4/A 1 file001.txt FORM 4/A FORM 4 _________________________________ | OMB APPROVAL | [ ] CHECK THIS BOX IF NO LONGER SUBJECT _________________________________ TO SECTION 16. FORM 4 OR FORM 5 | OMB Number: 3235-0287 | OBLIGATIONS MAY CONTINUE. SEE | Expires: January 31, 2005 | INSTRUCTION 1(b). | Estimated average burden | | hours per response....... 0.5 | _________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* BURTON ROBERT ----------------------------------------------------- (Last) (First) c/o Moore Corporation Limited One Canterbury Green, 6th Floor ----------------------------------------------------- (Street) Stamford, CT 06901 ----------------------------------------------------- (City) (State) (Zip) ------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol MOORE CORPORATION LIMITED (MCL) ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (voluntary) ------------------------------------------------------------------------------- 4. Statement for Month/Day/Year 10/21/02 ------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) 10/21/02 ------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify title below) Chairman, President & Chief Executive Officer -------------------------------------------------- ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person -------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ---------------------------------------------------------------------------------------------------------------------------------- 5. Amount of 6. Owner- Securities ship 2. Trans- 2A. Deemed 3. Trans- 4. Securities Acquired (A) Beneficially Form: action Execution action or Disposed of (D) Owned Following Direct 7. Nature of Date Date, Code (Instr. 3, 4 and 5) Reported (D) or Indirect 1. Title of Security (Month/ if any (Instr. 8) -------------------------- Transaction(s) Indirect Beneficial (Instr. 3) Day/ (Month/ ---------- Amount (A) or Price (Instr. (I) Ownership Year) Day/Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) ---------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 10/17/02 A 100,000 A 1,381,754 D ---------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (9-02)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G. PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 3A. 4. 5. 6. 7. 8. 9. 10. 11. ------------------------------------------------------------------------------------------------------------------------------------ Title and Number of Ownership Number of Date Exer- Amount of Derivative Form of Derivative cisable and Underlying Securities Deriv- Securities Expiration Securities Price Benefi- ative Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of cially Security: sion or Trans- Deemed action or Disposed Day/Year) and 4) Deriv- Owned Direct Exercise action Execution Code of (D) -------------- -------------- ative Following (D) or Nature of Title of Price of Date Date, (Instr. (Instr. 3, Date Amount Secur- Reported Indirect Indirect Derivative Deriv- (Month/ if any 8) 4 and 5) Exer- Expir- or Num- ity Trans- (I) Beneficial Security ative Day/ (Month/ ------- ---------- cis- ation ber of (Instr.action(s) (Instr. Ownership (Instr. 3) Security Year) Day/Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Employee CDN$14.855 10/17/02 A 200,000 25% 10/17/03 10/17/12 Common 200,000 CDN 700,000 D N/A Stock 25% 10/17/04 $14.855 Option - 25% 10/17/05 2001 LTIP 25% 10/17/06 (right to buy) ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ Robert G. Burton November 1, 2002 ---------------------------------------- -------------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2