0001567619-20-011558.txt : 20200602 0001567619-20-011558.hdr.sgml : 20200602 20200602191314 ACCESSION NUMBER: 0001567619-20-011558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200602 DATE AS OF CHANGE: 20200602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURKE THOMAS ANDREW CENTRAL INDEX KEY: 0001273477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01373 FILM NUMBER: 20938567 MAIL ADDRESS: STREET 1: 17000 ROTUNDA DRIVE CITY: DEARBORN STATE: MI ZIP: 48120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626361200 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 4 1 doc1.xml FORM 4 X0306 4 2020-05-29 0 0000067347 MODINE MANUFACTURING CO MOD 0001273477 BURKE THOMAS ANDREW 1500 DEKOVEN AVE. RACINE WI 53403 1 1 0 0 President and CEO Common stock 2020-05-29 4 F 0 9847 5.35 D 657017 D Common stock 2020-05-30 4 A 0 74094 0 A 731111 D Common stock 2020-05-30 4 F 0 6918 5.35 D 724193 D Common stock 2020-05-31 4 F 0 10287 5.35 D 713906 D Common stock 2020-06-01 4 F 0 6789 5.34 D 707117 D Shares disposed of in a private transaction to cover tax withholding. This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. Sylvia A. Stein, Attorney in Fact 2020-06-02