0001209191-20-040083.txt : 20200702 0001209191-20-040083.hdr.sgml : 20200702 20200702141211 ACCESSION NUMBER: 0001209191-20-040083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POMPA MARK A CENTRAL INDEX KEY: 0001215540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 201008209 MAIL ADDRESS: STREET 1: 301 MERRITT SEVEN 6TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-30 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001215540 POMPA MARK A C/O APOGEE ENTERPRISES, INC. 4400 WEST 78TH STREET, SUITE 520 MINNEAPOLIS MN 55435 1 0 0 0 Phantom Stock Units 0.00 2020-06-30 4 A 0 741 23.04 A Common Stock 741 5165 D Phantom Stock Units 0.00 2020-06-30 4 A 0 36 23.04 A Common Stock 36 5201 D Deferred Restricted Stock Units 0.00 2020-06-30 4 A 0 40 23.04 A Common Stock 40 9989 D The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Settled 1-for-1. Additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and 2019 Non-Employee Director Stock Plan. /s/ Patricia A. Beithon, Attorney-in-Fact for Mark A. Pompa 2020-07-02