13F-HR 1 a093003-sec13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/03 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Montag & Caldwell, Inc. Address: 3455 Peachtree Rd NE Suite 1200 Atlanta, GA 30326 13F File Number: 28-288 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth Chester Title: Senior Vice President and Secretary Phone: 404-836-7130 Signature, Place, and Date of Signing Elizabeth Chester Atlanta, GA October 29, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 115 Form 13F Information Table Value Total (x$1000): 25,924,724 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 639645 9260791.000SH SOLE 7231835.000 2028956.000 181032 2621000.000SH OTHER 2621000.000 Abbott Laboratories COM 002824100 10898 256130.000SH SOLE 112060.000 144070.000 Affiliated Computer Svcs Inccl COM 008190100 1 30.000SH SOLE 30.000 AFLAC Inc COM 001055102 1 30.000SH SOLE 30.000 American Express Co COM 025816109 5 120.000SH SOLE 120.000 American Int'l Group COM 026874107 804613 13944758.000SH SOLE 10864880.000 3079878.000 219837 3810000.000SH OTHER 3810000.000 Amgen COM 031162100 851924 13204071.000SH SOLE 10276779.000 2927292.000 216716 3358900.000SH OTHER 3358900.000 Anheuser Busch Cos Inc COM 035229103 1 15.000SH SOLE 15.000 AT & T Wireless COM 00209A106 1 105.000SH SOLE 105.000 Avery Dennison Corp COM 053611109 1 15.000SH SOLE 15.000 Baker Hughes Inc COM 057224107 344713 11649617.000SH SOLE 8854445.000 2795172.000 80935 2735200.000SH OTHER 2735200.000 Berkshire Hathaway Inc-Cl A COM 084670108 600 8.000SH SOLE 8.000 Capital One Finl Corp COM 14040H105 1 20.000SH SOLE 20.000 Caremark RX Inc COM 141705103 1 40.000SH SOLE 40.000 Caterpillar Inc COM 149123101 442932 6363565.000SH SOLE 4959197.000 1404368.000 125509 1823200.000SH OTHER 1823200.000 Cisco Systems COM 17275R102 277 14100.000SH SOLE 12200.000 1900.000 Citigroup Inc. COM 172967101 667847 14554180.999SH SOLE 11325368.999 3228812.000 177894 3908900.000SH OTHER 3908900.000 Coca-Cola Co COM 191216100 828604 19134004.000SH SOLE 15030155.000 4103849.000 270627 6299500.000SH OTHER 6299500.000 Colgate-Palmolive Co COM 194162103 844765 14990083.000SH SOLE 11653916.000 3336167.000 220620 3947400.000SH OTHER 3947400.000 Comcast Corp Cl A Spl COM 20030N200 1 30.000SH SOLE 30.000 Costco Wholesale Corp-New COM 22160K105 22 710.000SH SOLE 710.000 Dell Inc COM 24702R101 2 55.000SH SOLE 55.000 Disney, Walt Co COM 254687106 442003 21745799.000SH SOLE 16951102.000 4794697.000 120344 5966470.000SH OTHER 5966470.000 E M C Corp Mass COM 268648102 1 80.000SH SOLE 80.000 Electronic Arts, Inc. COM 285512109 295771 3182391.000SH SOLE 2476895.000 705496.000 85396 926400.000SH OTHER 926400.000 Eli Lilly & Co COM 532457108 557205 9305120.000SH SOLE 7231190.000 2073930.000 162542 2736400.000SH OTHER 2736400.000 Emulex Corp Com New COM 292475209 1 40.000SH SOLE 40.000 Exxon Mobil Corp COM 30231G102 1024 27980.000SH SOLE 20840.000 7140.000 Fannie Mae COM 313586109 422 6015.000SH SOLE 6015.000 Federal Home Ln Mtg Corp COM 313400301 1 40.000SH SOLE 40.000 First Data Corp COM 319963104 618114 15340599.000SH SOLE 11935170.000 3405429.000 166949 4177900.000SH OTHER 4177900.000 Gannett Inc Com COM 364730101 754114 9642931.000SH SOLE 7510720.000 2132211.000 200787 2588800.000SH OTHER 2588800.000 Genentech, Inc. COM 368710406 342773 4241950.000SH SOLE 3297440.000 944510.000 91111 1136900.000SH OTHER 1136900.000 General Electric Co COM 369604103 819 27481.000SH SOLE 21266.000 6215.000 Gillette Co COM 375766102 817664 25356846.000SH SOLE 19742209.000 5614637.000 229885 7188400.000SH OTHER 7188400.000 Global SantaFe Corporation COM G3930E101 18 740.000SH SOLE 740.000 Goldman Sachs Group Inc COM 38141G104 1 10.000SH SOLE 10.000 Grainger W W Inc COM 384802104 1 20.000SH SOLE 20.000 Guidant Corp COM 401698105 1 30.000SH SOLE 30.000 H & R Block COM 093671105 5838 135290.000SH SOLE 107440.000 27850.000 HCA-The Healthcare Company COM 404119109 1 40.000SH SOLE 40.000 Home Depot Inc COM 437076102 1 40.000SH SOLE 40.000 Int'l Business Machines COM 459200101 292 3304.000SH SOLE 3304.000 Intel Corp COM 458140100 850 30880.000SH SOLE 26700.000 4180.000 Johnson & Johnson COM 478160104 874688 17520533.000SH SOLE 13747006.000 3773527.000 266710 5385900.000SH OTHER 5385900.000 Kohls Corp Com COM 500255104 667218 12370024.000SH SOLE 9657045.000 2712979.000 185158 3460900.000SH OTHER 3460900.000 Lauder Estee Cos Inc Cl A COM 518439104 2370 69500.000SH SOLE 65365.000 4135.000 Lexmark Intl Group Inc Cl A COM 529771107 1 15.000SH SOLE 15.000 Lockheed Martin Corp COM 539830109 1 15.000SH SOLE 15.000 Lowe's Companies COM 548661107 498 9600.000SH SOLE 9600.000 Marriott Int'l, Inc Cl-A COM 571903202 452560 10430431.000SH SOLE 8110910.000 2319521.000 132296 3074500.000SH OTHER 3074500.000 Marsh & McLennan COM 571748102 554909 11558348.000SH SOLE 8961237.000 2597111.000 133208 2797900.000SH OTHER 2797900.000 Masco Corp COM 574599106 379632 15382706.000SH SOLE 12008676.000 3374030.000 107186 4378500.000SH OTHER 4378500.000 Mattel Inc COM 577081102 1 65.000SH SOLE 65.000 Maxim Integrated Prods Inc COM 57772K101 1 20.000SH SOLE 20.000 McKesson Hboc Inc COM 58155Q103 1 25.000SH SOLE 25.000 Medtronic Inc COM 585055106 957917 20248359.000SH SOLE 15739888.000 4508471.000 271095 5777808.000SH OTHER 5777808.000 Microchip Technology Inc COM 595017104 1 40.000SH SOLE 40.000 Microsoft Corp COM 594918104 779713 27817111.000SH SOLE 21698673.000 6118438.000 212534 7645100.000SH OTHER 7645100.000 Molex Inc Com COM 608554101 77 2700.000SH SOLE 2700.000 Molex Cl A (Non-Vtg) COM 608554200 495 20225.000SH SOLE 20225.000 Newell Rubbermaid Inc. COM 651229106 46 2130.000SH SOLE 2130.000 Noble Corporation COM G65422100 1 25.000SH SOLE 25.000 Nokia Corp Sponsored ADR COM 654902204 437 28060.000SH SOLE 28060.000 Omnicom Group COM 681919106 446988 6169928.000SH SOLE 4804180.000 1365748.000 117453 1634700.000SH OTHER 1634700.000 Oracle Corporation COM 68389X105 557281 49534493.000SH SOLE 38615929.000 10918564.000 149979 13331500.000SH OTHER 13331500.000 Pepsico Inc COM 713448108 824999 17851589.000SH SOLE 13882057.000 3969532.000 222578 4856600.000SH OTHER 4856600.000 Pfizer Inc COM 717081103 1001005 32678121.000SH SOLE 25551100.000 7127021.000 285610 9401260.000SH OTHER 9401260.000 Procter & Gamble Co COM 742718109 1003372 10721802.000SH SOLE 8376981.000 2344821.000 287891 3101600.000SH OTHER 3101600.000 Qualcomm Inc Com COM 747525103 855372 20359202.000SH SOLE 15833418.000 4525784.000 237411 5697400.000SH OTHER 5697400.000 Schlumberger COM 806857108 924050 18928799.000SH SOLE 15029210.000 3899589.000 281192 5809750.000SH OTHER 5809750.000 Seagate Technology Escrow COM 811804988 0 67500.000SH SOLE 67500.000 Starwood Hotels & Resorts Worl COM 85590A203 1 15.000SH SOLE 15.000 State Street Corp. COM 857477103 253 5620.000SH SOLE 5620.000 SunTrust Banks Inc COM 867914103 1050 17400.000SH SOLE 17400.000 Taiwan Semiconductor Mfg Co Ad COM 874039100 0 24.000SH SOLE 24.000 TJX Cos Inc COM 872540109 1 70.000SH SOLE 70.000 Transocean, Inc. COM G90078109 36 1820.000SH SOLE 1820.000 United Parcel Service-Cl B COM 911312106 716166 11133978.000SH SOLE 8682156.000 2451822.000 199508 3127080.000SH OTHER 3127080.000 Viacom Inc Cl B COM 925524308 8 20.000SH SOLE 20.000 Wachovia Corp COM 929903102 266 6449.000SH SOLE 4600.000 1849.000 Wells Fargo & Co New COM 949746101 1 15.000SH SOLE 15.000 Wrigley, (Wm) Jr Cl B COM 982526105 9234 166975.000SH SOLE 133375.000 33600.000 Wyeth COM 983024100 1 20.000SH SOLE 20.000 Montag & Caldwell Growth N Fun 00078H299 310 15457.671SH SOLE 15457.671