-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UcmCRerLoY3t78qxhj7FjzGLOdH5znfpQ9sDP6Gal5sjOqsOUtzQ2RPZuNB/8quo aI1ZqhUg8+A/K6T9Rw3RWQ== 0001357400-11-000005.txt : 20110105 0001357400-11-000005.hdr.sgml : 20110105 20110105123529 ACCESSION NUMBER: 0001357400-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110105 DATE AS OF CHANGE: 20110105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARRIS G STEVEN CENTRAL INDEX KEY: 0001240568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04300 FILM NUMBER: 11509765 MAIL ADDRESS: STREET 1: C/O APACHE CORP STREET 2: 2000 POST OAK BLVD STE. 100 CITY: HOUSTON STATE: TX ZIP: 77056-4400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APACHE CORP CENTRAL INDEX KEY: 0000006769 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410747868 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 POST OAK BLVD STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77056-4400 BUSINESS PHONE: 7132966000 MAIL ADDRESS: STREET 1: 2000 POST OAK BLVD STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77056-4400 FORMER COMPANY: FORMER CONFORMED NAME: APACHE OIL CORP DATE OF NAME CHANGE: 19660830 4 1 f4forgsf.xml PRIMARY DOCUMENT X0303 4 2011-01-03 0 0000006769 APACHE CORP APA 0001240568 FARRIS G STEVEN 2000 POST OAK BLVD. SUITE 100 HOUSTON TX 77056 1 1 0 0 Chairman and CEO Common Stock 2011-01-03 4 M 0 50000. 0 A 340660. D Common Stock 2011-01-03 4 F 0 18262. 121.03 D 322398. D Common Stock 36.109 I Held by trustee of 401(k) plan Common Stock 11385.529 I Held by Trustee of NQ Plan Common Stock 10000. I By Trust fbo Grandchildren Common Stock 300. I By Son Common Stock 3450. I By Trust fbo Son Common Stock 72. I By Spouse Common Stock 26217.48 I Held in IRA Restricted Stock / Units 0 2011-01-03 4 M 0 50000. 0 D Common Stock 50000. 110762. D Restricted Stock / Units 0 Common Stock 295. 295. I By Spouse The shares of common stock of Apache are deemed to also represent certain preferred stock purchase rights ('Rights'). The Rights are not currently exercisable or separately tradable and presently are evidenced by certificates for shares of the common stock. Value attributable to such Rights, if any, is reflected in the market price of the common stock. Vesting on 01/03/2011 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these 50,000 shares, 30,000 shares (19,043 shares after tax withholding) will not be eligible for sale by Mr. Farris until such time as he retires as chief executive officer or otherwise terminates employment with the company. Shares withheld to cover required tax withholding on vesting of restricted stock units effective as of 01/03/2011. With tandem tax withholding right Pursuant to a restricted stock award agreement dated 05/08/08, Mr. Farris was granted 250,000 restricted stock units. The restricted stock units will vest 50,000 on 07/01/2009, and the remaining 200,000 will vest ratably on the first business day of each of 2010, 2011, 2012, and 2013. Upon vesting, Apache will issue one share of common stock for each restricted stock unit, and 30,000 out of each 50,000 shares will not be eligible for sale by Mr. Farris until such time as he retires as chief executive officer or otherwise terminates employment with the company. One share of Apache common stock for each restricted stock unit. Restricted stock units granted under employer plan. The units vest ratably over four years beginning one year from the date of grant. Cheri L. Peper, Attorney-in-Fact 2011-01-05 -----END PRIVACY-ENHANCED MESSAGE-----