0000067887-20-000021.txt : 20200214
0000067887-20-000021.hdr.sgml : 20200214
20200214161837
ACCESSION NUMBER: 0000067887-20-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200213
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALKIN TIMOTHY P
CENTRAL INDEX KEY: 0001251990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05129
FILM NUMBER: 20620175
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOOG INC.
CENTRAL INDEX KEY: 0000067887
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 160757636
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1003
BUSINESS ADDRESS:
STREET 1: 400 JAMISON ROAD
CITY: EAST AURORA
STATE: NY
ZIP: 14052
BUSINESS PHONE: 716 652 2000
MAIL ADDRESS:
STREET 1: 400 JAMISON ROAD
CITY: EAST AURORA
STATE: NY
ZIP: 14052
FORMER COMPANY:
FORMER CONFORMED NAME: MOOG INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_158171509981220.xml
FORM 4
X0306
4
2020-02-13
0
0000067887
MOOG INC.
MOGA/MOGB
0001251990
BALKIN TIMOTHY P
SENECA ST AND JAMISON RD
EAST AURORA
NY
14052
0
1
0
0
Treasurer
Class A Common
2020-02-13
4
M
0
3500
36.86
A
3619
D
Class A Common
2020-02-13
4
F
0
2116
94.99
D
1503
D
Class A Common
2020-02-14
4
S
0
500
93.567
D
1003
D
Class B Common
892
D
Class B Common
1951
I
401 (k)
SAR
36.86
2020-02-13
4
M
0
3500
0
D
2020-11-30
Class A Common
3500.0
500
D
SAR
41.82
2021-11-30
Class A Common
4000.0
4000
D
SAR
36.41
2022-11-27
Class A Common
4000.0
4000
D
SAR
61.69
2023-11-11
Class A Common
2000.0
2000
D
SAR
74.38
2024-11-11
Class A Common
2000.0
2000
D
SAR
63.04
2025-11-17
Class A Common
667.0
667
D
SAR
65.9
2025-11-17
Class B Common
1333.0
1333
D
SAR
71.648
2026-11-15
Class B Common
2000.0
2000
D
SAR
82.31
2027-11-14
Class B Common
1611.0
1611
D
SAR
80.19
2028-11-13
Class B Common
1741.0
1741
D
SAR
85.95
2029-11-12
Class B Common
1736.0
1736
D
This represents the difference between the number of SARs exercised (3,500) and the number of shares issued as a result of the exercise (1,384). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.99) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.
Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.
SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
/s/ Timothy P. Balkin
2020-02-14