0001398344-23-006192.txt : 20230314 0001398344-23-006192.hdr.sgml : 20230314 20230314170758 ACCESSION NUMBER: 0001398344-23-006192 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 EFFECTIVENESS DATE: 20230314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML SERIES INVESTMENT FUND CENTRAL INDEX KEY: 0000067160 IRS NUMBER: 042476032 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-02224 FILM NUMBER: 23731914 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 413-744-1000 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 FORMER COMPANY: FORMER CONFORMED NAME: MML EQUITY INVESTMENT CO INC DATE OF NAME CHANGE: 19850227 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTMENT CO INC DATE OF NAME CHANGE: 19811109 0000067160 S000003823 MML Equity Index Fund C000010665 Class I C000010672 Class II C000010673 Class III C000067760 Service Class I 0000067160 S000003825 MML Managed Volatility Fund C000010667 Initial Class C000067762 Service Class 0000067160 S000003827 MML Small Cap Growth Equity Fund C000010669 Initial Class C000067764 Service Class 0000067160 S000011478 MML Small/Mid Cap Value Fund C000031708 Initial Class C000067766 Service Class 0000067160 S000011480 MML Global Fund C000031710 Class I C000034569 Class II C000067768 Service Class I 0000067160 S000011481 MML Foreign Fund C000031711 Initial Class C000067769 Service Class 0000067160 S000011482 MML Equity Income Fund C000031712 Initial Class C000067770 Service Class 0000067160 S000011483 MML Income & Growth Fund C000031713 Initial Class C000067771 Service Class 0000067160 S000011484 MML Sustainable Equity Fund C000031714 Initial Class C000067772 Service Class 0000067160 S000011485 MML Blue Chip Growth Fund C000031715 Initial Class C000067773 Service Class 0000067160 S000011486 MML Large Cap Growth Fund C000031716 Initial Class C000067774 Service Class 0000067160 S000011488 MML Mid Cap Value Fund C000031718 Initial Class C000067776 Service Class 0000067160 S000011489 MML Mid Cap Growth Fund C000031719 Initial Class C000067777 Service Class 0000067160 S000018539 MML Conservative Allocation Fund C000051435 Initial Class C000067778 Service Class 0000067160 S000018540 MML Balanced Allocation Fund C000051436 Initial Class C000067779 Service Class 0000067160 S000018541 MML Moderate Allocation Fund C000051437 Initial Class C000067780 Service Class 0000067160 S000018542 MML Growth Allocation Fund C000051438 Initial Class C000067781 Service Class 0000067160 S000018543 MML Aggressive Allocation Fund C000051439 Initial Class C000067782 Service Class 0000067160 S000023208 MML American Funds Growth Fund C000067574 Service Class I 0000067160 S000023209 MML American Funds International Fund C000067575 Service Class I 0000067160 S000023210 MML American Funds Core Allocation Fund C000067576 Service Class I 0000067160 S000025079 MML Small Company Value Fund C000074589 Class II C000074590 Service Class I 0000067160 S000029641 MML Fundamental Value Fund C000091022 Class II C000091023 Service Class I 0000067160 S000029642 MML Total Return Bond Fund C000091024 Class II C000091025 Service Class I 0000067160 S000034945 MML Focused Equity Fund C000107473 Class II C000107474 Service Class I 0000067160 S000034946 MML Fundamental Equity Fund C000107475 Class II C000107476 Service Class I 0000067160 S000043749 MML International Equity Fund C000135666 Class II C000135667 Service Class I N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000067160 XXXXXXXX N-1A S000018543 C000051439 C000067782 S000018540 C000051436 C000067779 S000018539 C000051435 C000067778 S000018542 C000051438 C000067781 S000018541 C000051437 C000067780 S000023210 C000067576 S000023208 C000067574 S000023209 C000067575 S000011485 C000031715 C000067773 S000011482 C000031712 C000067770 S000003823 C000010665 C000010672 C000010673 C000067760 S000034945 C000107473 C000107474 S000011481 C000031711 C000067769 S000034946 C000107475 C000107476 S000029641 C000091022 C000091023 S000011480 C000031710 C000034569 C000067768 S000011484 C000031714 C000067772 S000011483 C000031713 C000067771 S000043749 C000135666 C000135667 S000011486 C000031716 C000067774 S000003825 C000010667 C000067762 S000011489 C000031719 C000067777 S000011488 C000031718 C000067776 S000003827 C000010669 C000067764 S000025079 C000074589 C000074590 S000011478 C000031708 C000067766 S000029642 C000091024 C000091025 MML SERIES INVESTMENT FUND 811-02224 0000067160 VQ1HG47DNRJG3HBJH467 1295 STATE STREET Springfield 01111-0001 US-MA US 4137441000 MML Distributors, LLC 1295 State Street Springfield 01111-0001 4137441000 Certain books and records related to services provided as Fund Distributor/Principal Underwriter MML Investment Advisers, LLC 1295 State Street Springfield 01111-0001 4137441000 Certain books and records related to services provided as Investment Adviser and Administrator Ropes & Gray LLP The Prudential Tower 800 Boylston St. Boston 02199-3600 6179517000 Certain books and records related to services provided as Fund counsel American Century Investment Management, Inc. 4500 Main Street Kansas City 64111-7709 8165315575 Certain books and records related to services provided as Subadviser Barrow, Hanley, Mewhinney & Strauss, LLC 2200 Ross Avenue 31st Floor Dallas 75201-2761 2146651900 Certain books and records related to services provided as Subadviser Harris Associates L.P. 111 South Wacker Drive Suite 4600 Chicago 60606 3126463600 Certain books and records related to services provided as Subadviser Loomis, Sayles & Company, L.P. One Financial Center 27th Floor Boston 02111-2621 6174822450 Certain books and records related to services provided as Subadviser Massachusetts Financial Services Company 111 Huntington Avenue Boston 02199-7618 6179545000 Certain books and records related to services provided as Subadviser Metropolitan West Asset Management, LLC 865 South Figueroa Street Suite 1800 Los Angeles 90017-2593 2132441050 Certain books and records related to services provided as Subadviser Northern Trust Investments, Inc. 50 South LaSalle Street Chicago 60603-1008 3126306000 Certain books and records related to services provided as Subadviser T. Rowe Price Associates, Inc. 100 East Pratt Street Baltimore 21202 4103452000 Certain books and records related to services provided as Subadviser Wellington Management Company LLP 280 Congress Street Boston 02210 6179515000 Certain books and records related to services provided as Subadviser MML Series Investment Fund 1295 State Street Springfield 01111-0001 4137441000 Certain books and records related to fund filings, expenses, and operations; Declaration of Trust and Bylaws Massachusetts Mutual Life Insurance Company 1295 State Street Springfield 01111-0001 4137441000 Certain books and records related to services provided as Sub-Administrator and Transfer Agent State Street Bank and Trust Company 1 Iron Street Boston 02210 6177863000 Certain books and records related to service provided as Sub-Administrator and Custodian AllianceBernstein L.P. 501 Commerce Street Nashville 37203 8002510539 Certain books and records related to services provided as Subadviser Gateway Investment Advisers, LLC 312 Walnut Street Suite 3500 Cincinnati 45202-9834 5137191100 Certain books and records related to services provided as Subadviser Boston Partners Global Investors, Inc. One Beacon Street 30th Floor Boston 02108 6178328200 Certain books and records related to services provided as Subadviser Invesco Advisers, Inc. 1555 Peachtree Street, N.E. Atlanta 30309 4048920896 Certain books and records related to services provided as Subadviser Thompson, Siegel & Walmsley LLC 6641 West Broad Street Suite 600 Richmond 23230 8043534500 Certain books and records related to services provided as Subadviser N N N-1A 27 Y Susan B. Sweeney N/A N Maria D. Furman N/A N Allan W. Blair N/A N Nabil N. El-Hage N/A N C. Ann Merrifield N/A N Clifford M. Noreen N/A Y Michael R. Fanning 001620072 Y R. Bradford Malt N/A N Cynthia R. Plouche N/A N Jason J. Price N/A N Philip S. 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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

To the Board of Trustees of MML Series Investment Fund and Shareholders of MML Conservative Allocation Fund, MML Balanced Allocation Fund, MML Moderate Allocation Fund, MML Growth Allocation Fund, MML Aggressive Allocation Fund, MML American Funds Growth Fund, MML American Funds Core Allocation Fund, MML Blue Chip Growth Fund, MML Equity Income Fund, MML Equity Index Fund, MML Focused Equity Fund, MML Foreign Fund, MML Fundamental Equity Fund, MML Fundamental Value Fund, MML Global Fund, MML Income & Growth Fund, MML International Equity Fund, MML Large Cap Growth Fund, MML Managed Volatility Fund, MML Mid Cap Growth Fund, MML Mid Cap Value Fund, MML Small Cap Growth Equity Fund, MML Small Company Value Fund, MML Small/Mid Cap Value Fund, MML Sustainable Equity Fund (formerly known as “MML Growth & Income Fund”), and MML Total Return Bond Fund (collectively, the “Funds”):

 

In planning and performing our audits of the financial statements of the Funds of MML Series Investment Fund, as of and for the year ended December 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of December 31, 2022.

 

This report is intended solely for the information and use of management and the Board of Trustees of MML Series Investment Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/ Deloitte & Touche LLP

Boston, Massachusetts

February 22, 2023