | CID002313 |
15
Table 3
SMELTERS AND REFINERS NOT RMAP CONFORMANT
Based on our due diligence process and the information received from our suppliers the following facilities were identified by Motorola Solutions suppliers using the CMRT responses collected through May 1, 2018. The identified smelters/refiners have been confirmed as legitimate smelters/refiners not currently conformant to the relevant RMAP standard by the RMI as of April 30, 2018.
Metal |
Standard Smelter Name |
Smelter Location/Country |
Smelter ID | |||
Gold | Elemetal Refining, LLC | United States Of America | CID001322 | |||
Gold | Tony Goetz NV | Belgium | CID002587 | |||
Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | |||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China | CID002536 |
16
APPENDIX I Countries of Origin
The information provided in this Appendix is based on the information collected from Motorola Solutions suppliers.
Argentina | Ghana | Nicaragua | ||
Australia | Guatemala | Nigeria | ||
Austria | Guinea | Panama | ||
Benin | Guyana | Peru | ||
Bolivia (Plurinational State of) | Honduras | Portugal | ||
Brazil | India | Russian Federation | ||
Burkina Faso | Indonesia | Rwanda | ||
Cambodia | Japan | Senegal | ||
Canada | Kazakhstan | Sierra Leone | ||
Chile | Laos | South Africa | ||
China | Madagascar | Spain | ||
Colombia | Malaysia | Thailand | ||
Congo, Democratic Republic of the | Mali | Togo | ||
Ecuador | Mexico | Uganda | ||
Eritrea | Mongolia | United Kingdom of Great Britain and Northern Ireland | ||
Ethiopia | Mozambique | United States of America | ||
France | Myanmar | Uzbekistan | ||
Germany | Namibia | Viet Nam |
17