0000067887-20-000021.txt : 20200214 0000067887-20-000021.hdr.sgml : 20200214 20200214161837 ACCESSION NUMBER: 0000067887-20-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200213 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALKIN TIMOTHY P CENTRAL INDEX KEY: 0001251990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05129 FILM NUMBER: 20620175 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOOG INC. CENTRAL INDEX KEY: 0000067887 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 160757636 STATE OF INCORPORATION: NY FISCAL YEAR END: 1003 BUSINESS ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 716 652 2000 MAIL ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 FORMER COMPANY: FORMER CONFORMED NAME: MOOG INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158171509981220.xml FORM 4 X0306 4 2020-02-13 0 0000067887 MOOG INC. MOGA/MOGB 0001251990 BALKIN TIMOTHY P SENECA ST AND JAMISON RD EAST AURORA NY 14052 0 1 0 0 Treasurer Class A Common 2020-02-13 4 M 0 3500 36.86 A 3619 D Class A Common 2020-02-13 4 F 0 2116 94.99 D 1503 D Class A Common 2020-02-14 4 S 0 500 93.567 D 1003 D Class B Common 892 D Class B Common 1951 I 401 (k) SAR 36.86 2020-02-13 4 M 0 3500 0 D 2020-11-30 Class A Common 3500.0 500 D SAR 41.82 2021-11-30 Class A Common 4000.0 4000 D SAR 36.41 2022-11-27 Class A Common 4000.0 4000 D SAR 61.69 2023-11-11 Class A Common 2000.0 2000 D SAR 74.38 2024-11-11 Class A Common 2000.0 2000 D SAR 63.04 2025-11-17 Class A Common 667.0 667 D SAR 65.9 2025-11-17 Class B Common 1333.0 1333 D SAR 71.648 2026-11-15 Class B Common 2000.0 2000 D SAR 82.31 2027-11-14 Class B Common 1611.0 1611 D SAR 80.19 2028-11-13 Class B Common 1741.0 1741 D SAR 85.95 2029-11-12 Class B Common 1736.0 1736 D This represents the difference between the number of SARs exercised (3,500) and the number of shares issued as a result of the exercise (1,384). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.99) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants. Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. /s/ Timothy P. Balkin 2020-02-14