0001181431-13-064562.txt : 20131226 0001181431-13-064562.hdr.sgml : 20131225 20131226162955 ACCESSION NUMBER: 0001181431-13-064562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131223 FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 131298938 4 1 rrd397803.xml PORTER FORM 4 2013 GIFTS SALES SAR EXERCISES 12 2013 X0306 4 2013-12-23 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233873 PORTER JAMES S 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Chief Financial Officer Common Stock 2013-05-28 4 G 0 150 0 D 115009 D Common Stock 2013-07-16 4 G 0 70 0 D 114939 D Common Stock 2013-07-16 4 G 0 70 0 D 114869 D Common Stock 2013-12-23 4 M 0 5101 14.10 A 119970 D Common Stock 2013-12-23 4 D 0 3482 36.40 D 116488 D Common Stock 2013-12-23 4 M 0 19378 15.77 A 135866 D Common Stock 2013-12-23 4 D 0 13689 36.40 D 122177 D Common Stock 2013-12-26 4 S 0 200 35.871 D 0 I By Daughter Common Stock 2013-12-26 4 S 0 150 35.871 D 0 I By Son Common Stock 1559 I 401(k) Plan Stock Appreciation Rights 14.10 2013-12-23 4 M 0 5101 0 D 2015-04-13 Common Stock 5101 0 D Stock Appreciation Rights 15.77 2013-12-23 4 M 0 19378 0 D 2016-04-25 Common Stock 19378 0 D Includes shares acquired under the ESPP as of 9/30/13 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/13 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. Currently 100% exercisable. /s/ James S. Porter 2013-12-26