0001235802-17-000093.txt : 20170626 0001235802-17-000093.hdr.sgml : 20170626 20170626150712 ACCESSION NUMBER: 0001235802-17-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170622 FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IVERSON KATHLEEN P CENTRAL INDEX KEY: 0001220564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 17929693 MAIL ADDRESS: STREET 1: 5900 GOLDEN HILLS DRIVE CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-22 1 0000067279 MOCON INC MOCO 0001220564 IVERSON KATHLEEN P C/O MOCON, INC. 7500 MENDELSSOHN AVENUE NORTH MINNEAPOLIS MN 55428 1 0 0 0 Common Stock 0 D Non-Statutory Stock Option (right to buy) 17.4 2017-06-22 4 D 0 2500 12.6 D 2021-12-21 Common Stock 2500 0 D Non-Statutory Stock Option (right to buy) 14.38 2017-06-22 4 D 0 2500 15.62 D 2022-12-29 Common Stock 2500 0 D Non-Statutory Stock Option (right to buy) 19 2017-06-22 4 D 0 2500 11 D 2023-12-27 Common Stock 2500 0 D This fully vested option was canceled in the merger in exchange for a cash payment of $31,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $39,050.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $27,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. /s/ Elissa Lindsoe, attorney-in-fact 2017-06-26