FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MOOG INC [ MOGA/MOGB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/12/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common | 02/26/2009 | G | 1,800 | D | $0 | 108,481 | D | |||
Class A Common | 05/12/2009 | M | 3,375 | A | $9.19 | 111,856 | D | |||
Class B Common | 68,688 | D | ||||||||
Class B Common(1) | 6,804 | I | 401(K) | |||||||
Class A Common(8) | 56,828 | I | By Spouse | |||||||
Class B Common(8) | 25,747 | I | By Spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Buy(2) | $9.19 | 05/12/2009 | M | 3,375 | 05/13/2004 | 05/13/2009 | Class A Common | 3,375 | $0 | 0 | D | ||||
Option to Buy(2) | $7.07 | (3) | 11/10/2009 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $7.59 | (4) | 11/29/2010 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $8.82 | (5) | 11/28/2011 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $12.53 | 11/26/2010 | 11/26/2012 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $19.74 | 12/30/2010 | 12/02/2013 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $28.01 | 12/30/2010 | 11/30/2014 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $28.94 | 12/30/2010 | 11/29/2015 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $36.67 | 11/28/2009 | 11/28/2016 | Class A Common | 27,000 | 27,000 | D | ||||||||
Option to Buy(2) | $42.45 | 11/26/2010 | 11/26/2017 | Class A Common | 27,000 | 27,000 | D | ||||||||
SAR(6) | $35.12 | (7) | 10/31/2018 | Class A Common | 27,000 | 27,000 | D |
Explanation of Responses: |
1. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent annual report to participant, September 30, 2008. |
2. Option to buy granted under 1998 and/or 2003 Incentive Stock Option Plan. |
3. Options exercisable as follows: 13,303 on 11/10/04 and 13,697 on 11/10/05. |
4. Options exercisable as follows: 410 on 11/29/05, 13,168 in 11/29/06, 13,168 on 11/29/07 and 254 on 11/29/08. |
5. Options exercisable as follows: 11,119 on 11/28/08, 11,337 on 11/28/09 and 4,544 on 11/28/10. |
6. Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciation Rights Plan. |
7. Stock Appreciation Rights exercisable as follows: 9,000 on 10/31/09, 9,000 on 10/31/10 and 9,000 on 10/31/11. |
8. Mr. Brady disclaims any beneficial interest in shares held by his spouse. |
Timothy P. Balkin | 05/26/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |