0001235802-17-000096.txt : 20170626
0001235802-17-000096.hdr.sgml : 20170626
20170626153749
ACCESSION NUMBER: 0001235802-17-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170622
FILED AS OF DATE: 20170626
DATE AS OF CHANGE: 20170626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOCON INC
CENTRAL INDEX KEY: 0000067279
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 410903312
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 MENDELSSOHN AVE N
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55428
BUSINESS PHONE: 6124936370
MAIL ADDRESS:
STREET 1: 7500 MENDELSSOHN AVE N
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55428
FORMER COMPANY:
FORMER CONFORMED NAME: MODERN CONTROLS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward David J
CENTRAL INDEX KEY: 0001562900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09273
FILM NUMBER: 17929817
MAIL ADDRESS:
STREET 1: 7500 MENDELSSOHN AVENUE NORTH
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55428
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-22
1
0000067279
MOCON INC
MOCO
0001562900
Ward David J
C/O MOCON, INC.
7500 MENDELSSOHN AVENUE N
MINNEAPOLIS
MN
55428
1
0
0
0
Common Stock
0
D
Non-Statutory Stock Option (right to buy)
14.4
2017-06-22
4
D
0
2500
15.6
D
2019-12-30
Common Stock
2500
0
D
Non-Statutory Stock Option (right to buy)
15.86
2017-06-22
4
D
0
2500
14.14
D
2020-12-30
Common Stock
2500
0
D
Non-Statutory Stock Option (right to buy)
17.4
2017-06-22
4
D
0
2500
12.6
D
2021-12-21
Common Stock
2500
0
D
Non-Statutory Stock Option (right to buy)
14.38
2017-06-22
4
D
0
2500
15.62
D
2022-12-29
Common Stock
2500
0
D
Non-Statutory Stock Option (right to buy)
19
2017-06-22
4
D
0
2500
11
D
2023-12-27
Common Stock
2500
0
D
This fully vested option was canceled in the merger in exchange for a cash payment of $39,000.25 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
This fully vested option was canceled in the merger in exchange for a cash payment of $35,350.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
This fully vested option was canceled in the merger in exchange for a cash payment of $31,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
This fully vested option was canceled in the merger in exchange for a cash payment of $39,050.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $27,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding.
/s/ Elissa Lindsoe, attorney-in-fact
2017-06-26