0001181431-12-052169.txt : 20120927 0001181431-12-052169.hdr.sgml : 20120927 20120927133013 ACCESSION NUMBER: 0001181431-12-052169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120925 FILED AS OF DATE: 20120927 DATE AS OF CHANGE: 20120927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 121112618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd356979.xml PORTER FORM 4 STOCK OPTION EXERCISE STOCK SWAP 092512 X0306 4 2012-09-25 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233873 PORTER JAMES S 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Chief Financial Officer Common Stock 2012-07-12 4 G 0 175 0 D 106117 D Common Stock 2012-07-16 4 G 0 100 0 D 106017 D Common Stock 2012-07-16 4 G 0 100 0 D 105917 D Common Stock 2012-09-25 4 M 1 4500 9.15 A 110417 D Common Stock 2012-09-25 4 M 1 6600 11.86 A 117017 D Common Stock 2012-09-25 4 F 1 5996 19.92 D 111021 D Common Stock 2012-09-25 4 S 0 6600 20.2838 D 104421 D Common Stock 1528 I 401(k) Plan Common Stock 200 I By Daughter Common Stock 150 I By Son Employee Option to Exercise 9.15 2012-09-25 4 M 1 4500 0 D 2013-04-10 Common Stock 4500 0 D Employee Option to Exercise 11.86 2012-09-25 4 M 1 6600 0 D 2014-04-14 Common Stock 6600 0 D Includes shares acquired under the ESPP as of 6/30/12 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 6/30/12 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.25 to $20.321. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Currently 100% exercisable. /s/ James S. Porter 2012-09-27