0001181431-12-067330.txt : 20121227 0001181431-12-067330.hdr.sgml : 20121227 20121227180434 ACCESSION NUMBER: 0001181431-12-067330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121227 DATE AS OF CHANGE: 20121227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEITHON PATRICIA A CENTRAL INDEX KEY: 0001233869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 121288283 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd364950.xml BEITHON FORM 4 OPTION EXERCISE 122712 X0306 4 2012-12-27 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233869 BEITHON PATRICIA A 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Secretary Common Stock 2012-12-27 4 M 0 9916 9.15 A 166103 D Common Stock 3171 I 401(k) Plan Employee Option to Buy 9.15 2012-12-27 4 M 0 9916 0 D 2013-04-10 Common Stock 9916 0 D Includes shares acquired under the ESPP as of 9/30/12 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. Currently 100% exercisable. /s/ Patricia A. Beithon 2012-12-27