EX-99.A 9 d137472dex99a.htm CAPITALIZATION AND INDEBTEDNESS Capitalization and Indebtedness

Exhibit 99(a)

CAPITALIZATION AND INDEBTEDNESS

The following table presents our capitalization and indebtedness at March 31, 2021:

 

     At March 31,
2021
 
     (in millions)  

Total short-term borrowings(1)

   ¥ 45,843,917  
  

 

 

 

Long-term debt:

  

Obligations under finance leases

     20,137  

Unsubordinated debt

     29,918,995  

Subordinated debt

     4,613,826  

Obligations under loan securitization transactions

     618,083  

Debt issuance costs

     (13,390
  

 

 

 

Total long-term debt

     35,157,651  
  

 

 

 

Shareholders’ equity:

  

Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,581,995,120 shares)

     2,090,270  

Capital surplus

     5,533,761  

Retained earnings:

  

Appropriated for legal reserve

     239,571  

Unappropriated retained earnings

     8,589,900  

Accumulated other comprehensive income, net of taxes

     (289,481

Treasury stock, at cost: 737,282,154 common shares

     (503,072
  

 

 

 

Total shareholders’ equity

     15,660,949  
  

 

 

 

Noncontrolling interests

     583,605  
  

 

 

 

Total equity

     16,244,554  
  

 

 

 

Total capitalization and indebtedness

   ¥ 51,402,205  
  

 

 

 

 

Note:

(1)   Total short-term borrowings consist of call money and funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings.