0001235802-17-000087.txt : 20170626 0001235802-17-000087.hdr.sgml : 20170626 20170626115326 ACCESSION NUMBER: 0001235802-17-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170622 FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMOREST ROBERT L CENTRAL INDEX KEY: 0001239192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 17929199 MAIL ADDRESS: STREET 1: 2235 VALE CREST CITY: MINNEAPOLIS STATE: MN ZIP: 55422 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-22 1 0000067279 MOCON INC MOCO 0001239192 DEMOREST ROBERT L C/O MOCON, INC. 7500 MENDELSSOHN AVENUE N. MINNEAPOLIS MN 55428 1 1 0 0 Chairman, President and CEO Common Stock 2017-06-22 4 D 0 242473 30 D 0 D Non-Qualified Employee Stock Option (right to buy) 12.96 2017-06-22 4 D 0 5284 17.04 D 2017-12-30 Common Stock 5284 0 D Non-Qualified Employee Stock Option (right to buy) 16 2017-06-22 4 D 0 6750 14 D 2018-12-29 Common Stock 6750 0 D Non-Qualified Employee Stock Option (right to buy) 14.4 2017-06-22 4 D 0 6056 15.6 D 2019-12-30 Common Stock 6056 0 D Non-Qualified Employee Stock Option (right to buy) 15.86 2017-06-22 4 D 0 13695 14.14 D 2020-12-30 Common Stock 13695 0 D Incentive Employee Stock Option (right to buy) 17.4 2017-06-22 4 D 0 9253 12.6 D 2021-12-21 Common Stock 9253 0 D Non-Qualified Employee Stock Option (right to buy) 14.38 2017-06-22 4 D 0 67657 15.62 D 2022-12-29 Common Stock 67657 0 D Non-Qualified Employee Stock Option (right to buy) 19 2017-06-22 4 D 0 44737 11 D 2023-12-27 Common Stock 44737 0 D Incentive Employee Stock Option (right to buy) 19 2017-06-22 4 D 0 5263 11 D 2023-12-27 Common Stock 5263 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 16, 2017, by and among AMETEK, Inc., AMETEK Atom, Inc. and MOCON, Inc. This fully vested option was canceled in the merger in exchange for a cash payment of $90,039.36 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $94,500.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $94,474.21 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $193,647.30 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $116,587.80 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This fully vested option was canceled in the merger in exchange for a cash payment of $1,056,802.34 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $492,107.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. This option, which becomes exercisable on December 31, 2017, was canceled in the merger in exchange for a cash payment of $57,893.00 representing the excess of $30.00 over the exercise price per share of such option, less any required tax withholding. /s/ Elissa Lindsoe, attorney-in-fact 2017-06-26