0000067887-23-000092.txt : 20231012 0000067887-23-000092.hdr.sgml : 20231012 20231012132725 ACCESSION NUMBER: 0000067887-23-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231010 FILED AS OF DATE: 20231012 DATE AS OF CHANGE: 20231012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCHE PATRICK J CENTRAL INDEX KEY: 0001557074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05129 FILM NUMBER: 231322325 MAIL ADDRESS: STREET 1: SENECA ST & JAMISON RD CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOOG INC. CENTRAL INDEX KEY: 0000067887 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 160757636 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 716 652 2000 MAIL ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 FORMER COMPANY: FORMER CONFORMED NAME: MOOG INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1697131637.xml FORM 4 X0508 4 2023-10-10 0 0000067887 MOOG INC. MOGA/MOGB 0001557074 ROCHE PATRICK J SENECA ST & JAMISON RD EAST AURORA NY 14052 1 1 0 0 Chief Executive Officer 0 Class A Common 2023-10-10 4 M 0 10000 61.69 A 22659 D Class A Common 2023-10-10 4 F 0 7640 115.40 D 15019 D Class B Common 7929 D Class B Common 295 I 401 (k) SAR 61.69 2023-10-10 4 M 0 10000 0 D 2023-11-11 Class A Common 10000 0 D SAR 74.38 2024-11-11 Class A Common 10000 10000 D SAR 63.04 2025-11-17 Class A Common 3333 3333 D SAR 65.90 2025-11-17 Class B Common 6667 6667 D SAR 71.648 2026-11-15 Class B Common 10000 10000 D SAR 82.31 2027-11-14 Class B Common 6181 6181 D SAR 80.19 2028-11-13 Class B Common 6988 6988 D SAR 85.95 2029-11-12 Class B Common 6794 6794 D SAR 73.39 2030-11-17 Class B Common 4452 4452 D SAR 83 2031-11-16 Class B Common 8757 8757 D This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (2,360). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($115.40) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Includes 92 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022, and 143 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2023. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. /s/ Christopher A. Head, as Power of Attorney for Patrick J. Roche 2023-10-12