10-K/A 1 moog10ka1.htm FORM 10-K/A Moog 10-K/A

FORM 10-K/A1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

(Mark One)

[ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended September 29, 2001

OR

[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the transition period from ___________ to ______________
Commission file number 1-5129

MOOG INC.
(Exact Name of Registrant as Specified in its Charter)

New York
(State or other jurisdiction
of incorporation)
16-0757636
(IRS Employer Identification
Number)
   
East Aurora, New York
(Address of Principal
Executive Offices)
14052-0018
(Zip Code)

Registrant's Telephone Number, Including Area Code: (716) 652-2000

Securities registered pursuant to Section 12(b) of the Act:   None


Title of Each Class
Class A Common Stock, $1.00 Par Value
Class B Common Stock, $1.00 Par Value
Name of Each Exchange
on Which Registered
New York Stock Exchange
New York Stock Exchange

Securities registered pursuant to Section 12(g) of the Act: None

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.        Yes    X        No          

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.     X    

The aggregate market value of the Common Stock outstanding and held by non-affiliates (as defined in Rule 405 under the Securities Act of 1933) of the registrant, based upon the closing sale price of the Common Stock on the New York Stock Exchange on December 6, 2001 was approximately $261 million.

The number of shares of Common Stock outstanding as of the close of business on December 6, 2001 was:  Class A 12,915,523; Class B 2,167,922.

The documents listed below have been incorporated by reference into this Annual Report on Form 10-K:
  (1) Portions of the Annual Report to Shareholders for the fiscal year ended September 29, 2001 (the "2001 Annual Report") are incorporated by reference into Part I of this Form 10-K.
  (2) Portions of the January 2002 Proxy Statement to Shareholders (the "2002 Proxy") are incorporated by reference into Part III of this Form 10-K.

This amendment to the registrant's Annual Report on Form 10-K for the fiscal year ended September 29, 2001 is filed to amend Item 14 to add the following exhibits:

Item 14 - Exhibits, Financial Statement Schedules and Reports on Form 8-K

3.  EXHIBITS

 
 

Exhibit No.

 Exhibit Name

 23

Consent of Accountants

 99

Information, Financial  Statements and Exhibits
required by Form 11-K for the Moog Inc. Savings
and Stock Ownership Plan
           
 
                    

SIGNATURE PAGE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunder duly authorized.

 

MOOG INC.

By /s/Donald R. Fishback
Donald R. Fishback,
Controller

Dated: March 25, 2002

EXHIBIT INDEX

 
  Exhibit No.    Exhibit Name
  23 Consent of Accountants
 99 Information, Financial  Statements and Exhibits required by Form 11-K for the Moog Inc. Savings and Stock Ownership Plan