-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WdE5OKjPQUrHu4zpiZYpZ1T9LFY5bd6MOPIH0c+6CZgA81d1BnH6jP6UizF9rDoX pOsYAEuF5AAhDaLFipjX2Q== 0000930413-02-000140.txt : 20020413 0000930413-02-000140.hdr.sgml : 20020413 ACCESSION NUMBER: 0000930413-02-000140 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020109 FILED AS OF DATE: 20020122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOORE CORPORATION LTD CENTRAL INDEX KEY: 0000067931 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 980154502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08014 FILM NUMBER: 02513910 BUSINESS ADDRESS: STREET 1: 40 KING STREET WEST STREET 2: SUITE 3501 CITY: TORONTO ONTARIO CANA STATE: A6 BUSINESS PHONE: 4163642600 MAIL ADDRESS: STREET 1: 40 KING STREET WEST SUITE 3501 CITY: TORONTO ONTARIO COMPANY DATA: COMPANY CONFORMED NAME: PATEL SANJAY H CENTRAL INDEX KEY: 0001029628 OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O GSCP, INC. STREET 2: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128161149 MAIL ADDRESS: STREET 1: C/O GSCP, INC STREET 2: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 3 1 c22952_form3-.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number 3235-0104 Expires: PENDING Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act hours per response........0.5 (Print or Type Responses) of 1935 or Section 30(f) of the Investment Company Act of 1940 ----------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name AND Ticker or Trading Symbol Requiring Statement Moore Corporation Limited (MCL) Greenwich Street Capital (Month/Day/Year) ---------------------------------------------------------------- Partners II, L.P. (1) 1/9/02 5. Relationship of Reporting 6. If Amendment, - ---------------------------------------- Person(s) to Issuer Date of Original (Last) (First) (Middle) (Check all applicable) (Month/Day/Year) ------------------------- N/A 3. I.R.S. Identification _____ Director _XXX_ 10% Owner ------------------------ 500 Campus Drive, Suite 220 7. Individual or Joint/ _____ Officer _____ Other Group Filing - ---------------------------------------- Number of Reporting (give title below) (specify below) (Check Applicable Line) (Street) Person, if an entity ____ Form filed by One (voluntary) Reporting Person _xx_ Form filed by Florham Park NJ 07932 More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Direct (D) or (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11,699,816 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Over) SEC 1473 (01-02) -Page 1 of 3-
TABLE II-- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, FORM 3 (CONTINUED) CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exercisable and 3. Title and Amount of Securities 4. Conversion or Exercise (Instr. 4) Expiration Date Underlying Derivative Security Price of Derivative (Month/Day/Year) (Instr. 4) Security ----------- ---------- ------------------------------------------- Date Expiration Title Amount or Exercisable Date Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 5. Ownership Form of Derivative 6. Nature of Indirect Security: Direct (D) or Indirect (I) Beneficial Ownership (Instr. 5) (Instr. 5) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - --------------------------------------------------------------------------------
Explanation of Responses: (1) Pursuant to Instruction 5(b)(v), this Form 3 is filed jointly by all of the undersigned (collectively the "Reporting Persons"). Greenwich Street Capital Partners II, L.P. ("GSCP II") has been designated to make the filing of this Form 3. Of the other Reporting Persons, Greenwich Street Investments II, L.L.C. is the general partner of GSCP II ("GP"), GSCP (NJ), L.P. is the manager of GSCP II ("Manager") and GSCP (NJ), Inc. is the general partner of the manager ("Manager GP"). The GP, the Manager and the Manager GP also act in similar capacities for (a) GSCP Offshore Fund, L.P. ("Offshore Fund"), which is the direct beneficial owner of 243,916 shares of Common Stock; (b) Greenwich Fund, L.P. ("Greenwich Fund I"), which is the direct beneficial owner of 396,315 shares of Common Stock; (c) Greenwich Street Employees Fund, L.P. ("Employees Fund"), which is the direct beneficial owner of 698,445 shares of Common Stock; and (d) TRV Executive Fund, L.P. ("Executive Fund"), which is the direct beneficial owner of 57,663 shares of Common Stock. In the aggregate, GSCP II, Offshore Fund, Greenwich Fund I, Employees Fund and Executive Fund (collectively the "Greenwich Street Funds") directly beneficially own 13,096,155 shares of Common Stock. For purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Securities Act"), the GP may be deemed to beneficially own such securities indirectly in its capacity as the general partner of each of the Greenwich Street Funds; the Manager may be deemed to beneficially own such securities indirectly in its capacity as manager of each of the Greenwich Street Funds; and the Manager GP may be deemed to beneficially own such securities indirectly in its capacity as the general partner of Manager. Nothing in this Form 3, however, shall be construed as an admission that any of the Reporting Persons are, for purposes of Section 16 of the Securities Act or otherwise, individually the beneficial owners of any securities reported on this Form 3 in which they do not have an individual pecuniary interest as calculated pursuant to the rules and regulations promulgated under such Section 16. GREENWICH STREET CAPITAL PARTNERS II, L.P. By: Greenwich Street Investments II, L.L.C., its general partner By: /s/ Matthew C. Kaufman January 22, 2002 ---------------------------------------------------- ------------------ **Signature of Reporting Person: Matthew C. Kaufman, Date Managing Member ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -Page 2 of 3- FORM 3 (CONTINUED) JOINT FILER INFORMATION Name: Greenwich Street Investments II, L.L.C. Address: 500 Campus Drive Suite 220 Florham Park, NJ 07932 Designated Filer: Greenwich Street Capital Partners II, L.P. Date of Event Requiring Statement: 1/9/02 Issuer and Ticker or Trading Symbol: Moore Corporation Limited ("MCL") Signature: Greenwich Street Investments II, L.L.C. By: /s/ Matthew C. Kaufman ---------------------------------------------------------- Name: Matthew C. Kaufman Title: Managing Member Name: GSCP (NJ), Inc. Address: 500 Campus Drive Suite 220 Florham Park, NJ 07932 Designated Filer: Greenwich Street Capital Partners II, L.P. Date of Event Requiring Statement: 1/9/02 Issuer and Ticker or Trading Symbol: Moore Corporation Limited ("MCL") Signature: GSCP (NJ), Inc. By: /s/ Matthew C. Kaufman ---------------------------------------------------------- Name: Matthew C. Kaufman Title: Managing Director Name: GSCP (NJ), L.P. Address: 500 Campus Drive Suite 220 Florham Park, NJ 07932 Designated Filer: Greenwich Street Capital Partners II, L.P. Date of Event Requiring Statement: 1/9/02 Issuer and Ticker or Trading Symbol: Moore Corporation Limited ("MCL") Signature: GSCP (NJ), L.P. By: GSCP (NJ), Inc., its general partner By: /s/ Matthew C. Kaufman ---------------------------------------------------------- Name: Matthew C. Kaufman Title: Managing Director -Page 3 of 3- -----END PRIVACY-ENHANCED MESSAGE-----